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SAFEGUARD SCIENTIFICS INC

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9612
SEC CIK
0000086115
Parsed reports
303

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 17, 2023 Filed Jan 18, 2023 19:20 UTC GrantCommon Stock 4,130 $3.13 $12,906.25
Disclosure

SEC source: 0001437749-23-001206 · rdgdoc.xml · nonDerivative · entry 1

Michelson Beth · CIK 0001926849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,854

F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 19:14 UTC GrantCommon Stock 4,956 $3.13 $15,487.50
Disclosure

SEC source: 0001437749-23-001204 · rdgdoc.xml · nonDerivative · entry 1

Glass Russell D · CIK 0001328013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,781

F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 19:06 UTC GrantCommon Stock 4,956 $3.13 $15,487.50
Disclosure

SEC source: 0001437749-23-001202 · rdgdoc.xml · nonDerivative · entry 1

DeMont Ross D · CIK 0001360838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,637

F2 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 14:41 UTC
SALZMAN ERICChief Executive Officer
Tax withholdingCommon Stock 5,896 $3.13 $18,425.00
Disclosure

SEC source: 0001437749-23-001285 · rdgdoc.xml · nonDerivative · entry 4

SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,598

Read SEC document
January 17, 2023 Filed Jan 19, 2023 14:41 UTC
SALZMAN ERICChief Executive Officer
GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001285 · rdgdoc.xml · nonDerivative · entry 3

SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,494

Read SEC document
January 17, 2023 Filed Jan 19, 2023 14:41 UTC
SALZMAN ERICChief Executive Officer
Tax withholdingCommon Stock 34,290 $3.13 $107,156.25
Disclosure

SEC source: 0001437749-23-001285 · rdgdoc.xml · nonDerivative · entry 2

SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,494

Read SEC document
January 17, 2023 Filed Jan 19, 2023 14:41 UTC
SALZMAN ERICChief Executive Officer
GrantCommon Stock 64,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001285 · rdgdoc.xml · nonDerivative · entry 1

SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,784

F1 · shares: On January 17, 2022, the reporting person was granted a performance stock unit to acquire 80,000 shares of common stock, the vesting of which is subject to the satisfaction of certain corporate performance criteria. In accordance with the previously established criteria, a portion of such performance stock units vested and the underlying shares were issued as reported in Table I.

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January 17, 2023 Filed Jan 19, 2023 22:46 UTC GrantCommon Stock, $0.10 par value 9,085 $3.13 $28,390.63
Disclosure

SEC source: 0000921895-23-000141 · form411238003_01192023.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,435

F1 · price: The securities reported in Table I were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 14:51 UTC
Herndon MarkSVP & Chief Financial Officer
Tax withholdingcommon stock 13,156 $3.13 $41,112.50
Disclosure

SEC source: 0001437749-23-001288 · rdgdoc.xml · nonDerivative · entry 2

Herndon Mark · CIK 0001754318 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,469

Read SEC document
January 17, 2023 Filed Jan 19, 2023 14:51 UTC
Herndon MarkSVP & Chief Financial Officer
Grantcommon stock 26,835 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001288 · rdgdoc.xml · nonDerivative · entry 1

Herndon Mark · CIK 0001754318 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,625

Read SEC document
December 15, 2022 Filed Dec 16, 2022 23:41 UTC
SALZMAN ERICChief Executive Officer
Tax withholdingcommon stock 2,542 $3.00 $7,613.29
Disclosure

SEC source: 0001437749-22-029287 · rdgdoc.xml · nonDerivative · entry 1

SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,784

Read SEC document
November 15, 2022 Filed Nov 16, 2022 21:56 UTC
SALZMAN ERICChief Executive Officer
Tax withholdingcommon stock 2,542 $3.70 $9,393.96
Disclosure

SEC source: 0001437749-22-027553 · rdgdoc.xml · nonDerivative · entry 1

SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,326

Read SEC document
October 17, 2022 Filed Oct 18, 2022 14:45 UTC GrantCommon Stock 3,981 $3.59 $14,291.79
Disclosure

SEC source: 0001437749-22-024293 · rdgdoc.xml · nonDerivative · entry 1

DeMont Ross D · CIK 0001360838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,681

F2 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

Read SEC document
October 17, 2022 Filed Oct 18, 2022 14:36 UTC GrantCommon Stock 3,317 $3.59 $11,908.03
Disclosure

SEC source: 0001437749-22-024290 · rdgdoc.xml · nonDerivative · entry 1

Michelson Beth · CIK 0001926849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,724

F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

Read SEC document
October 17, 2022 Filed Oct 18, 2022 14:28 UTC GrantCommon Stock 4,313 $3.59 $15,483.67
Disclosure

SEC source: 0001437749-22-024288 · rdgdoc.xml · nonDerivative · entry 1

Morrison Maureen F · CIK 0001720970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,915

F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

Read SEC document
October 17, 2022 Filed Oct 18, 2022 14:19 UTC GrantCommon Stock 3,981 $3.59 $14,291.79
Disclosure

