Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2022 Filed Apr 19, 2022 13:05 UTC |
SALZMAN ERICChief Executive Officer
|
Tax withholdingCommon Stock | 2,331 | $4.94 | $11,503.49 |
DisclosureSEC source: 0001437749-22-009170 · rdgdoc.xml · nonDerivative · entry 1 SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,120 Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 12:48 UTC |
SALZMAN ERICChief Executive Officer
|
Tax withholdingCommon Stock | 2,542 | $4.97 | $12,633.74 |
DisclosureSEC source: 0001437749-22-006508 · rdgdoc.xml · nonDerivative · entry 1 SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,451 Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 19:56 UTC |
SALZMAN ERICChief Executive Officer
|
Tax withholdingCommon Stock | 1,802 | $6.21 | $11,192.76 |
DisclosureSEC source: 0001437749-22-003534 · rdgdoc.xml · nonDerivative · entry 1 SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,993 Read SEC document |
| January 17, 2022 Filed Jan 18, 2022 21:21 UTC |
Herndon MarkSVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 5,348 | $7.10 | $37,970.80 |
DisclosureSEC source: 0001437749-22-001098 · rdgdoc.xml · nonDerivative · entry 2 Herndon Mark · CIK 0001754318 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,790 Read SEC document |
| January 17, 2022 Filed Jan 18, 2022 21:21 UTC |
Herndon MarkSVP & Chief Financial Officer
|
GrantCommon Stock | 11,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-001098 · rdgdoc.xml · nonDerivative · entry 1 Herndon Mark · CIK 0001754318 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,138 Read SEC document |
| January 17, 2022 Filed Jan 18, 2022 21:45 UTC |
SALZMAN ERICChief Executive Officer
|
Tax withholdingCommon Stock | 2,529 | $7.10 | $17,955.90 |
DisclosureSEC source: 0001437749-22-001109 · rdgdoc.xml · nonDerivative · entry 4 SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,795 Read SEC document |
| January 17, 2022 Filed Jan 18, 2022 21:45 UTC |
SALZMAN ERICChief Executive Officer
|
GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-001109 · rdgdoc.xml · nonDerivative · entry 3 SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,324 Read SEC document |
| January 17, 2022 Filed Jan 18, 2022 21:45 UTC |
SALZMAN ERICChief Executive Officer
|
Tax withholdingCommon Stock | 43,870 | $7.10 | $311,477.00 |
DisclosureSEC source: 0001437749-22-001109 · rdgdoc.xml · nonDerivative · entry 2 SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,324 Read SEC document |
| January 17, 2022 Filed Jan 18, 2022 21:45 UTC |
SALZMAN ERICChief Executive Officer
|
GrantCommon Stock | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-001109 · rdgdoc.xml · nonDerivative · entry 1 SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,194 F1 · shares: On October 1, 2020, the reporting person was granted a performance stock unit to acquire 100,000 shares of common stock, the vesting of which is subject to the satisfaction of certain corporate performance criteria. In accordance with the previously established criteria, a portion of such performance stock units vested and the underlying shares were issued as reported in Table I. Read SEC document |
| January 17, 2022 Filed Jan 18, 2022 14:06 UTC |
Glass Russell DDirector
|
GrantCommon Stock | 2,134 | $7.10 | $15,151.40 |
DisclosureSEC source: 0001437749-22-001022 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,632 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| January 17, 2022 Filed Jan 18, 2022 14:00 UTC |
Morrison Maureen FDirector
|
GrantCommon Stock | 2,312 | $7.10 | $16,415.20 |
DisclosureSEC source: 0001437749-22-001016 · rdgdoc.xml · nonDerivative · entry 1 Morrison Maureen F · CIK 0001720970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,784 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| January 17, 2022 Filed Jan 18, 2022 13:54 UTC |
ROSENTHAL BOBDirector
|
GrantCommon Stock | 3,913 | $7.10 | $27,782.30 |
DisclosureSEC source: 0001437749-22-001011 · rdgdoc.xml · nonDerivative · entry 1 ROSENTHAL BOB · CIK 0001203911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,455 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| January 17, 2022 Filed Jan 19, 2022 23:39 UTC |
Manko Joseph M. Jr.Director
|
GrantCommon Stock, $0.10 par value | 2,134 | $7.10 | $15,151.40 |
DisclosureSEC source: 0000921895-22-000195 · form411238003_01192022.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,375 F1 · price: The securities reported herein were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 23:38 UTC |
Manko Joseph M. Jr.Director
|
GrantCommon Stock, $0.10 par value | 1,765 | $8.30 | $14,649.50 |
