Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2023 Filed Mar 6, 2023 21:59 UTC |
Michaud Thomas B.Senior Vice President
|
Exercise / conversionPhantom Stock Units · Derivative | 9,905 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016363 · doc4.xml · derivative · entry 6 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,566 Underlying: Common Stock · 9,905 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:59 UTC |
Michaud Thomas B.Senior Vice President
|
Exercise / conversionPhantom Stock Units · Derivative | 3,429 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016363 · doc4.xml · derivative · entry 5 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,471 Underlying: Common Stock · 3,429 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:59 UTC |
Michaud Thomas B.Senior Vice President
|
GrantPhantom Stock Units · Derivative | 12,381 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016363 · doc4.xml · derivative · entry 4 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,900 Underlying: Common Stock · 12,381 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:59 UTC |
Michaud Thomas B.Senior Vice President
|
Tax withholdingCommon Stock | 6,179 | $66.59 | $411,459.61 |
DisclosureSEC source: 0001209191-23-016363 · doc4.xml · nonDerivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,276 Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:59 UTC |
Michaud Thomas B.Senior Vice President
|
Exercise / conversionCommon Stock | 9,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016363 · doc4.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:59 UTC |
Michaud Thomas B.Senior Vice President
|
Exercise / conversionCommon Stock | 3,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016363 · doc4.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:56 UTC |
Marischen James MChief Financial Officer
|
Exercise / conversionPhantom Stock Units · Derivative | 771 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016358 · doc4.xml · derivative · entry 3 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,296 Underlying: Common Stock · 771 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:56 UTC |
Marischen James MChief Financial Officer
|
Tax withholdingCommon Stock | 342 | $66.59 | $22,773.78 |
DisclosureSEC source: 0001209191-23-016358 · doc4.xml · nonDerivative · entry 2 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,909 Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:56 UTC |
Marischen James MChief Financial Officer
|
Exercise / conversionCommon Stock | 771 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016358 · doc4.xml · nonDerivative · entry 1 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:55 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
Exercise / conversionPhantom Stock Units · Derivative | 47,733 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016354 · doc4.xml · derivative · entry 6 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,626 Underlying: Common Stock · 47,733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:55 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
Exercise / conversionPhantom Stock Units · Derivative | 8,572 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016354 · doc4.xml · derivative · entry 5 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,359 Underlying: Common Stock · 8,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:55 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
GrantPhantom Stock Units · Derivative | 59,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016354 · doc4.xml · derivative · entry 4 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,931 Underlying: Common Stock · 59,666 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:55 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 24,943 | $66.59 | $1,660,954.37 |
DisclosureSEC source: 0001209191-23-016354 · doc4.xml · nonDerivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,364,826 Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:55 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 47,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016354 · doc4.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:55 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 8,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016354 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,342,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:51 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
Exercise / conversionPhantom Stock Units · Derivative | 5,534 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016345 · doc4.xml · derivative · entry 6 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,116 Underlying: Common Stock · 5,534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:51 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
Exercise / conversionPhantom Stock Units · Derivative | 943 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016345 · doc4.xml · derivative · entry 5 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,650 Underlying: Common Stock · 943 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:51 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
GrantPhantom Stock Units · Derivative | 6,918 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016345 · doc4.xml · derivative · entry 4 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,593 Underlying: Common Stock · 6,918 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:51 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
Tax withholdingCommon Stock | 3,411 | $66.59 | $227,138.49 |
DisclosureSEC source: 0001209191-23-016345 · doc4.xml · nonDerivative · entry 3 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,275 Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:51 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
Exercise / conversionCommon Stock | 5,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016345 · doc4.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:51 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
Exercise / conversionCommon Stock | 943 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016345 · doc4.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:40 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
GrantPhantom Stock Units · Derivative | 75,019 | $66.65 Strike: $0.00 | $5,000,016.35 |
DisclosureSEC source: 0001209191-23-012314 · doc4.xml · derivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,265 Underlying: Common Stock · 75,019 shares Expires not disclosed F1 · derivative.exercise_date: These Units vest 100% five years from the grant date. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:18 UTC |
ZEMLYAK JAMES MCo-President
|
GrantPhantom Stock Units · Derivative | 39,010 | $66.65 Strike: $0.00 | $2,600,016.50 |
DisclosureSEC source: 0001209191-23-012291 · doc4.xml · derivative · entry 3 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,483 Underlying: Common Stock · 39,010 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:22 UTC |
SLINEY DAVID DChief Operating Officer
|
GrantPhantom Stock Units · Derivative | 12,003 | $66.65 Strike: $0.00 | $799,999.95 |
DisclosureSEC source: 0001209191-23-012304 · doc4.xml · derivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,380 Underlying: Common Stock · 12,003 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:20 UTC |
Michaud Thomas B.Senior Vice President
|
GrantPhantom Stock Units · Derivative | 16,504 | $66.65 Strike: $0.00 | $1,099,991.60 |
