Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2020 Filed Mar 3, 2020 23:08 UTC |
ZEMLYAK JAMES MCo-President
|
Exercise / conversionCommon Stock | 78,261 | $63.23 | $4,948,443.03 |
DisclosureSEC source: 0001209191-20-015569 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 918,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares indicated in this row were delivered to the reporting person, based on the PRSU award agreement, dated February 25, 2016, based on the opening market price on the calculation date specified in that agreement. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:06 UTC |
SLINEY DAVID DChief Operating Officer
|
Exercise / conversionPhantom Stock Units · Derivative | 37,056 | $63.23 Strike: $0.00 | $2,343,050.88 |
DisclosureSEC source: 0001209191-20-015563 · doc4.xml · derivative · entry 5 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,076 Underlying: Common Stock · 37,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Currently exercisable. F5 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:06 UTC |
SLINEY DAVID DChief Operating Officer
|
GrantPhantom Stock Units · Derivative | 46,319 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015563 · doc4.xml · derivative · entry 4 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,132 Underlying: Common Stock · 46,319 shares Expires not disclosed F4 · derivative.exercise_date: Of these Units, 80 percent are vested. The remaining 20 percent will vest on 2/25/21. F5 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:06 UTC |
SLINEY DAVID DChief Operating Officer
|
Exercise / conversionCommon Stock | 37,056 | $63.23 | $2,343,050.88 |
DisclosureSEC source: 0001209191-20-015563 · doc4.xml · nonDerivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The shares indicated in this row were delivered to the reporting person, based on the PRSU award agreement, dated February 25, 2016, based on the opening market price on the calculation date specified in that agreement. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:06 UTC |
SLINEY DAVID DChief Operating Officer
|
Disposition to issuerCommon Stock | 20,019 | $63.23 | $1,265,801.37 |
DisclosureSEC source: 0001209191-20-015563 · doc4.xml · nonDerivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,935 F2 · shares: From among the shares delivered, the units indicated in this ROW were net settled for cash by the Company from the reporting person. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:06 UTC |
SLINEY DAVID DChief Operating Officer
|
Tax withholdingCommon Stock | 17,037 | $63.23 | $1,077,249.51 |
DisclosureSEC source: 0001209191-20-015563 · doc4.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,954 F1 · shares: From among the shares delivered, the shares indicated in this row above were disposed of as a withholding or payment for tax liability. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:03 UTC |
Marischen James MChief Financial Officer
|
Exercise / conversionPhantom Stock Units · Derivative | 17,787 | $63.23 Strike: $0.00 | $1,124,672.01 |
DisclosureSEC source: 0001209191-20-015550 · doc4.xml · derivative · entry 5 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,953 Underlying: Common Stock · 17,787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Currently exercisable. F5 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:03 UTC |
Marischen James MChief Financial Officer
|
GrantPhantom Stock Units · Derivative | 22,233 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015550 · doc4.xml · derivative · entry 4 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,740 Underlying: Common Stock · 22,233 shares Expires not disclosed F4 · derivative.exercise_date: Of these Units, 80 percent are vested. The remaining 20 percent will vest on 2/25/21. F5 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:03 UTC |
Marischen James MChief Financial Officer
|
Disposition to issuerCommon Stock | 9,116 | $63.23 | $576,404.68 |
DisclosureSEC source: 0001209191-20-015550 · doc4.xml · nonDerivative · entry 3 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,638 F3 · shares: From among the shares delivered, the units indicated in this ROW were net settled for cash by the Company from the reporting person. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:03 UTC |
Marischen James MChief Financial Officer
|
Tax withholdingCommon Stock | 8,671 | $63.23 | $548,267.33 |
DisclosureSEC source: 0001209191-20-015550 · doc4.xml · nonDerivative · entry 2 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,754 F2 · shares: From among the shares delivered, the shares indicated in this row above were disposed of as a withholding or payment for tax liability. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:03 UTC |
Marischen James MChief Financial Officer
|
Exercise / conversionCommon Stock | 17,787 | $63.23 | $1,124,672.01 |
