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STIFEL FINANCIAL CORP

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Tapewire entity
3461
SEC CIK
0000720672
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2024 Filed Mar 12, 2024 21:07 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Disposition to issuerCommon Stock 100,000 $75.41 $7,541,000.00
Disclosure

SEC source: 0000950170-24-030110 · ownership.xml · nonDerivative · entry 1

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,345,416

Read SEC document
March 08, 2024 Filed Mar 12, 2024 21:04 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
GrantPhantom Stock Units · Derivative 6,933 $75.00 Strike: $0.00 $519,975.00
Disclosure

SEC source: 0000950170-24-030102 · ownership.xml · derivative · entry 2

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,226

Underlying: Common Stock · 6,933 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 08, 2024 Filed Mar 12, 2024 21:04 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Disposition to issuerCommon Stock 10,000 $75.41 $754,100.00
Disclosure

SEC source: 0000950170-24-030102 · ownership.xml · nonDerivative · entry 1

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 40,588

Read SEC document
March 08, 2024 Filed Mar 12, 2024 21:03 UTC
Fisher Mark PSenior VP & General Counsel
GrantPhantom Stock Units · Derivative 9,067 $75.00 Strike: $0.00 $680,025.00
Disclosure

SEC source: 0000950170-24-030099 · ownership.xml · derivative · entry 2

Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,798

Underlying: Common Stock · 9,067 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 08, 2024 Filed Mar 12, 2024 21:03 UTC
SLINEY DAVID DChief Operating Officer
GrantPhantom Stock Units · Derivative 8,533 $75.00 Strike: $0.00 $639,975.00
Disclosure

SEC source: 0000950170-24-030098 · ownership.xml · derivative · entry 2

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,268

Underlying: Common Stock · 8,533 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:59 UTC
Marischen James MChief Financial Officer
GrantPhantom Stock Units · Derivative 9,067 $75.00 Strike: $0.00 $680,025.00
Disclosure

SEC source: 0000950170-24-030083 · ownership.xml · derivative · entry 2

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,538

Underlying: Common Stock · 9,067 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 08, 2024 Filed Mar 12, 2024 21:00 UTC
Michaud Thomas B.Senior Vice President
GrantPhantom Stock Units · Derivative 9,000 $75.00 Strike: $0.00 $675,000.00
Disclosure

SEC source: 0000950170-24-030087 · ownership.xml · derivative · entry 2

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,408

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:57 UTC
ZEMLYAK JAMES MCo-President
GrantPhantom Stock Units · Derivative 26,000 $75.00 Strike: $0.00 $1,950,000.00
Disclosure

SEC source: 0000950170-24-030075 · ownership.xml · derivative · entry 3

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,736

Underlying: Common Stock · 26,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:57 UTC
ZEMLYAK JAMES MCo-President
Disposition to issuerCommon Stock 50,000 $75.41 $3,770,500.00
Disclosure

SEC source: 0000950170-24-030075 · ownership.xml · nonDerivative · entry 1

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,229,845

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:56 UTC
Nesi VictorCo-President
GrantPhantom Stock Units · Derivative 25,067 $75.00 Strike: $0.00 $1,880,025.00
Disclosure

SEC source: 0000950170-24-030070 · ownership.xml · derivative · entry 5

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,283

Underlying: Common Stock · 25,067 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:56 UTC
Nesi VictorCo-President
Disposition to issuerCommon Stock 25,000 $75.41 $1,885,250.00
Disclosure

SEC source: 0000950170-24-030070 · ownership.xml · nonDerivative · entry 1

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,653

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:51 UTC
SLINEY DAVID DChief Operating Officer
Exercise / conversionPhantom Stock Units · Derivative 7,809 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026166 · ownership.xml · derivative · entry 6

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,735

Underlying: Common Stock · 7,809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:51 UTC
SLINEY DAVID DChief Operating Officer
Exercise / conversionPhantom Stock Units · Derivative 5,504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026166 · ownership.xml · derivative · entry 5

