Last 12 months
Inside the activity.
8 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2018 Filed Jun 15, 2018 22:11 UTC |
ROEDER DOUGLAS ADirector
|
SaleCommon Stock | 211,832 | $3.96 | $839,829.15 |
DisclosureSEC source: 0001209191-18-038148 · doc4.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,510,803 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 19, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.85 to $4.11, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. F3 · ownership.nature: The reported securities are directly owned by Delphi Ventures VIII, L.P. ("DV VIII"). Delphi Management Partners VIII, L.L.C. ("DMP VIII"), the general partner of DV VIII, may be deemed to have sole dispositive and voting power over the securities directly owned by DV VIII. James J. Bochnowski, David L. Douglass, Deepika R. Pakianathan and Douglas A. Roeder are the managing members of DMP VIII and may be deemed to share voting and dispositive power over the securities held by DV VIII. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by DV VIII, except to the extent of any pecuniary interest therein. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 23:09 UTC |
ROEDER DOUGLAS ADirector
|
SaleCommon Stock | 2,536 | $3.91 | $9,903.33 |
DisclosureSEC source: 0001209191-18-037591 · doc4.xml · nonDerivative · entry 4 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 104,700 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 19, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.79 to $3.98, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 5 to this Form 4. F4 · ownership.nature: The reported securities are directly owned by Delphi Bioinvestments VIII, L.P. ("DBI VIII"). Delphi Management Partners VIII, L.L.C. ("DMP VIII"), the general partner of DBI VIII, may be deemed to have sole dispositive and voting power over the securities directly owned by DBI VIII. James J. Bochnowski, David L. Douglass, Deepika R. Pakianathan and Douglas A. Roeder are the managing members of DMP VIII and may be deemed to share voting and dispositive power over the securities held by DBI VIII. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by DBI VIII, except to the extent of any pecuniary interest therein. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 23:09 UTC |
ROEDER DOUGLAS ADirector
|
SaleCommon Stock | 259,690 | $3.91 | $1,014,115.42 |
DisclosureSEC source: 0001209191-18-037591 · doc4.xml · nonDerivative · entry 3 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,722,635 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 19, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.79 to $3.98, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 5 to this Form 4. F3 · ownership.nature: The reported securities are directly owned by Delphi Ventures VIII, L.P. ("DV VIII"). Delphi Management Partners VIII, L.L.C. ("DMP VIII"), the general partner of DV VIII, may be deemed to have sole dispositive and voting power over the securities directly owned by DV VIII. James J. Bochnowski, David L. Douglass, Deepika R. Pakianathan and Douglas A. Roeder are the managing members of DMP VIII and may be deemed to share voting and dispositive power over the securities held by DV VIII. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by DV VIII, except to the extent of any pecuniary interest therein. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 23:09 UTC |
ROEDER DOUGLAS ADirector
|
SaleCommon Stock | 2,489 | $3.84 | $9,547.31 |
DisclosureSEC source: 0001209191-18-037591 · doc4.xml · nonDerivative · entry 2 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 107,236 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 19, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.79 to $3.96, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. F4 · ownership.nature: The reported securities are directly owned by Delphi Bioinvestments VIII, L.P. ("DBI VIII"). Delphi Management Partners VIII, L.L.C. ("DMP VIII"), the general partner of DBI VIII, may be deemed to have sole dispositive and voting power over the securities directly owned by DBI VIII. James J. Bochnowski, David L. Douglass, Deepika R. Pakianathan and Douglas A. Roeder are the managing members of DMP VIII and may be deemed to share voting and dispositive power over the securities held by DBI VIII. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by DBI VIII, except to the extent of any pecuniary interest therein. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 23:09 UTC |
ROEDER DOUGLAS ADirector
|
SaleCommon Stock | 254,896 | $3.84 | $977,730.08 |