SEC source: 0001437749-22-024286 · rdgdoc.xml · nonDerivative · entry 1

Glass Russell D · CIK 0001328013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,825

F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 20:35 UTC GrantCommon Stock, $0.10 par value 7,298 $3.59 $26,199.82
Disclosure

SEC source: 0000921895-22-002836 · form411238003_10192022.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,350

F1 · price: The securities reported in Table I were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

Read SEC document
October 15, 2022 Filed Oct 17, 2022 21:01 UTC
SALZMAN ERICChief Executive Officer
Tax withholdingcommon stock 2,542 $3.71 $9,418.11
Disclosure

SEC source: 0001437749-22-024247 · rdgdoc.xml · nonDerivative · entry 1

SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,868

Read SEC document
September 15, 2022 Filed Sep 16, 2022 17:39 UTC
SALZMAN ERICChief Executive Officer
Tax withholdingcommon stock 2,542 $4.03 $10,251.38
Disclosure

SEC source: 0001437749-22-022591 · rdgdoc.xml · nonDerivative · entry 1

SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,410

Read SEC document
August 15, 2022 Filed Aug 17, 2022 14:21 UTC
SALZMAN ERICChief Executive Officer
Tax withholdingcommon stock 2,542 $4.13 $10,498.46
Disclosure

SEC source: 0001437749-22-020788 · rdgdoc.xml · nonDerivative · entry 1

SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,952

Read SEC document
July 15, 2022 Filed Jul 18, 2022 19:29 UTC
SALZMAN ERICChief Executive Officer
Tax withholdingCommon Stock 2,542 $3.86 $9,812.12
Disclosure

SEC source: 0001437749-22-017253 · rdgdoc.xml · nonDerivative · entry 1

SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,494

Read SEC document
July 15, 2022 Filed Jul 18, 2022 17:06 UTC GrantCommon Stock 1,758 $3.86 $6,785.88
Disclosure

SEC source: 0001437749-22-017242 · rdgdoc.xml · nonDerivative · entry 1

DeMont Ross D · CIK 0001360838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,700

F2 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

Read SEC document
July 15, 2022 Filed Jul 18, 2022 16:57 UTC GrantCommon Stock 1,465 $3.86 $5,654.90
Disclosure

SEC source: 0001437749-22-017239 · rdgdoc.xml · nonDerivative · entry 1

Michelson Beth · CIK 0001926849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,407

F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

Read SEC document
July 15, 2022 Filed Jul 18, 2022 16:47 UTC GrantCommon Stock 4,685 $3.86 $18,084.10
Disclosure

SEC source: 0001437749-22-017236 · rdgdoc.xml · nonDerivative · entry 1

Morrison Maureen F · CIK 0001720970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,602

F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

Read SEC document
July 15, 2022 Filed Jul 18, 2022 16:40 UTC GrantCommon Stock 4,325 $3.86 $16,694.50
Disclosure

SEC source: 0001437749-22-017234 · rdgdoc.xml · nonDerivative · entry 1

Glass Russell D · CIK 0001328013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,844

F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 23:26 UTC GrantCommon Stock, $0.10 par value 5,790 $3.86 $22,349.40
Disclosure

SEC source: 0000921895-22-002254 · form411238003_07192022.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,052

F1 · price: The securities reported in Table I were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

Read SEC document
July 01, 2022 Filed Jul 1, 2022 16:40 UTC GrantCommon Stock 18,942 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-016432 · rdgdoc.xml · nonDerivative · entry 1

DeMont Ross D · CIK 0001360838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,942

Read SEC document
July 01, 2022 Filed Jul 1, 2022 16:24 UTC GrantCommon Stock 18,942 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-016428 · rdgdoc.xml · nonDerivative · entry 1

Michelson Beth · CIK 0001926849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,942

Read SEC document
July 01, 2022 Filed Jul 1, 2022 16:16 UTC GrantCommon Stock 18,942 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-016425 · rdgdoc.xml · nonDerivative · entry 1

Morrison Maureen F · CIK 0001720970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,917

Read SEC document
July 01, 2022 Filed Jul 1, 2022 16:05 UTC GrantCommon Stock 18,942 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-016423 · rdgdoc.xml · nonDerivative · entry 1

Glass Russell D · CIK 0001328013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,519

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:31 UTC GrantCommon Stock, $0.10 par value 18,942 $0.00 $0.00
Disclosure

SEC source: 0000921895-22-002142 · form411238003_07052022.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,262

Read SEC document
June 22, 2022 Filed Jun 23, 2022 20:57 UTC PurchaseCommon Stock 27,165 $4.13 $112,191.45
Disclosure

SEC source: 0000899243-22-023753 · doc4.xml · nonDerivative · entry 4

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 671,671

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.094 to $4.144. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 20:57 UTC PurchaseCommon Stock 20,000 $41.40 $828,000.00
Disclosure

SEC source: 0000899243-22-023753 · doc4.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tomsat Investment & Trading Co., Inc.

