Last 12 months
Inside the activity.
8 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2020 Filed Apr 29, 2020 18:00 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 31,228 | $0.60 | $18,833.61 |
DisclosureSEC source: 0001209191-20-026216 · doc4.xml · nonDerivative · entry 2 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,620,952 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6003 to $0.6085, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 18:00 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 95,469 | $0.62 | $59,610.84 |
DisclosureSEC source: 0001209191-20-026216 · doc4.xml · nonDerivative · entry 1 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,652,180 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6200 to $0.6290, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 17:18 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 119,712 | $0.63 | $75,861.49 |
DisclosureSEC source: 0001209191-20-025454 · doc4.xml · nonDerivative · entry 2 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,747,649 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6234 to $0.6584, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 17:18 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 45,349 | $0.66 | $29,998.36 |
DisclosureSEC source: 0001209191-20-025454 · doc4.xml · nonDerivative · entry 1 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,867,361 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6555 to $0.6650, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| April 20, 2020 Filed Apr 20, 2020 18:43 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 94,663 | $0.69 | $65,270.14 |
DisclosureSEC source: 0001209191-20-025162 · doc4.xml · nonDerivative · entry 3 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,912,710 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6849 to $0.6936, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 18:43 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 59,135 | $0.68 | $40,241.37 |
DisclosureSEC source: 0001209191-20-025162 · doc4.xml · nonDerivative · entry 2 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,007,373 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6710 to $0.6848, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| April 16, 2020 Filed Apr 20, 2020 18:43 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 49,786 | $0.67 | $33,416.36 |
DisclosureSEC source: 0001209191-20-025162 · doc4.xml · nonDerivative · entry 1 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,066,508 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6600 to $0.6800, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| April 15, 2020 Filed Apr 15, 2020 18:52 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 59,569 | $0.68 | $40,375.87 |
DisclosureSEC source: 0001209191-20-024538 · doc4.xml · nonDerivative · entry 3 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,116,294 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6602 to $0.6822, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:52 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 48,564 | $0.68 | $33,227.49 |
DisclosureSEC source: 0001209191-20-024538 · doc4.xml · nonDerivative · entry 2 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,175,863 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6814 to $0.6900, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 18:52 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 70,184 | $0.66 | $46,363.55 |
DisclosureSEC source: 0001209191-20-024538 · doc4.xml · nonDerivative · entry 1 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,224,427 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6500 to $0.6710, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| April 09, 2020 Filed Apr 9, 2020 17:15 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 128,301 | $0.67 | $85,525.45 |
DisclosureSEC source: 0001209191-20-024068 · doc4.xml · nonDerivative · entry 3 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,294,611 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6438 to $0.6892, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| April 08, 2020 Filed Apr 9, 2020 17:15 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 98,802 | $0.63 | $62,403.34 |
DisclosureSEC source: 0001209191-20-024068 · doc4.xml · nonDerivative · entry 2 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,422,912 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6263 to $0.6400, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 17:15 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 101,116 | $0.62 | $62,722.25 |
DisclosureSEC source: 0001209191-20-024068 · doc4.xml · nonDerivative · entry 1 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,521,714 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6144 to $0.6369, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| April 06, 2020 Filed Apr 6, 2020 18:52 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 119,929 | $0.59 | $70,710.14 |
DisclosureSEC source: 0001209191-20-023660 · doc4.xml · nonDerivative · entry 3 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,622,830 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5825 to $0.5970, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 18:52 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 59,699 | $0.52 | $31,336.01 |