DisclosureSEC source: 0001209191-18-037591 · doc4.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,982,325 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 19, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.79 to $3.96, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. F3 · ownership.nature: The reported securities are directly owned by Delphi Ventures VIII, L.P. ("DV VIII"). Delphi Management Partners VIII, L.L.C. ("DMP VIII"), the general partner of DV VIII, may be deemed to have sole dispositive and voting power over the securities directly owned by DV VIII. James J. Bochnowski, David L. Douglass, Deepika R. Pakianathan and Douglas A. Roeder are the managing members of DMP VIII and may be deemed to share voting and dispositive power over the securities held by DV VIII. Such persons and entities disclaim the existence of a "group" and disclaim beneficial ownership of the securities held by DV VIII, except to the extent of any pecuniary interest therein. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:16 UTC |
DeFalco Stephen PDirector
|
GrantStock Option (right to buy) · Derivative | 50,847 | $0.00 Strike: $3.27 | $0.00 |
DisclosureSEC source: 0001209191-18-034661 · doc4.xml · derivative · entry 1 DeFalco Stephen P · CIK 0001666964 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,847 Underlying: Common Stock · 50,847 shares Expires 2028-05-29 F1 · derivative.exercise_price: The exercise price is equal to the closing price of the Issuer's common stock on the NYSE American on the date of grant, May 30, 2018. F2 · shares: This grant was made as compensation for the reporting person's service on the Issuer's board of directors. Under the Issuer's non-employee director compensation policy, each non-employee director who continues to serve as a member of the Issuer's board of directors is eligible to receive an annual stock option grant following each annual meeting of the Issuer's stockholders. The number of shares underlying the option is equal to a Black Scholes option value of $106,500. F3 · derivative.exercise_date: The shares underlying the option will vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the reporting person's continuous service (as defined in the Issuer's 2015 Equity Incentive Plan, as amended) through such vesting date. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:21 UTC |
Fiorentino EdwardDirector
|
GrantStock Option (right to buy) · Derivative | 50,847 | $0.00 Strike: $3.27 | $0.00 |
DisclosureSEC source: 0001209191-18-034676 · doc4.xml · derivative · entry 1 Fiorentino Edward · CIK 0001666972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,847 Underlying: Common Stock · 50,847 shares Expires 2028-05-29 F1 · derivative.exercise_price: The exercise price is equal to the closing price of the Issuer's common stock on the NYSE American on the date of grant, May 30, 2018. F2 · shares: This grant was made as compensation for the reporting person's service on the Issuer's board of directors. Under the Issuer's non-employee director compensation policy, each non-employee director who continues to serve as a member of the Issuer's board of directors is eligible to receive an annual stock option grant following each annual meeting of the Issuer's stockholders. The number of shares underlying the option is equal to a Black Scholes option value of $106,500. F3 · derivative.exercise_date: The shares underlying the option will vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the reporting person's continuous service (as defined in the Issuer's 2015 Equity Incentive Plan, as amended) through such vesting date. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:24 UTC |
Prince Douglas SDirector
|
GrantStock Option (right to buy) · Derivative | 50,847 | $0.00 Strike: $3.27 | $0.00 |
DisclosureSEC source: 0001209191-18-034683 · doc4.xml · derivative · entry 1 Prince Douglas S · CIK 0001666995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,847 Underlying: Common Stock · 50,847 shares Expires 2028-05-29 F1 · derivative.exercise_price: The exercise price is equal to the closing price of the Issuer's common stock on the NYSE American on the date of grant, May 30, 2018. F2 · shares: This grant was made as compensation for the reporting person's service on the Issuer's board of directors. Under the Issuer's non-employee director compensation policy, each non-employee director who continues to serve as a member of the Issuer's board of directors is eligible to receive an annual stock option grant following each annual meeting of the Issuer's stockholders. The number of shares underlying the option is equal to a Black Scholes option value of $106,500. F3 · derivative.exercise_date: The shares underlying the option will vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the reporting person's continuous service (as defined in the Issuer's 2015 Equity Incentive Plan, as amended) through such vesting date. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:27 UTC |
ROEDER DOUGLAS ADirector
|
GrantStock Option (right to buy) · Derivative | 50,847 | $0.00 Strike: $3.27 | $0.00 |