DisclosureSEC source: 0001209191-20-015550 · doc4.xml · nonDerivative · entry 1 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares indicated in this row were delivered to the reporting person, based on the PRSU award agreement, dated February 25, 2016, based on the opening market price on the calculation date specified in that agreement. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 22:59 UTC |
Michaud Thomas B.Senior Vice President
|
Exercise / conversionPhantom Stock Units · Derivative | 74,704 | $63.23 Strike: $0.00 | $4,723,533.92 |
DisclosureSEC source: 0001209191-20-015538 · doc4.xml · derivative · entry 5 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,355 Underlying: Common Stock · 74,704 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Currently exercisable. F5 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 22:59 UTC |
Michaud Thomas B.Senior Vice President
|
GrantPhantom Stock Units · Derivative | 93,380 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015538 · doc4.xml · derivative · entry 4 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,059 Underlying: Common Stock · 93,380 shares Expires not disclosed F4 · derivative.exercise_date: Of these Units, 80 percent are vested. The remaining 20 percent will vest on 2/25/21. F5 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 22:59 UTC |
Michaud Thomas B.Senior Vice President
|
Disposition to issuerCommon Stock | 37,964 | $63.23 | $2,400,463.72 |
DisclosureSEC source: 0001209191-20-015538 · doc4.xml · nonDerivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,510 F3 · shares: From among the shares delivered, the units indicated in this ROW were net settled for cash by the Company from the reporting person. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 22:59 UTC |
Michaud Thomas B.Senior Vice President
|
Tax withholdingCommon Stock | 36,740 | $63.23 | $2,323,070.20 |
DisclosureSEC source: 0001209191-20-015538 · doc4.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,474 F2 · shares: From among the shares delivered, the shares indicated in this row above were disposed of as a withholding or payment for tax liability. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 22:59 UTC |
Michaud Thomas B.Senior Vice President
|
Exercise / conversionCommon Stock | 74,704 | $63.23 | $4,723,533.92 |
DisclosureSEC source: 0001209191-20-015538 · doc4.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares indicated in this row were delivered to the reporting person, based on the PRSU award agreement, dated February 25, 2016, based on the opening market price on the calculation date specified in that agreement. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 22:57 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
Exercise / conversionPhantom Stock Units · Derivative | 29,644 | $63.23 Strike: $0.00 | $1,874,390.12 |
DisclosureSEC source: 0001209191-20-015532 · doc4.xml · derivative · entry 5 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,978 Underlying: Common Stock · 29,644 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Currently exercisable. F5 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 22:57 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
GrantPhantom Stock Units · Derivative | 37,056 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015532 · doc4.xml · derivative · entry 4 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,622 Underlying: Common Stock · 37,056 shares Expires not disclosed F4 · derivative.exercise_date: Of these Units, 80 percent are vested. The remaining 20 percent will vest on 2/25/21. F5 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 22:57 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
Disposition to issuerCommon Stock | 16,008 | $63.23 | $1,012,185.84 |
DisclosureSEC source: 0001209191-20-015532 · doc4.xml · nonDerivative · entry 3 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,754 F3 · shares: From among the shares delivered, the units indicated in this ROW were net settled for cash by the Company from the reporting person. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 22:57 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
Tax withholdingCommon Stock | 13,636 | $63.23 | $862,204.28 |
DisclosureSEC source: 0001209191-20-015532 · doc4.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,762 F2 · shares: From among the shares delivered, the shares indicated in this row above were disposed of as a withholding or payment for tax liability. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 22:57 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
Exercise / conversionCommon Stock | 29,644 | $63.23 | $1,874,390.12 |
DisclosureSEC source: 0001209191-20-015532 · doc4.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares indicated in this row were delivered to the reporting person, based on the PRSU award agreement, dated February 25, 2016, based on the opening market price on the calculation date specified in that agreement. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 22:55 UTC |
Brautigam AllenDirector, Branch Offices
|