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,544

Underlying: Common Stock · 5,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:51 UTC
SLINEY DAVID DChief Operating Officer
GrantPhantom Stock Units · Derivative 9,762 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026166 · ownership.xml · derivative · entry 4

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,048

Underlying: Common Stock · 9,762 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:51 UTC
SLINEY DAVID DChief Operating Officer
Tax withholdingCommon Stock 5,878 $75.00 $440,850.00
Disclosure

SEC source: 0000950170-24-026166 · ownership.xml · nonDerivative · entry 3

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,714

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:51 UTC
SLINEY DAVID DChief Operating Officer
Exercise / conversionCommon Stock 7,809 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026166 · ownership.xml · nonDerivative · entry 2

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:51 UTC
SLINEY DAVID DChief Operating Officer
Exercise / conversionCommon Stock 5,504 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026166 · ownership.xml · nonDerivative · entry 1

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:49 UTC
Marischen James MChief Financial Officer
Exercise / conversionPhantom Stock Units · Derivative 4,303 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026155 · ownership.xml · derivative · entry 4

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,471

Underlying: Common Stock · 4,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:49 UTC
Marischen James MChief Financial Officer
GrantPhantom Stock Units · Derivative 5,379 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026155 · ownership.xml · derivative · entry 3

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,774

Underlying: Common Stock · 5,379 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:49 UTC
Marischen James MChief Financial Officer
Tax withholdingCommon Stock 1,900 $75.00 $142,500.00
Disclosure

SEC source: 0000950170-24-026155 · ownership.xml · nonDerivative · entry 2

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,725

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:49 UTC
Marischen James MChief Financial Officer
Exercise / conversionCommon Stock 4,303 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026155 · ownership.xml · nonDerivative · entry 1

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:48 UTC
Fisher Mark PSenior VP & General Counsel
Exercise / conversionPhantom Stock Units · Derivative 4,198 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026153 · ownership.xml · derivative · entry 4

Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,731

Underlying: Common Stock · 4,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:48 UTC
Fisher Mark PSenior VP & General Counsel
GrantPhantom Stock Units · Derivative 5,977 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026153 · ownership.xml · derivative · entry 3

Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,929

Underlying: Common Stock · 5,977 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:48 UTC
Fisher Mark PSenior VP & General Counsel
Tax withholdingCommon Stock 2,887 $75.00 $216,525.00
Disclosure

SEC source: 0000950170-24-026153 · ownership.xml · nonDerivative · entry 2

Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,503

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:48 UTC
Fisher Mark PSenior VP & General Counsel
Exercise / conversionCommon Stock 4,198 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026153 · ownership.xml · nonDerivative · entry 1

Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:46 UTC
Nesi VictorCo-President
Exercise / conversionPhantom Stock Units · Derivative 27,731 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026142 · ownership.xml · derivative · entry 9

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,216

Underlying: Common Stock · 27,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:46 UTC
Nesi VictorCo-President
Exercise / conversionPhantom Stock Units · Derivative 5,967 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026142 · ownership.xml · derivative · entry 8

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,947

Underlying: Common Stock · 5,967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:46 UTC
Nesi VictorCo-President
GrantPhantom Stock Units · Derivative 34,664 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026142 · ownership.xml · derivative · entry 7

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,914

Underlying: Common Stock · 34,664 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:46 UTC
Nesi VictorCo-President
Tax withholdingCommon Stock 17,204 $75.00 $1,290,300.00
Disclosure

SEC source: 0000950170-24-026142 · ownership.xml · nonDerivative · entry 3

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,653

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:46 UTC
Nesi VictorCo-President
Exercise / conversionCommon Stock 27,731 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026142 · ownership.xml · nonDerivative · entry 2

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:46 UTC
Nesi VictorCo-President
Exercise / conversionCommon Stock 5,967 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026142 · ownership.xml · nonDerivative · entry 1

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:45 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionPhantom Stock Units · Derivative 23,906 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026135 · ownership.xml · derivative · entry 6