DisclosureSEC source: 0001209191-18-034687 · doc4.xml · derivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,847 Underlying: Common Stock · 50,847 shares Expires 2028-05-29 F1 · derivative.exercise_price: The exercise price is equal to the closing price of the Issuer's common stock on the NYSE American on the date of grant, May 30, 2018. F2 · shares: This grant was made as compensation for the reporting person's service on the Issuer's board of directors. Under the Issuer's non-employee director compensation policy, each non-employee director who continues to serve as a member of the Issuer's board of directors is eligible to receive an annual stock option grant following each annual meeting of the Issuer's stockholders. The number of shares underlying the option is equal to a Black Scholes option value of $106,500. F3 · derivative.exercise_date: The shares underlying the option will vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the reporting person's continuous service (as defined in the Issuer's 2015 Equity Incentive Plan, as amended) through such vesting date. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 16:29 UTC |
BARRETT M JAMESDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 50,847 | $0.00 Strike: $3.27 | $0.00 |
DisclosureSEC source: 0001209191-18-034689 · doc4.xml · derivative · entry 1 BARRETT M JAMES · CIK 0001219855 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,847 Underlying: Common Stock · 50,847 shares Expires 2028-05-29 F1 · derivative.exercise_price: The exercise price is equal to the closing price of the Issuer's common stock on the NYSE American on the date of grant, May 30, 2018. F2 · shares: This grant was made as compensation for the reporting person's service on the Issuer's board of directors. Under the Issuer's non-employee director compensation policy, each non-employee director who continues to serve as a member of the Issuer's board of directors is eligible to receive an annual stock option grant following each annual meeting of the Issuer's stockholders. The number of shares underlying the option is equal to a Black Scholes option value of $106,500. F3 · derivative.exercise_date: The shares underlying the option will vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the reporting person's continuous service (as defined in the Issuer's 2015 Equity Incentive Plan, as amended) through such vesting date. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 16:30 UTC |
Klein Peter JustinDirector
|
GrantStock Option (right to buy) · Derivative | 50,847 | $0.00 Strike: $3.27 | $0.00 |
DisclosureSEC source: 0001209191-18-034691 · doc4.xml · derivative · entry 1 Klein Peter Justin · CIK 0001608710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,847 Underlying: Common Stock · 50,847 shares Expires 2028-05-29 F1 · derivative.exercise_price: The exercise price is equal to the closing price of the Issuer's common stock on the NYSE American on the date of grant, May 30, 2018. F2 · shares: This grant was made as compensation for the reporting person's service on the Issuer's board of directors. Under the Issuer's non-employee director compensation policy, each non-employee director who continues to serve as a member of the Issuer's board of directors is eligible to receive an annual stock option grant following each annual meeting of the Issuer's stockholders. The number of shares underlying the option is equal to a Black Scholes option value of $106,500. F3 · derivative.exercise_date: The shares underlying the option will vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the reporting person's continuous service (as defined in the Issuer's 2015 Equity Incentive Plan, as amended) through such vesting date. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:19 UTC |
Steven EdelmanDirector
|
GrantStock Option (right to buy) · Derivative | 50,847 | $0.00 Strike: $3.27 | $0.00 |
DisclosureSEC source: 0001209191-18-034671 · doc4.xml · derivative · entry 1 Steven Edelman · CIK 0001683354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,847 Underlying: Common Stock · 50,847 shares Expires 2028-05-29 F1 · derivative.exercise_price: The exercise price is equal to the closing price of the Issuer's common stock on the NYSE American on the date of grant, May 30, 2018. F2 · shares: This grant was made as compensation for the reporting person's service on the Issuer's board of directors. Under the Issuer's non-employee director compensation policy, each non-employee director who continues to serve as a member of the Issuer's board of directors is eligible to receive an annual stock option grant following each annual meeting of the Issuer's stockholders. The number of shares underlying the option is equal to a Black Scholes option value of $106,500. F3 · derivative.exercise_date: The shares underlying the option will vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the reporting person's continuous service (as defined in the Issuer's 2015 Equity Incentive Plan, as amended) through such vesting date. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 20:18 UTC |
JAIN MukulChief Operating Officer