Exercise / conversionPhantom Stock Units · Derivative | 11,858 | $63.23 Strike: $0.00 | $749,781.34 |
DisclosureSEC source: 0001209191-20-015529 · doc4.xml · derivative · entry 5 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,758 Underlying: Common Stock · 11,858 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Currently exercisable. F5 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 22:55 UTC |
Brautigam AllenDirector, Branch Offices
|
GrantPhantom Stock Units · Derivative | 14,822 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015529 · doc4.xml · derivative · entry 4 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,616 Underlying: Common Stock · 14,822 shares Expires not disclosed F4 · derivative.exercise_date: Of these Units, 80 percent are vested. The remaining 20 percent will vest on 2/25/21. F5 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 22:55 UTC |
Brautigam AllenDirector, Branch Offices
|
Disposition to issuerCommon Stock | 7,037 | $63.23 | $444,949.51 |
DisclosureSEC source: 0001209191-20-015529 · doc4.xml · nonDerivative · entry 3 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,281 F3 · shares: From among the shares delivered, the units indicated in this ROW were net settled for cash by the Company from the reporting person. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 22:55 UTC |
Brautigam AllenDirector, Branch Offices
|
Tax withholdingCommon Stock | 4,821 | $63.23 | $304,831.83 |
DisclosureSEC source: 0001209191-20-015529 · doc4.xml · nonDerivative · entry 2 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,318 F2 · shares: From among the shares delivered, the shares indicated in this row above were disposed of as a withholding or payment for tax liability. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 22:55 UTC |
Brautigam AllenDirector, Branch Offices
|
Exercise / conversionCommon Stock | 11,858 | $63.23 | $749,781.34 |
DisclosureSEC source: 0001209191-20-015529 · doc4.xml · nonDerivative · entry 1 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares indicated in this row were delivered to the reporting person, based on the PRSU award agreement, dated February 25, 2016, based on the opening market price on the calculation date specified in that agreement. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:41 UTC |
WEISEL THOMAS WDirector
|
SaleCommon Stock | 5,792 | $66.09 | $382,793.28 |
DisclosureSEC source: 0001209191-20-006402 · doc4.xml · nonDerivative · entry 3 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,737 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:41 UTC |
WEISEL THOMAS WDirector
|
SaleCommon Stock | 11,791 | $65.75 | $775,258.25 |
DisclosureSEC source: 0001209191-20-006402 · doc4.xml · nonDerivative · entry 2 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,529 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:41 UTC |
WEISEL THOMAS WDirector
|
SaleCommon Stock | 10,000 | $64.55 | $645,500.00 |
DisclosureSEC source: 0001209191-20-006402 · doc4.xml · nonDerivative · entry 1 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,320 Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:35 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
GrantPhantom Stock Units · Derivative | 19,939 | $62.69 Strike: $0.00 | $1,249,975.91 |
DisclosureSEC source: 0001209191-20-006028 · doc4.xml · derivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,501 Underlying: Common Stock · 19,939 shares Expires not disclosed F2 · derivative.exercise_date: Units vest in 20% increments over a five year period. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:35 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 30,000 | $66.22 | $1,986,600.00 |
DisclosureSEC source: 0001209191-20-006028 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,375 F1 · ownership.direct: Mr Kruszewski's total indirect holdings have decreased based on completion of custodial arrangement for his daughter. He no longer has reportable beneficial ownership of those shares. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:38 UTC |
Marischen James MChief Financial Officer
|
GrantPhantom Stock Units · Derivative | 2,261 | $62.69 Strike: $0.00 | $141,742.09 |
DisclosureSEC source: 0001209191-20-006032 · doc4.xml · derivative · entry 2 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,507 Underlying: Common Stock · 2,261 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:55 UTC |
ZEMLYAK JAMES MCo-President
|
GrantPhantom Stock Units · Derivative | 9,411 | $62.69 Strike: $0.00 | $589,975.59 |
DisclosureSEC source: 0001209191-20-006070 · doc4.xml · derivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,941 Underlying: Common Stock · 9,411 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:50 UTC |
SLINEY DAVID DChief Operating Officer
|
GrantPhantom Stock Units · Derivative | 4,104 | $62.69 Strike: $0.00 | $257,279.76 |
DisclosureSEC source: 0001209191-20-006062 · doc4.xml · derivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,813 Underlying: Common Stock · 4,104 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:42 UTC |