DisclosureSEC source: 0001209191-23-012298 · doc4.xml · derivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,519 Underlying: Common Stock · 16,504 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:15 UTC |
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
|
GrantPhantom Stock Units · Derivative | 8,252 | $66.65 Strike: $0.00 | $549,995.80 |
DisclosureSEC source: 0001209191-23-012285 · doc4.xml · derivative · entry 2 REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,176 Underlying: Common Stock · 8,252 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:14 UTC |
Nesi VictorCo-President
|
GrantPhantom Stock Units · Derivative | 42,011 | $66.65 Strike: $0.00 | $2,800,033.15 |
DisclosureSEC source: 0001209191-23-012275 · doc4.xml · derivative · entry 6 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,554 Underlying: Common Stock · 42,011 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:11 UTC |
Marischen James MChief Financial Officer
|
GrantPhantom Stock Units · Derivative | 9,752 | $66.65 Strike: $0.00 | $649,970.80 |
DisclosureSEC source: 0001209191-23-012272 · doc4.xml · derivative · entry 2 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,067 Underlying: Common Stock · 9,752 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:08 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
GrantPhantom Stock Units · Derivative | 9,752 | $66.65 Strike: $0.00 | $649,970.80 |
DisclosureSEC source: 0001209191-23-012269 · doc4.xml · derivative · entry 2 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,675 Underlying: Common Stock · 9,752 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:31 UTC |
WEISEL THOMAS WDirector
|
GiftCommon Stock | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008734 · doc4.xml · nonDerivative · entry 1 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,518 Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 21:38 UTC |
WEISEL THOMAS WDirector
|
GiftCommon Stock | 5,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007812 · doc4.xml · nonDerivative · entry 1 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,818 Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:46 UTC |
SLINEY DAVID DChief Operating Officer
|
Exercise / conversionPhantom Stock Units · Derivative | 9,577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004295 · doc4.xml · derivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,377 Underlying: Common Stock · 9,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:46 UTC |
SLINEY DAVID DChief Operating Officer
|
Tax withholdingCommon Stock | 2,936 | $58.37 | $171,374.32 |
DisclosureSEC source: 0001209191-23-004295 · doc4.xml · nonDerivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,176 Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:46 UTC |
SLINEY DAVID DChief Operating Officer
|
Exercise / conversionCommon Stock | 9,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004295 · doc4.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:48 UTC |
ZEMLYAK JAMES MCo-President
|
Exercise / conversionPhantom Stock Units · Derivative | 17,443 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004296 · doc4.xml · derivative · entry 4 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,473 Underlying: Common Stock · 17,443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:48 UTC |
ZEMLYAK JAMES MCo-President
|
Tax withholdingCommon Stock | 5,288 | $58.37 | $308,660.56 |
DisclosureSEC source: 0001209191-23-004296 · doc4.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,214,018 Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:48 UTC |
ZEMLYAK JAMES MCo-President
|
Exercise / conversionCommon Stock | 17,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004296 · doc4.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,219,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:44 UTC |
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
|
Exercise / conversionPhantom Stock Units · Derivative | 6,405 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004292 · doc4.xml · derivative · entry 4 REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,924 Underlying: Common Stock · 6,405 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:44 UTC |
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
|
Tax withholdingCommon Stock | 1,995 | $58.37 | $116,448.15 |
DisclosureSEC source: 0001209191-23-004292 · doc4.xml · nonDerivative · entry 2 REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 57,131 Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:44 UTC |
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
|
Exercise / conversionCommon Stock | 6,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004292 · doc4.xml · nonDerivative · entry 1 REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 59,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:43 UTC |
Nesi VictorCo-President
|
Exercise / conversionPhantom Stock Units · Derivative | 21,390 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004291 · doc4.xml · derivative · entry 7 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,543 Underlying: Common Stock · 21,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:43 UTC |
Nesi VictorCo-President
|
Tax withholdingCommon Stock | 8,486 | $58.37 | $495,327.82 |
DisclosureSEC source: 0001209191-23-004291 · doc4.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,628 Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:43 UTC |
Nesi VictorCo-President
|
Exercise / conversionCommon Stock | 21,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004291 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:41 UTC |
Michaud Thomas B.Senior Vice President
|
Exercise / conversionPhantom Stock Units · Derivative | 19,304 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004290 · doc4.xml · derivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,015 Underlying: Common Stock · 19,304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:41 UTC |
Michaud Thomas B.Senior Vice President
|
Tax withholdingCommon Stock | 7,408 | $58.37 | $432,404.96 |
DisclosureSEC source: 0001209191-23-004290 · doc4.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,121 Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:41 UTC |
Michaud Thomas B.Senior Vice President
|
Exercise / conversionCommon Stock | 19,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004290 · doc4.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:39 UTC |
Marischen James MChief Financial Officer
|
Exercise / conversionPhantom Stock Units · Derivative | 8,705 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004289 · doc4.xml · derivative · entry 3 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,315 Underlying: Common Stock · 8,705 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:39 UTC |
Marischen James MChief Financial Officer
|
Tax withholdingCommon Stock | 4,078 | $58.37 | $238,032.86 |
DisclosureSEC source: 0001209191-23-004289 · doc4.xml · nonDerivative · entry 2 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,480 Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:39 UTC |
Marischen James MChief Financial Officer
|
Exercise / conversionCommon Stock | 8,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004289 · doc4.xml · nonDerivative · entry 1 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:37 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
Exercise / conversionPhantom Stock Units · Derivative | 35,370 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004288 · doc4.xml · derivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,246 Underlying: Common Stock · 35,370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.