|
Exercise / conversionStock option (right to buy) · Derivative | 15,706 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001209191-18-024629 · doc4.xml · derivative · entry 3 JAIN Mukul · CIK 0001667593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,599 Underlying: Common Stock · 15,706 shares Expires 2024-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on December 7, 2016. F3 · derivative.exercise_date: Shares vest monthly over four years beginning on June 4, 2014. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 20:18 UTC |
JAIN MukulChief Operating Officer
|
SaleCommon Stock | 15,706 | $3.85 | $60,468.10 |
DisclosureSEC source: 0001209191-18-024629 · doc4.xml · nonDerivative · entry 2 JAIN Mukul · CIK 0001667593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on December 7, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $3.76 to $3.98, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 20:18 UTC |
JAIN MukulChief Operating Officer
|
Exercise / conversionCommon Stock | 15,706 | $0.54 | $8,481.24 |
DisclosureSEC source: 0001209191-18-024629 · doc4.xml · nonDerivative · entry 1 JAIN Mukul · CIK 0001667593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on December 7, 2016. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 20:18 UTC |
JAIN MukulChief Operating Officer
|
Exercise / conversionStock option (right to buy) · Derivative | 24,294 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001209191-18-024323 · doc4.xml · derivative · entry 3 JAIN Mukul · CIK 0001667593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,305 Underlying: Common Stock · 24,294 shares Expires 2024-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on December 7, 2016. F2 · derivative.exercise_date: Shares vest monthly over four years beginning on June 4, 2014. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 20:18 UTC |
JAIN MukulChief Operating Officer
|
SaleCommon Stock | 24,294 | $3.75 | $91,102.50 |
DisclosureSEC source: 0001209191-18-024323 · doc4.xml · nonDerivative · entry 2 JAIN Mukul · CIK 0001667593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on December 7, 2016. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 20:18 UTC |
JAIN MukulChief Operating Officer
|
Exercise / conversionCommon Stock | 24,294 | $0.54 | $13,118.76 |
DisclosureSEC source: 0001209191-18-024323 · doc4.xml · nonDerivative · entry 1 JAIN Mukul · CIK 0001667593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on December 7, 2016. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:32 UTC |
JAIN MukulChief Operating Officer
|
Exercise / conversionStock option (right to buy) · Derivative | 27,437 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001209191-18-023683 · doc4.xml · derivative · entry 3 JAIN Mukul · CIK 0001667593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,437 shares Expires 2022-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on December 7, 2016. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:32 UTC |
JAIN MukulChief Operating Officer
|
SaleCommon Stock | 27,437 | $3.25 | $89,170.25 |
DisclosureSEC source: 0001209191-18-023683 · doc4.xml · nonDerivative · entry 2 JAIN Mukul · CIK 0001667593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on December 7, 2016. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:32 UTC |
JAIN MukulChief Operating Officer
|
Exercise / conversionCommon Stock | 27,437 | $0.54 | $14,815.98 |
DisclosureSEC source: 0001209191-18-023683 · doc4.xml · nonDerivative · entry 1 JAIN Mukul · CIK 0001667593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on December 7, 2016. Read SEC document |
| April 02, 2018 Filed Apr 9, 2018 20:16 UTC |
DeFalco Stephen PDirector
|
GrantCommon Stock | 5,050 | $3.10 | $15,655.00 |
DisclosureSEC source: 0001209191-18-024319 · doc4.xml · nonDerivative · entry 1 DeFalco Stephen P · CIK 0001666964 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,678 F1 · price: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $15,656.25 divided by $3.10, the closing price of Issuer's common stock on the NYSE American on April 2, 2018, the last trading day of the prior quarter. Read SEC document |
| April 02, 2018 Filed Apr 9, 2018 20:17 UTC |
Fiorentino EdwardDirector
|
GrantCommon Stock | 3,911 | $3.10 | $12,124.10 |
DisclosureSEC source: 0001209191-18-024322 · doc4.xml · nonDerivative · entry 1 Fiorentino Edward · CIK 0001666972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,510 F1 · price: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,125 divided by $3.10, the closing price of Issuer's common stock on the NYSE American on April 2, 2018, the last trading day of the prior quarter. Read SEC document |
| April 02, 2018 Filed Apr 9, 2018 20:18 UTC |
Prince Douglas SDirector
|
GrantCommon Stock | 2,329 | $3.10 | $7,219.90 |