DisclosureSEC source: 0000921895-21-002440 · form411238003_10182021.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,241 F1 · price: The securities reported herein were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 13:38 UTC |
Morrison Maureen FDirector
|
GrantCommon Stock | 1,912 | $8.30 | $15,869.60 |
DisclosureSEC source: 0001437749-21-023794 · rdgdoc.xml · nonDerivative · entry 1 Morrison Maureen F · CIK 0001720970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,472 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 13:46 UTC |
Glass Russell DDirector
|
GrantCommon Stock | 1,765 | $8.30 | $14,649.50 |
DisclosureSEC source: 0001437749-21-023796 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,498 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 13:28 UTC |
ROSENTHAL BOBDirector
|
GrantCommon Stock | 3,236 | $8.30 | $26,858.80 |
DisclosureSEC source: 0001437749-21-023792 · rdgdoc.xml · nonDerivative · entry 1 ROSENTHAL BOB · CIK 0001203911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,542 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 22:29 UTC |
Manko Joseph M. Jr.Director
|
GrantCommon Stock, $0.10 par value | 2,074 | $7.95 | $16,493.49 |
DisclosureSEC source: 0000921895-21-001869 · form411238003_07162021.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,476 F1 · price: The securities reported herein were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 13:52 UTC |
Glass Russell DDirector
|
GrantCommon Stock | 2,074 | $7.95 | $16,493.49 |
DisclosureSEC source: 0001437749-21-017048 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,733 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 13:43 UTC |
Morrison Maureen FDirector
|
GrantCommon Stock | 2,247 | $7.95 | $17,869.27 |
DisclosureSEC source: 0001437749-21-017046 · rdgdoc.xml · nonDerivative · entry 1 Morrison Maureen F · CIK 0001720970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,560 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 13:33 UTC |
ROSENTHAL BOBDirector
|
GrantCommon Stock | 3,803 | $7.95 | $30,243.36 |
DisclosureSEC source: 0001437749-21-017044 · rdgdoc.xml · nonDerivative · entry 1 ROSENTHAL BOB · CIK 0001203911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,306 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| June 30, 2021 Filed Jun 30, 2021 16:45 UTC |
Glass Russell DDirector
|
GrantCommon Stock | 10,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-016023 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,659 Read SEC document |
| June 30, 2021 Filed Jun 30, 2021 16:37 UTC |
Morrison Maureen FDirector
|
GrantCommon Stock | 10,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-016020 · rdgdoc.xml · nonDerivative · entry 1 Morrison Maureen F · CIK 0001720970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,313 Read SEC document |
| June 30, 2021 Filed Jun 30, 2021 16:29 UTC |
ROSENTHAL BOBDirector
|
GrantCommon Stock | 10,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-016018 · rdgdoc.xml · nonDerivative · entry 1 ROSENTHAL BOB · CIK 0001203911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,503 Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 19:45 UTC |
Manko Joseph M. Jr.Director
|
GrantCommon Stock, $0.10 par value | 10,423 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-001731 · form411238003_07012021.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,402 Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 15:50 UTC Amendment |
Glass Russell DDirector
|
GrantCommon Stock | 2,179 | $6.58 | $14,343.27 |
DisclosureSEC source: 0001437749-21-009096 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,236 F1 · price: 1. The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. The original Form 4 inadvertently omitted the price per share of the acquired shares. Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 15:35 UTC |
Glass Russell DDirector
|
GrantCommon Stock | 2,179 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-009093 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,236 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 15:30 UTC |
Morrison Maureen FDirector
|
GrantCommon Stock | 2,361 | $6.58 | $15,541.28 |
DisclosureSEC source: 0001437749-21-009091 · rdgdoc.xml · nonDerivative · entry 1 Morrison Maureen F · CIK 0001720970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,890 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 15:25 UTC |
ROSENTHAL BOBDirector
|
GrantCommon Stock | 3,995 | $6.58 | $26,297.09 |
DisclosureSEC source: 0001437749-21-009089 · rdgdoc.xml · nonDerivative · entry 1 ROSENTHAL BOB · CIK 0001203911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,080 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| April 15, 2021 Filed Apr 20, 2021 00:31 UTC |
Manko Joseph M. Jr.Director
