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STIFEL FINANCIAL CORP

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Tapewire entity
3461
SEC CIK
0000720672
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2025 Filed Feb 5, 2025 21:50 UTC
Nesi VictorCo-President
Exercise / conversionCommon Stock 27,593 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014602 · ownership.xml · nonDerivative · entry 1

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:49 UTC
SLINEY DAVID DChief Operating Officer
Exercise / conversionPhantom Stock Units · Derivative 9,030 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014600 · ownership.xml · derivative · entry 4

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,346

Underlying: Common Stock · 9,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:49 UTC
SLINEY DAVID DChief Operating Officer
GrantPhantom Stock Units · Derivative 11,288 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014600 · ownership.xml · derivative · entry 3

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,376

Underlying: Common Stock · 11,288 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreemenmt dated January 27, 2021. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:49 UTC
SLINEY DAVID DChief Operating Officer
Tax withholdingCommon Stock 3,978 $117.51 $467,454.78
Disclosure

SEC source: 0000950170-25-014600 · ownership.xml · nonDerivative · entry 2

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,677

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:49 UTC
SLINEY DAVID DChief Operating Officer
Exercise / conversionCommon Stock 9,030 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014600 · ownership.xml · nonDerivative · entry 1

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:45 UTC
Marischen James MChief Financial Officer
Exercise / conversionPhantom Stock Units · Derivative 6,271 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014592 · ownership.xml · derivative · entry 4

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,018

Underlying: Common Stock · 6,271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:45 UTC
Marischen James MChief Financial Officer
GrantPhantom Stock Units · Derivative 7,839 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014592 · ownership.xml · derivative · entry 3

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,289

Underlying: Common Stock · 7,839 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreemenmt dated January 27, 2021. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:45 UTC
Marischen James MChief Financial Officer
Tax withholdingCommon Stock 2,763 $117.51 $324,680.13
Disclosure

SEC source: 0000950170-25-014592 · ownership.xml · nonDerivative · entry 2

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,850

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:45 UTC
Marischen James MChief Financial Officer
Exercise / conversionCommon Stock 6,271 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014592 · ownership.xml · nonDerivative · entry 1

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:46 UTC Exercise / conversionPhantom Stock Units · Derivative 2,508 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014596 · ownership.xml · derivative · entry 4

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 628

Underlying: Common Stock · 2,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:46 UTC GrantPhantom Stock Units · Derivative 3,136 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014596 · ownership.xml · derivative · entry 3

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,136

Underlying: Common Stock · 3,136 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreemenmt dated January 27, 2021. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:46 UTC Tax withholdingCommon Stock 898 $117.51 $105,523.98
Disclosure

SEC source: 0000950170-25-014596 · ownership.xml · nonDerivative · entry 2

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,788

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:46 UTC Exercise / conversionCommon Stock 2,508 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014596 · ownership.xml · nonDerivative · entry 1

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:44 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Exercise / conversionPhantom Stock Units · Derivative 6,271 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014589 · ownership.xml · derivative · entry 4

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,143

Underlying: Common Stock · 6,271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:44 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
GrantPhantom Stock Units · Derivative 7,839 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014589 · ownership.xml · derivative · entry 3

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,414

Underlying: Common Stock · 7,839 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreemenmt dated January 27, 2021. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:44 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Tax withholdingCommon Stock 2,732 $117.51 $321,037.32
Disclosure

SEC source: 0000950170-25-014589 · ownership.xml · nonDerivative · entry 2

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 48,756

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:44 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Exercise / conversionCommon Stock 6,271 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014589 · ownership.xml · nonDerivative · entry 1

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 51,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:43 UTC
Fisher Mark PSenior VP & General Counsel
Exercise / conversionPhantom Stock Units · Derivative 6,898 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014587 · ownership.xml · derivative · entry 4

Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,080

Underlying: Common Stock · 6,898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:43 UTC
Fisher Mark PSenior VP & General Counsel
GrantPhantom Stock Units · Derivative 8,623 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014587 · ownership.xml · derivative · entry 3

Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,978

Underlying: Common Stock · 8,623 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreemenmt dated January 27, 2021. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:43 UTC
Fisher Mark PSenior VP & General Counsel
Tax withholdingCommon Stock 3,715 $117.51 $436,549.65
Disclosure

SEC source: 0000950170-25-014587 · ownership.xml · nonDerivative · entry 2

Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,048

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:43 UTC
Fisher Mark PSenior VP & General Counsel
Exercise / conversionCommon Stock 6,898 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014587 · ownership.xml · nonDerivative · entry 1

Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:41 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionPhantom Stock Units · Derivative 22,576 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014585 · ownership.xml · derivative · entry 6

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,456

Underlying: Common Stock · 22,576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:41 UTC
ZEMLYAK JAMES MCo-President
GrantPhantom Stock Units · Derivative 28,220 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014585 · ownership.xml · derivative · entry 5

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,032

Underlying: Common Stock · 28,220 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreemenmt dated January 27, 2021. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:41 UTC
ZEMLYAK JAMES MCo-President
Tax withholdingCommon Stock 9,945 $117.51 $1,168,636.95
Disclosure

SEC source: 0000950170-25-014585 · ownership.xml · nonDerivative · entry 2

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,159,589

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:41 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionCommon Stock 22,576 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014585 · ownership.xml · nonDerivative · entry 1

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,169,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:40 UTC
Michaud Thomas B.Senior Vice President
Exercise / conversionPhantom Stock Units · Derivative 10,661 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014581 · ownership.xml · derivative · entry 4

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,680

Underlying: Common Stock · 10,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:40 UTC
Michaud Thomas B.Senior Vice President
GrantPhantom Stock Units · Derivative 13,326 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014581 · ownership.xml · derivative · entry 3