DisclosureSEC source: 0001209191-20-023660 · doc4.xml · nonDerivative · entry 2 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,742,759 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5218 to $0.5443, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 18:52 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 111,699 | $0.56 | $62,261.02 |
DisclosureSEC source: 0001209191-20-023660 · doc4.xml · nonDerivative · entry 1 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,802,458 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5526 to $0.5641, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| April 01, 2020 Filed Apr 1, 2020 18:31 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 42,935 | $0.58 | $24,842.19 |
DisclosureSEC source: 0001209191-20-022254 · doc4.xml · nonDerivative · entry 3 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,914,157 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5727 to $0.5846, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:19 UTC |
Fiorentino EdwardDirector
|
GrantCommon Stock | 22,368 | $0.57 | $12,749.76 |
DisclosureSEC source: 0001209191-20-023307 · doc4.xml · nonDerivative · entry 1 Fiorentino Edward · CIK 0001666972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,590 F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,749.76 divided by $0.57, the closing price of Issuer's common stock on the NYSE American on April 1, 2020. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:18 UTC |
DeFalco Stephen PDirector
|
GrantCommon Stock | 32,949 | $0.57 | $18,780.93 |
DisclosureSEC source: 0001209191-20-023298 · doc4.xml · nonDerivative · entry 1 DeFalco Stephen P · CIK 0001666964 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820,008 F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $18,780.93 divided by $0.57, the closing price of Issuer's common stock on the NYSE American on April 1, 2020. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:15 UTC |
Prince Douglas SDirector
|
GrantCommon Stock | 13,212 | $0.57 | $7,530.84 |
DisclosureSEC source: 0001209191-20-023291 · doc4.xml · nonDerivative · entry 1 Prince Douglas S · CIK 0001666995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,926 F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $7,530.84 divided by $0.57, the closing price of Issuer's common stock on the NYSE American on April 1, 2020. F2 · balance_after: On previous Section 16 filings the number of shares owned by the Reporting Person has been inadvertently overstated. This represents the current holdings of the Reporting Person. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 17:20 UTC |
Klein Peter JustinDirector
|
GrantCommon Stock | 11,184 | $0.57 | $6,374.88 |
DisclosureSEC source: 0001209191-20-023311 · doc4.xml · nonDerivative · entry 1 Klein Peter Justin · CIK 0001608710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,506 F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $6,374.88 divided by $0.57, the closing price of Issuer's common stock on the NYSE American on April 1, 2020. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:17 UTC |
Steven EdelmanDirector
|
GrantCommon Stock | 20,833 | $0.57 | $11,874.81 |
DisclosureSEC source: 0001209191-20-023295 · doc4.xml · nonDerivative · entry 1 Steven Edelman · CIK 0001683354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,837 F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $11,874.81 divided by $0.57, the closing price of Issuer's common stock on the NYSE American on April 1, 2020. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 18:31 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 79,919 | $0.63 | $50,069.25 |
DisclosureSEC source: 0001209191-20-022254 · doc4.xml · nonDerivative · entry 2 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,957,092 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6078 to $0.6330, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 18:31 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 171,667 | $0.63 | $108,682.38 |
DisclosureSEC source: 0001209191-20-022254 · doc4.xml · nonDerivative · entry 1 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,037,011 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6223 to $0.6401, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| March 27, 2020 Filed Mar 27, 2020 17:53 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 175,356 | $0.67 | $116,857.24 |
DisclosureSEC source: 0001209191-20-021468 · doc4.xml · nonDerivative · entry 3 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,208,678 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6601 to $0.6738, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 17:53 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 261,503 | $0.74 | $192,440.06 |
DisclosureSEC source: 0001209191-20-021468 · doc4.xml · nonDerivative · entry 2 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,384,034 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7163 to $0.7437, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 17:53 UTC |
NEW ENTERPRISE ASSOCIATES 10 L P10% owner
NEA PARTNERS 10 L P10% owner
SANDELL SCOTT D10% owner
|
SaleCommon Stock | 265,646 | $0.80 | $212,809.01 |