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,736

Underlying: Common Stock · 23,906 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:45 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionPhantom Stock Units · Derivative 5,967 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026135 · ownership.xml · derivative · entry 5

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,642

Underlying: Common Stock · 5,967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:45 UTC
ZEMLYAK JAMES MCo-President
GrantPhantom Stock Units · Derivative 29,883 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026135 · ownership.xml · derivative · entry 4

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,609

Underlying: Common Stock · 29,883 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:45 UTC
ZEMLYAK JAMES MCo-President
Tax withholdingCommon Stock 13,190 $75.00 $989,250.00
Disclosure

SEC source: 0000950170-24-026135 · ownership.xml · nonDerivative · entry 3

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,279,845

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:45 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionCommon Stock 23,906 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026135 · ownership.xml · nonDerivative · entry 2

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,293,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:45 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionCommon Stock 5,967 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026135 · ownership.xml · nonDerivative · entry 1

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,269,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:45 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Exercise / conversionPhantom Stock Units · Derivative 55,781 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026132 · ownership.xml · derivative · entry 6

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,304

Underlying: Common Stock · 55,781 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:45 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Exercise / conversionPhantom Stock Units · Derivative 11,933 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026132 · ownership.xml · derivative · entry 5

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,085

Underlying: Common Stock · 11,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:45 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
GrantPhantom Stock Units · Derivative 69,726 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026132 · ownership.xml · derivative · entry 4

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,018

Underlying: Common Stock · 69,726 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:45 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Tax withholdingCommon Stock 29,896 $75.00 $2,242,200.00
Disclosure

SEC source: 0000950170-24-026132 · ownership.xml · nonDerivative · entry 3

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,445,416

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:45 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Exercise / conversionCommon Stock 55,781 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026132 · ownership.xml · nonDerivative · entry 2

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,475,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2024 Filed Mar 5, 2024 21:45 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Exercise / conversionCommon Stock 11,933 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026132 · ownership.xml · nonDerivative · entry 1

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,419,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2024 Filed Mar 5, 2024 21:43 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Exercise / conversionPhantom Stock Units · Derivative 4,415 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026118 · ownership.xml · derivative · entry 4

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,293

Underlying: Common Stock · 4,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

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March 01, 2024 Filed Mar 5, 2024 21:43 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
GrantPhantom Stock Units · Derivative 5,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026118 · ownership.xml · derivative · entry 3

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,708

Underlying: Common Stock · 5,518 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025.

F2 · derivative.expiration_date: No expiration date for these Units

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March 01, 2024 Filed Mar 5, 2024 21:43 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Tax withholdingCommon Stock 1,714 $75.00 $128,550.00
Disclosure

SEC source: 0000950170-24-026118 · ownership.xml · nonDerivative · entry 2

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 50,588

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March 01, 2024 Filed Mar 5, 2024 21:43 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Exercise / conversionCommon Stock 4,415 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026118 · ownership.xml · nonDerivative · entry 1

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 52,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2024 Filed Mar 5, 2024 21:42 UTC
Michaud Thomas B.Senior Vice President
Exercise / conversionPhantom Stock Units · Derivative 13,547 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026114 · ownership.xml · derivative · entry 6

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,408

Underlying: Common Stock · 13,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

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March 01, 2024 Filed Mar 5, 2024 21:42 UTC
Michaud Thomas B.Senior Vice President
Exercise / conversionPhantom Stock Units · Derivative 2,476 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026114 · ownership.xml · derivative · entry 5

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,955

Underlying: Common Stock · 2,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

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March 01, 2024 Filed Mar 5, 2024 21:42 UTC
Michaud Thomas B.Senior Vice President
GrantPhantom Stock Units · Derivative 16,933 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026114 · ownership.xml · derivative · entry 4

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,431

Underlying: Common Stock · 16,933 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025.

F2 · derivative.expiration_date: No expiration date for these Units

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.