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,341

Underlying: Common Stock · 13,326 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreemenmt dated January 27, 2021. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:40 UTC
Michaud Thomas B.Senior Vice President
Tax withholdingCommon Stock 5,261 $117.51 $618,220.11
Disclosure

SEC source: 0000950170-25-014581 · ownership.xml · nonDerivative · entry 2

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,652

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:40 UTC
Michaud Thomas B.Senior Vice President
Exercise / conversionCommon Stock 10,661 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014581 · ownership.xml · nonDerivative · entry 1

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 21:51 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionPhantom Stock Units · Derivative 23,924 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-004252 · ownership.xml · derivative · entry 5

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,812

Underlying: Common Stock · 23,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
January 08, 2025 Filed Jan 10, 2025 21:51 UTC
ZEMLYAK JAMES MCo-President
Tax withholdingCommon Stock 9,211 $106.08 $977,102.88
Disclosure

SEC source: 0000950170-25-004252 · ownership.xml · nonDerivative · entry 2

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,146,958

Read SEC document
January 08, 2025 Filed Jan 10, 2025 21:51 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionCommon Stock 23,924 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-004252 · ownership.xml · nonDerivative · entry 1

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,156,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 21:49 UTC
Marischen James MChief Financial Officer
Exercise / conversionPhantom Stock Units · Derivative 11,088 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-004246 · ownership.xml · derivative · entry 3

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,450

Underlying: Common Stock · 11,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
January 08, 2025 Filed Jan 10, 2025 21:49 UTC
Marischen James MChief Financial Officer
Tax withholdingCommon Stock 4,971 $106.08 $527,323.68
Disclosure

SEC source: 0000950170-25-004246 · ownership.xml · nonDerivative · entry 2

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,342

Read SEC document
January 08, 2025 Filed Jan 10, 2025 21:49 UTC
Marischen James MChief Financial Officer
Exercise / conversionCommon Stock 11,088 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-004246 · ownership.xml · nonDerivative · entry 1

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 21:45 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Exercise / conversionPhantom Stock Units · Derivative 49,387 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-004238 · ownership.xml · derivative · entry 3

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,184

Underlying: Common Stock · 49,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
January 08, 2025 Filed Jan 10, 2025 21:45 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Tax withholdingCommon Stock 20,427 $106.08 $2,166,896.16
Disclosure

SEC source: 0000950170-25-004238 · ownership.xml · nonDerivative · entry 2

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,221,158

Read SEC document
January 08, 2025 Filed Jan 10, 2025 21:45 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Exercise / conversionCommon Stock 49,387 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-004238 · ownership.xml · nonDerivative · entry 1

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,241,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 21:43 UTC
Michaud Thomas B.Senior Vice President
Exercise / conversionPhantom Stock Units · Derivative 14,393 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-004232 · ownership.xml · derivative · entry 3

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,015

Underlying: Common Stock · 14,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
January 08, 2025 Filed Jan 10, 2025 21:43 UTC
Michaud Thomas B.Senior Vice President
Tax withholdingCommon Stock 7,196 $106.08 $763,351.68
Disclosure

SEC source: 0000950170-25-004232 · ownership.xml · nonDerivative · entry 2

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,252

Read SEC document
January 08, 2025 Filed Jan 10, 2025 21:43 UTC
Michaud Thomas B.Senior Vice President
Exercise / conversionCommon Stock 14,393 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-004232 · ownership.xml · nonDerivative · entry 1

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 21:40 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Exercise / conversionPhantom Stock Units · Derivative 6,651 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-004226 · ownership.xml · derivative · entry 3

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,575

Underlying: Common Stock · 6,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
January 08, 2025 Filed Jan 10, 2025 21:40 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Tax withholdingCommon Stock 2,022 $106.08 $214,493.76
Disclosure

SEC source: 0000950170-25-004226 · ownership.xml · nonDerivative · entry 2

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 45,217

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January 08, 2025 Filed Jan 10, 2025 21:40 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Exercise / conversionCommon Stock 6,651 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-004226 · ownership.xml · nonDerivative · entry 1

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 47,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 08, 2025 Filed Jan 10, 2025 21:37 UTC
Fisher Mark PSenior VP & General Counsel
Exercise / conversionPhantom Stock Units · Derivative 10,443 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-004215 · ownership.xml · derivative · entry 3

Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,355

Underlying: Common Stock · 10,443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

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January 08, 2025 Filed Jan 10, 2025 21:37 UTC
Fisher Mark PSenior VP & General Counsel
Tax withholdingCommon Stock 5,710 $106.08 $605,716.80
Disclosure

SEC source: 0000950170-25-004215 · ownership.xml · nonDerivative · entry 2

Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,865

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January 08, 2025 Filed Jan 10, 2025 21:37 UTC
Fisher Mark PSenior VP & General Counsel
Exercise / conversionCommon Stock 10,443 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-004215 · ownership.xml · nonDerivative · entry 1

Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 08, 2025 Filed Jan 10, 2025 21:32 UTC
Nesi VictorCo-President
Exercise / conversionPhantom Stock Units · Derivative 25,744 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-004206 · ownership.xml · derivative · entry 6

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,539

Underlying: Common Stock · 25,744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

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January 08, 2025 Filed Jan 10, 2025 21:32 UTC
Nesi VictorCo-President
Tax withholdingCommon Stock 11,952 $106.08 $1,267,868.16
Disclosure

SEC source: 0000950170-25-004206 · ownership.xml · nonDerivative · entry 2

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,445

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January 08, 2025 Filed Jan 10, 2025 21:32 UTC
Nesi VictorCo-President
Exercise / conversionCommon Stock 25,744 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-004206 · ownership.xml · nonDerivative · entry 1

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.