DisclosureSEC source: 0001209191-20-021468 · doc4.xml · nonDerivative · entry 1 NEW ENTERPRISE ASSOCIATES 10 L P · CIK 0001132326 · 10% owner NEA PARTNERS 10 L P · CIK 0001236049 · 10% owner SANDELL SCOTT D · CIK 0001237289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,645,537 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.75 to $0.9012, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.direct: The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partner of NEA Partners 10 (NEA Partners 10 and its individual general partner together, the "Indirect Reporting Persons"). The individual general partner of NEA Partners 10 is Scott D. Sandell. The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 21:38 UTC |
Goodnow Timothy TDirector · President and CEO
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 80,000 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001209191-20-020061 · doc4.xml · derivative · entry 4 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,878,610 Underlying: Common Stock · 80,000 shares Expires 2020-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Immediately exercisable. In connection with the termination of the Rule 10b5-1 trading plan, as described in footnote (2), the Reporting Person has agreed to forfeit the unexercised portions of these stock options for no consideration. F2 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2019. This 10b5-1 plan related to the periodic exercises of stock options that were scheduled to expire between December 2, 2020 and February 27, 2021, and would expire worthless if not exercised by their respective expiration dates, and sales of the shares underlying such options. Effective March 18, 2020, the Reporting Person terminated this Rule 10b5-1 trading plan and, as described in footnote (4) agreed to forfeit the unexercised portions of these stock options for no consideration. F4 · derivative.exercise_date: Immediately exercisable. In connection with the termination of the Rule 10b5-1 trading plan, as described in footnote (2), the Reporting Person has agreed to forfeit the unexercised portions of these stock options for no consideration. F4 · derivative.expiration_date: Immediately exercisable. In connection with the termination of the Rule 10b5-1 trading plan, as described in footnote (2), the Reporting Person has agreed to forfeit the unexercised portions of these stock options for no consideration. F4 · balance_after: Immediately exercisable. In connection with the termination of the Rule 10b5-1 trading plan, as described in footnote (2), the Reporting Person has agreed to forfeit the unexercised portions of these stock options for no consideration. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 21:38 UTC |
Goodnow Timothy TDirector · President and CEO
|
SaleCommon Stock | 80,000 | $0.71 | $56,800.00 |
DisclosureSEC source: 0001209191-20-020061 · doc4.xml · nonDerivative · entry 3 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,012 F2 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2019. This 10b5-1 plan related to the periodic exercises of stock options that were scheduled to expire between December 2, 2020 and February 27, 2021, and would expire worthless if not exercised by their respective expiration dates, and sales of the shares underlying such options. Effective March 18, 2020, the Reporting Person terminated this Rule 10b5-1 trading plan and, as described in footnote (4) agreed to forfeit the unexercised portions of these stock options for no consideration. F3 · price: Price reflected is a weighted-average sale price for the shares sold. The range of sale prices for the transaction reported was $0.6101 - $0.7475 per share, inclusive. The Reporting Person is undertaken to provide upon request of the staff, the Issuer, or a secondary holder of the Issuer, full information regarding the number of shares sold at each price. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 21:38 UTC |
Goodnow Timothy TDirector · President and CEO
|
Exercise / conversionCommon Stock | 80,000 | $0.54 | $43,200.00 |
DisclosureSEC source: 0001209191-20-020061 · doc4.xml · nonDerivative · entry 2 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2019. This 10b5-1 plan related to the periodic exercises of stock options that were scheduled to expire between December 2, 2020 and February 27, 2021, and would expire worthless if not exercised by their respective expiration dates, and sales of the shares underlying such options. Effective March 18, 2020, the Reporting Person terminated this Rule 10b5-1 trading plan and, as described in footnote (4) agreed to forfeit the unexercised portions of these stock options for no consideration. Read SEC document |
| March 09, 2020 Filed Mar 12, 2020 01:31 UTC |
Goodnow Timothy TDirector · President and CEO
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 80,000 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001209191-20-018312 · doc4.xml · derivative · entry 3 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,958,610 Underlying: Common Stock · 80,000 shares Expires 2020-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2019. This 10b5-1 plan relates to the periodic exercises of stock options that are scheduled to expire between December 2, 2020 and February 27, 2021, and would expire worthless if not exercised by their respective expiration dates, and sales of the shares underlying such options. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| March 09, 2020 Filed Mar 12, 2020 01:31 UTC |