Disclosed balance after: 200,000

Read SEC document
June 21, 2022 Filed Jun 23, 2022 20:57 UTC PurchaseCommon Stock 6,209 $3.80 $23,594.20
Disclosure

SEC source: 0000899243-22-023753 · doc4.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 644,506

Read SEC document
June 21, 2022 Filed Jun 23, 2022 20:57 UTC PurchaseCommon Stock 20,000 $3.64 $72,800.00
Disclosure

SEC source: 0000899243-22-023753 · doc4.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tomsat Investment & Trading Co., Inc.

Disclosed balance after: 180,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.639 to $3.649. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 18:49 UTC
SALZMAN ERICChief Executive Officer
Tax withholdingCommon Stock 2,542 $3.71 $9,425.74
Disclosure

SEC source: 0001437749-22-015139 · rdgdoc.xml · nonDerivative · entry 1

SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,036

Read SEC document
June 10, 2022 Filed Jun 13, 2022 20:05 UTC PurchaseCommon Stock 19,300 $4.53 $87,429.00
Disclosure

SEC source: 0000899243-22-022155 · doc4.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 638,297

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.49 to $4.55. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: This indirect holding was inadvertently omitted from the reporting person's Forms 4 filed on May 25, 2022 and May 27, 2022.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:05 UTC PurchaseCommon Stock 18,997 $4.23 $80,357.31
Disclosure

SEC source: 0000899243-22-022155 · doc4.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 618,997

F3 · balance_after: This indirect holding was inadvertently omitted from the reporting person's Forms 4 filed on May 25, 2022 and May 27, 2022.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:05 UTC PurchaseCommon Stock 10,004 $4.19 $41,916.76
Disclosure

SEC source: 0000899243-22-022155 · doc4.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 500,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.14 to $4.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

Read SEC document
May 26, 2022 Filed May 27, 2022 19:59 UTC PurchaseCommon Stock 13,092 $3.80 $49,749.60
Disclosure

SEC source: 0000899243-22-019917 · doc4.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 489,996

F2 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

Read SEC document
May 25, 2022 Filed May 27, 2022 19:59 UTC PurchaseCommon Stock 13,646 $3.79 $51,718.34
Disclosure

SEC source: 0000899243-22-019917 · doc4.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 476,904

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.79 to $3.85. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

Read SEC document
May 24, 2022 Filed May 25, 2022 23:17 UTC PurchaseCommon Stock 5,000 $3.52 $17,600.00
Disclosure

SEC source: 0000899243-22-019519 · doc4.xml · nonDerivative · entry 4

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,000

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.50 to $3.58. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F5 · ownership.direct: Includes 20,000 shares held jointly with the reporting person's spouse.

Read SEC document
May 24, 2022 Filed May 25, 2022 23:17 UTC PurchaseCommon Stock 12,526 $3.70 $46,346.20
Disclosure

SEC source: 0000899243-22-019519 · doc4.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 463,258

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.65 to $3.77. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

Read SEC document
May 23, 2022 Filed May 25, 2022 23:17 UTC PurchaseCommon Stock 732 $3.64 $2,664.48
Disclosure

SEC source: 0000899243-22-019519 · doc4.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 450,732

F2 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

Read SEC document
May 23, 2022 Filed May 25, 2022 23:17 UTC PurchaseCommon Stock 15,000 $3.44 $51,600.00
Disclosure

SEC source: 0000899243-22-019519 · doc4.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tomsat Investment & Trading Co., Inc.

Disclosed balance after: 160,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.38 to $3.49. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2022 Filed May 16, 2022 17:49 UTC
SALZMAN ERICChief Executive Officer
Tax withholdingCommon Stock 2,542 $3.60 $9,138.49
Disclosure

SEC source: 0001437749-22-012561 · rdgdoc.xml · nonDerivative · entry 1

SALZMAN ERIC · CIK 0001512117 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,578

Read SEC document
April 15, 2022 Filed Apr 18, 2022 11:47 UTC GrantCommon Stock 2,945 $4.94 $14,533.58
Disclosure

SEC source: 0001437749-22-009067 · rdgdoc.xml · nonDerivative · entry 1

Glass Russell D · CIK 0001328013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,577

F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 00:07 UTC GrantCommon Stock, $0.10 par value 2,945 $4.94 $14,533.58
Disclosure

SEC source: 0000921895-22-001297 · form411238003_04182022.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,320

F1 · price: The securities reported herein were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

Read SEC document
April 15, 2022 Filed Apr 18, 2022 11:29 UTC GrantCommon Stock 5,400 $4.94 $26,649.00
Disclosure

SEC source: 0001437749-22-009063 · rdgdoc.xml · nonDerivative · entry 1

ROSENTHAL BOB · CIK 0001203911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,855

F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

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April 15, 2022 Filed Apr 18, 2022 11:40 UTC GrantCommon Stock 3,191 $4.94 $15,747.59
Disclosure

SEC source: 0001437749-22-009065 · rdgdoc.xml · nonDerivative · entry 1

Morrison Maureen F · CIK 0001720970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,975

F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.