|
GrantCommon Stock, $0.10 par value | 2,179 | $6.58 | $14,343.27 |
DisclosureSEC source: 0000921895-21-001089 · form411238003_04192021.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,979 F1 · price: The securities reported in Column 4 were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 20:02 UTC |
Herndon MarkSVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 3,711 | $6.57 | $24,399.08 |
DisclosureSEC source: 0001437749-21-000997 · rdgdoc.xml · nonDerivative · entry 2 Herndon Mark · CIK 0001754318 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,612 Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 20:02 UTC |
Herndon MarkSVP & Chief Financial Officer
|
GrantCommon Stock | 11,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000997 · rdgdoc.xml · nonDerivative · entry 1 Herndon Mark · CIK 0001754318 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,323 Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 23:00 UTC |
Manko Joseph M. Jr.Director
|
GrantCommon Stock, $0.10 par value | 2,335 | $6.63 | $15,478.48 |
DisclosureSEC source: 0000921895-21-000105 · form411238003_01192021.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,800 F1 · price: The securities reported in Column 4 were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 13:27 UTC |
Glass Russell DDirector
|
GrantCommon Stock | 2,335 | $6.63 | $15,478.48 |
DisclosureSEC source: 0001437749-21-000817 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,057 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 13:22 UTC |
Morrison Maureen FDirector
|
GrantCommon Stock | 2,530 | $6.63 | $16,771.12 |
DisclosureSEC source: 0001437749-21-000815 · rdgdoc.xml · nonDerivative · entry 1 Morrison Maureen F · CIK 0001720970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,529 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 13:17 UTC |
ROSENTHAL BOBDirector
|
GrantCommon Stock | 4,281 | $6.63 | $28,378.32 |
DisclosureSEC source: 0001437749-21-000810 · rdgdoc.xml · nonDerivative · entry 1 ROSENTHAL BOB · CIK 0001203911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,085 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| December 30, 2020 Filed Feb 6, 2021 00:33 UTC |
Manko Joseph M. Jr.Director
|
OtherCommon Stock, $0.10 par value | 15,087 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-000239 · form511238003_02052021.xml · nonDerivative · entry 3 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 177,386 F3 · kind: The securities reported in Column 4 represent a pro-rata distribution recieved by HCPF as a limited partner in an investment fund in connection with such fund's dissolution, in a transaction exempt from Section 16, pursuant to Rule 16a-13 or otherwise. Column 5 of Table 1 reflects the current ownership of each of the Reporting Person, HCM and HCPF after including the transaction reported herein as well as the grant of securities awarded to the Reporting Person as reported on the Form 4 filed by the Reporting Person on January 19, 2021. F2 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 15, 2020 Filed Dec 15, 2020 22:25 UTC |
Manko Joseph M. Jr.Director
|
OtherCommon Stock, $0.10 par value | 707,845 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-20-003251 · form411238003_12152020.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Sierra Capital Investments, L.P. Disclosed balance after: 0 F1 · kind: In connection with the expiration of that certain limited partnership agreement of Sierra Capital Investments, L.P. ("Sierra"), which terminated pursuant to its terms, Horton Capital Management, LLC ("HCM") and Horton Capital Partners, LLC ("HCP") have relinquished control over Sierra to Maplewood Advisors IM, LLC and Maplewood Global Partners, LLC. Each of HCM and HCP no longer retain voting or dispositive power over the securities held directly by Sierra and accordingly, the Reporting Person is no longer deemed to beneficially own the securities held directly by Sierra. F1 · ownership.nature: In connection with the expiration of that certain limited partnership agreement of Sierra Capital Investments, L.P. ("Sierra"), which terminated pursuant to its terms, Horton Capital Management, LLC ("HCM") and Horton Capital Partners, LLC ("HCP") have relinquished control over Sierra to Maplewood Advisors IM, LLC and Maplewood Global Partners, LLC. Each of HCM and HCP no longer retain voting or dispositive power over the securities held directly by Sierra and accordingly, the Reporting Person is no longer deemed to beneficially own the securities held directly by Sierra. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 15:31 UTC |
Morrison Maureen FDirector
|
GrantCommon Stock | 2,906 | $6.00 | $17,436.00 |