Goodnow Timothy TDirector · President and CEO
|
SaleCommon Stock | 80,000 | $1.28 | $102,400.00 |
DisclosureSEC source: 0001209191-20-018312 · doc4.xml · nonDerivative · entry 2 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,012 F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2019. This 10b5-1 plan relates to the periodic exercises of stock options that are scheduled to expire between December 2, 2020 and February 27, 2021, and would expire worthless if not exercised by their respective expiration dates, and sales of the shares underlying such options. F2 · price: Price reflected is a weighted-average sale price for the shares sold. The range of sale prices for the transaction reported was $1.22 - $1.36 per share, inclusive. The Reporting Person is undertaken to provide upon request of the staff, the Issuer, or a secondary holder of the Issuer, full information regarding the number of shares sold at each price. Read SEC document |
| March 09, 2020 Filed Mar 12, 2020 01:31 UTC |
Goodnow Timothy TDirector · President and CEO
|
Exercise / conversionCommon Stock | 80,000 | $0.54 | $43,200.00 |
DisclosureSEC source: 0001209191-20-018312 · doc4.xml · nonDerivative · entry 1 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2019. This 10b5-1 plan relates to the periodic exercises of stock options that are scheduled to expire between December 2, 2020 and February 27, 2021, and would expire worthless if not exercised by their respective expiration dates, and sales of the shares underlying such options. Read SEC document |
| January 31, 2020 Filed Mar 18, 2020 21:38 UTC |
Goodnow Timothy TDirector · President and CEO
|
OtherCommon Stock | 12,000 | $0.70 | $8,400.00 |
DisclosureSEC source: 0001209191-20-020061 · doc4.xml · nonDerivative · entry 1 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,012 F1 · kind: These shares were acquired under the Issuer's Employee Stock Purchase Plan ("ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). This represents the maximum number of shares the Reporting Person could purchase through the ESPP. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:23 UTC |
DeFalco Stephen PDirector
|
GrantCommon Stock | 20,503 | $0.92 | $18,780.75 |
DisclosureSEC source: 0001209191-20-001800 · doc4.xml · nonDerivative · entry 1 DeFalco Stephen P · CIK 0001666964 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 787,059 F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $18,780.75 divided by $0.916, the closing price of Issuer's common stock on the NYSE American on December 31, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:25 UTC |
Prince Douglas SDirector
|
GrantCommon Stock | 8,221 | $0.92 | $7,530.44 |
DisclosureSEC source: 0001209191-20-001822 · doc4.xml · nonDerivative · entry 1 Prince Douglas S · CIK 0001666995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,531 F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $7,530.44 divided by $0.916, the closing price of Issuer's common stock on the NYSE American on December 31, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:24 UTC |
Fiorentino EdwardDirector
|
GrantCommon Stock | 13,919 | $0.92 | $12,749.80 |
DisclosureSEC source: 0001209191-20-001809 · doc4.xml · nonDerivative · entry 1 Fiorentino Edward · CIK 0001666972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,222 F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,749.80 divided by $0.916, the closing price of Issuer's common stock on the NYSE American on December 31, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 18:33 UTC |
Klein Peter JustinDirector
|
GrantCommon Stock | 6,959 | $0.92 | $6,374.44 |
DisclosureSEC source: 0001209191-20-002111 · doc4.xml · nonDerivative · entry 1 Klein Peter Justin · CIK 0001608710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,322 F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $6,374.44 divided by $0.916, the closing price of Issuer's common stock on the NYSE American on December 31, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:21 UTC |
Steven EdelmanDirector
|
GrantCommon Stock | 12,963 | $0.92 | $11,874.11 |
DisclosureSEC source: 0001209191-20-001793 · doc4.xml · nonDerivative · entry 1 Steven Edelman · CIK 0001683354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,004 F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $11,874.11 divided by $0.916, the closing price of Issuer's common stock on the NYSE American on December 31, 2019. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 22:18 UTC |
Tressler Nick B.Chief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $0.87 | $0.00 |
DisclosureSEC source: 0001209191-19-057250 · doc4.xml · derivative · entry 1 Tressler Nick B. · CIK 0001794362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2029-11-14 F1 · derivative.exercise_date: One-fourth of the shares vest on November 15, 2020, with the remaining shares vesting in 36 equal installments at the end of the calendar month for each month after November 15, 2020, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 21:08 UTC |
DeFalco Stephen PDirector
|
GrantCommon Stock | 19,912 | $0.94 | $18,717.28 |