Nesi VictorCo-President
|
GrantPhantom Stock Units · Derivative | 11,007 | $62.69 Strike: $0.00 | $690,028.83 |
DisclosureSEC source: 0001209191-20-006046 · doc4.xml · derivative · entry 3 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,933 Underlying: Common Stock · 11,007 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:46 UTC |
Plotkin Ben AVice Chairman and SVP
|
GrantPhantom Stock Units · Derivative | 2,345 | $62.69 Strike: $0.00 | $147,008.05 |
DisclosureSEC source: 0001209191-20-006054 · doc4.xml · derivative · entry 2 Plotkin Ben A · CIK 0001392580 · Vice Chairman and SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,434 Underlying: Common Stock · 2,345 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:40 UTC |
Michaud Thomas B.Senior Vice President
|
GrantPhantom Stock Units · Derivative | 7,118 | $62.69 Strike: $0.00 | $446,227.42 |
DisclosureSEC source: 0001209191-20-006039 · doc4.xml · derivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,679 Underlying: Common Stock · 7,118 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:31 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
GrantPhantom Stock Units · Derivative | 2,512 | $62.69 Strike: $0.00 | $157,477.28 |
DisclosureSEC source: 0001209191-20-006023 · doc4.xml · derivative · entry 2 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,566 Underlying: Common Stock · 2,512 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:29 UTC |
Brautigam AllenDirector, Branch Offices
|
GrantPhantom Stock Units · Derivative | 1,591 | $62.69 Strike: $0.00 | $99,739.79 |
DisclosureSEC source: 0001209191-20-006020 · doc4.xml · derivative · entry 2 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,794 Underlying: Common Stock · 1,591 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 21:27 UTC |
Nesi VictorCo-President
|
SaleCommon Stock | 3,750 | $65.06 | $243,975.00 |
DisclosureSEC source: 0001209191-20-004482 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,466 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 21:25 UTC |
HIMELFARB RICHARD JSenior Vice President
|
SaleCommon Stock | 10,000 | $65.07 | $650,700.00 |
DisclosureSEC source: 0001209191-20-004476 · doc4.xml · nonDerivative · entry 1 HIMELFARB RICHARD J · CIK 0001206663 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,177 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 as amended. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:54 UTC |
ZEMLYAK JAMES MCo-President
|
Exercise / conversionPhantom Stock Units · Derivative | 5,648 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001923 · doc4.xml · derivative · entry 4 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,530 Underlying: Common Stock · 5,648 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:54 UTC |
ZEMLYAK JAMES MCo-President
|
Tax withholdingCommon Stock | 1,757 | $61.44 | $107,950.08 |
DisclosureSEC source: 0001209191-20-001923 · doc4.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841,529 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:54 UTC |
ZEMLYAK JAMES MCo-President
|
Exercise / conversionCommon Stock | 5,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001923 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 843,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:51 UTC |
WEISEL THOMAS WDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 678 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001918 · doc4.xml · derivative · entry 3 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,749 Underlying: Common Stock · 678 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:51 UTC |
WEISEL THOMAS WDirector
|
Tax withholdingCommon Stock | 278 | $61.44 | $17,080.32 |
DisclosureSEC source: 0001209191-20-001918 · doc4.xml · nonDerivative · entry 2 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,320 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:51 UTC |
WEISEL THOMAS WDirector
|
Exercise / conversionCommon Stock | 678 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001918 · doc4.xml · nonDerivative · entry 1 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:38 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
Exercise / conversionPhantom Stock Units · Derivative | 28,587 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001861 · doc4.xml · derivative · entry 4 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,562 Underlying: Common Stock · 28,587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:38 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 10,461 | $61.44 | $642,723.84 |
DisclosureSEC source: 0001209191-20-001861 · doc4.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 859,375 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:38 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 28,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001861 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.