DisclosureSEC source: 0001437749-20-021215 · rdgdoc.xml · nonDerivative · entry 1 Morrison Maureen F · CIK 0001720970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,999 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 15:19 UTC |
Glass Russell DDirector
|
GrantCommon Stock | 2,683 | $6.00 | $16,098.00 |
DisclosureSEC source: 0001437749-20-021211 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,722 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 15:10 UTC |
ROSENTHAL BOBDirector · Executive Chairman
|
GrantCommon Stock | 4,918 | $6.00 | $29,508.00 |
DisclosureSEC source: 0001437749-20-021209 · rdgdoc.xml · nonDerivative · entry 1 ROSENTHAL BOB · CIK 0001203911 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,804 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| October 15, 2020 Filed Oct 20, 2020 00:21 UTC |
Manko Joseph M. Jr.Director
|
GrantCommon Stock, $0.10 par value | 2,683 | $6.00 | $16,098.00 |
DisclosureSEC source: 0000921895-20-002648 · form411238003_10192020.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,465 F1 · price: The securities reported in Column 4 were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 16:47 UTC |
SALZMAN ERICChief Restructuring Officer
|
GrantCommon Stock | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-021068 · rdgdoc.xml · nonDerivative · entry 1 SALZMAN ERIC · CIK 0001512117 · Chief Restructuring Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,194 Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 18:09 UTC |
SALZMAN ERICChief Restructuring Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-020656 · rdgdoc.xml · derivative · entry 3 SALZMAN ERIC · CIK 0001512117 · Chief Restructuring Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On April 10, 2020 the reporting person was granted 20,000 restricted stock units. The restricted stock units will vest pro rata on a monthly basis over the six-month period beginning May 1, 2020. F2 · derivative.expiration_date: On April 10, 2020 the reporting person was granted 20,000 restricted stock units. The restricted stock units will vest pro rata on a monthly basis over the six-month period beginning May 1, 2020. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 18:09 UTC |
SALZMAN ERICChief Restructuring Officer
|
GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-020656 · rdgdoc.xml · nonDerivative · entry 2 SALZMAN ERIC · CIK 0001512117 · Chief Restructuring Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,194 Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 18:09 UTC |
SALZMAN ERICChief Restructuring Officer
|
Exercise / conversionCommon Stock | 3,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-020656 · rdgdoc.xml · nonDerivative · entry 1 SALZMAN ERIC · CIK 0001512117 · Chief Restructuring Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 14:33 UTC |
SALZMAN ERICChief Restructuring Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-019181 · rdgdoc.xml · derivative · entry 2 SALZMAN ERIC · CIK 0001512117 · Chief Restructuring Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 Underlying: Common Stock · 3,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On April 10, 2020 the reporting person was granted 20,000 restricted stock units. The restricted stock units will vest pro rata on a monthly basis over the six-month period beginning May 1, 2020. F2 · derivative.expiration_date: On April 10, 2020 the reporting person was granted 20,000 restricted stock units. The restricted stock units will vest pro rata on a monthly basis over the six-month period beginning May 1, 2020. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 14:33 UTC |
SALZMAN ERICChief Restructuring Officer
|
Exercise / conversionCommon Stock | 3,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-019181 · rdgdoc.xml · nonDerivative · entry 1 SALZMAN ERIC · CIK 0001512117 · Chief Restructuring Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 20:53 UTC |
Manko Joseph M. Jr.Director
|
PurchaseCommon Stock, $0.10 par value | 1,210 | $6.16 | $7,456.26 |
DisclosureSEC source: 0000921895-20-002275 · form411238003_08182020.xml · nonDerivative · entry 5 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 162,299 F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.13 to $6.18. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 20:53 UTC |
Manko Joseph M. Jr.Director
|
PurchaseCommon Stock, $0.10 par value | 2,205 | $6.18 | $13,618.30 |
DisclosureSEC source: 0000921895-20-002275 · form411238003_08182020.xml · nonDerivative · entry 4 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 161,089 F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.17 to $6.18. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.