DisclosureSEC source: 0001209191-19-051827 · doc4.xml · nonDerivative · entry 1 DeFalco Stephen P · CIK 0001666964 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766,556 F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $18,781.25 divided by $0.94, the closing price of Issuer's common stock on the NYSE American on October 1, 2019. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 21:09 UTC |
Prince Douglas SDirector
|
GrantCommon Stock | 7,984 | $0.94 | $7,504.96 |
DisclosureSEC source: 0001209191-19-051828 · doc4.xml · nonDerivative · entry 1 Prince Douglas S · CIK 0001666995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,310 F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $7,531.25 divided by $0.94, the closing price of Issuer's common stock on the NYSE American on October 1, 2019. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 21:12 UTC |
Fiorentino EdwardDirector
|
GrantCommon Stock | 13,517 | $0.94 | $12,705.98 |
DisclosureSEC source: 0001209191-19-051834 · doc4.xml · nonDerivative · entry 1 Fiorentino Edward · CIK 0001666972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,303 F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,750.00 divided by $0.94, the closing price of Issuer's common stock on the NYSE American on October 1, 2019. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 17:10 UTC |
Klein Peter JustinDirector
|
GrantCommon Stock | 6,758 | $0.94 | $6,352.52 |
DisclosureSEC source: 0001209191-19-051830 · doc4.xml · nonDerivative · entry 1 Klein Peter Justin · CIK 0001608710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,363 F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $6,375.00 divided by $0.94, the closing price of Issuer's common stock on the NYSE American on October 1, 2019. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 21:13 UTC |
Steven EdelmanDirector
|
GrantCommon Stock | 12,590 | $0.94 | $11,834.60 |
DisclosureSEC source: 0001209191-19-051835 · doc4.xml · nonDerivative · entry 1 Steven Edelman · CIK 0001683354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,041 F1 · acquired: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $11,875.00 divided by $0.94, the closing price of Issuer's common stock on the NYSE American on October 1, 2019. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 20:04 UTC |
Goodnow Timothy TDirector · President and CEO
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PurchaseCommon Stock | 88,500 | $1.10 | $97,350.00 |
DisclosureSEC source: 0001209191-19-049129 · doc4.xml · nonDerivative · entry 1 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,012 F1 · shares: Price reflected is a weighted-average purchase price for the shares purchased. The range of purchase prices for the transaction reported was $1.06 - $1.12 per share, inclusive. The reporting person is undertaken to provide upon request of the staff, the issuer, or a secondary holder of the issuer, full information regarding the number of shares purchased at each price. F1 · price: Price reflected is a weighted-average purchase price for the shares purchased. The range of purchase prices for the transaction reported was $1.06 - $1.12 per share, inclusive. The reporting person is undertaken to provide upon request of the staff, the issuer, or a secondary holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:36 UTC |
DeFalco Stephen PDirector
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GrantCommon Stock | 9,681 | $1.94 | $18,781.14 |
DisclosureSEC source: 0001209191-19-041148 · doc4.xml · nonDerivative · entry 1 DeFalco Stephen P · CIK 0001666964 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,644 F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $18,781.25 divided by $1.94, the closing price of Issuer's common stock on the NYSE American on July 1, 2019. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:35 UTC |
Fiorentino EdwardDirector
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GrantCommon Stock | 6,572 | $1.94 | $12,749.68 |
DisclosureSEC source: 0001209191-19-041143 · doc4.xml · nonDerivative · entry 1 Fiorentino Edward · CIK 0001666972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,786 F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,750.00 divided by $1.94, the closing price of Issuer's common stock on the NYSE American on July 1, 2019. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:33 UTC |
Prince Douglas SDirector
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GrantCommon Stock | 3,882 | $1.94 | $7,531.08 |
DisclosureSEC source: 0001209191-19-041134 · doc4.xml · nonDerivative · entry 1 Prince Douglas S · CIK 0001666995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,326 F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $7,531.25 divided by $1.94, the closing price of Issuer's common stock on the NYSE American on July 1, 2019. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 16:34 UTC |
Klein Peter JustinDirector
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GrantCommon Stock | 3,286 | $1.94 | $6,374.84 |
DisclosureSEC source: 0001209191-19-041137 · doc4.xml · nonDerivative · entry 1 Klein Peter Justin · CIK 0001608710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,605 F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $6,375.00 divided by $1.94, the closing price of Issuer's common stock on the NYSE American on July 1, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.