DisclosureSEC source: 0001209191-18-024324 · doc4.xml · nonDerivative · entry 1 Prince Douglas S · CIK 0001666995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,146 F1 · price: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $7,218.75 divided by $3.10, the closing price of Issuer's common stock on the NYSE American on April 2, 2018, the last trading day of the prior quarter. Read SEC document |
| April 02, 2018 Filed Apr 9, 2018 16:52 UTC |
BARRETT M JAMESDirector · 10% owner
|
GrantCommon Stock | 3,145 | $3.10 | $9,749.50 |
DisclosureSEC source: 0001209191-18-024358 · doc4.xml · nonDerivative · entry 1 BARRETT M JAMES · CIK 0001219855 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,749 F1 · price: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $9,750 divided by $3.10, the closing price of issuer's common stock on the NYSE American on April 2, 2018, the last trading day of the prior quarter. Read SEC document |
| April 02, 2018 Filed Apr 9, 2018 16:53 UTC |
Klein Peter JustinDirector
|
GrantCommon Stock | 3,911 | $3.10 | $12,124.10 |
DisclosureSEC source: 0001209191-18-024359 · doc4.xml · nonDerivative · entry 1 Klein Peter Justin · CIK 0001608710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,510 F1 · price: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,125 divided by $3.10, the closing price of issuer's common stock on the NYSE American on April 2, 2018, the last trading day of the prior quarter. Read SEC document |
| April 02, 2018 Filed Apr 9, 2018 20:16 UTC |
Steven EdelmanDirector
|
GrantCommon Stock | 3,145 | $3.10 | $9,749.50 |
DisclosureSEC source: 0001209191-18-024321 · doc4.xml · nonDerivative · entry 1 Steven Edelman · CIK 0001683354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,060 F1 · price: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $9,750 divided by $3.10, the closing price of Issuer's common stock on the NYSE American on April 2, 2018, the last trading day of the prior quarter. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:41 UTC |
Goodnow Timothy TDirector · President and CEO
|
Exercise / conversionStock option (right to buy) · Derivative | 12,851 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001209191-18-021263 · doc4.xml · derivative · entry 4 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,036 Underlying: Common Stock · 12,851 shares Expires 2025-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 20, 2018, the Reporting Person completed this option exercise for cash. The Reporting Person did not sell any securities. F3 · derivative.exercise_date: Shares vest monthly over four years beginning on July 24, 2015. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:41 UTC |
Goodnow Timothy TDirector · President and CEO
|
Exercise / conversionStock option (right to buy) · Derivative | 35,916 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001209191-18-021263 · doc4.xml · derivative · entry 3 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,689 Underlying: Common Stock · 35,916 shares Expires 2024-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 20, 2018, the Reporting Person completed this option exercise for cash. The Reporting Person did not sell any securities. F2 · derivative.exercise_date: Shares vest monthly over four years beginning on June 4, 2014. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:41 UTC |
Goodnow Timothy TDirector · President and CEO
|
Exercise / conversionCommon Stock | 12,851 | $1.95 | $25,059.45 |
DisclosureSEC source: 0001209191-18-021263 · doc4.xml · nonDerivative · entry 2 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 20, 2018, the Reporting Person completed this option exercise for cash. The Reporting Person did not sell any securities. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:41 UTC |
Goodnow Timothy TDirector · President and CEO
|
Exercise / conversionCommon Stock | 35,916 | $0.54 | $19,394.64 |
DisclosureSEC source: 0001209191-18-021263 · doc4.xml · nonDerivative · entry 1 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 20, 2018, the Reporting Person completed this option exercise for cash. The Reporting Person did not sell any securities. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 18:28 UTC |
Panlilio MirasolVP Global Sales and Marketing
|
GrantStock Option (right to buy) · Derivative | 245,388 | $0.00 Strike: $2.62 | $0.00 |
DisclosureSEC source: 0001209191-18-007640 · doc4.xml · derivative · entry 1 Panlilio Mirasol · CIK 0001667551 · VP Global Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,388 Underlying: Common Stock · 245,388 shares Expires 2028-02-01 F1 · derivative.exercise_date: Shares vest monthly over four years subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 23:29 UTC |
Goodnow Timothy TDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 777,797 | $0.00 Strike: $2.62 | $0.00 |
DisclosureSEC source: 0001209191-18-007641 · doc4.xml · derivative · entry 1 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777,797 Underlying: Common Stock · 777,797 shares Expires 2028-02-01 F1 · derivative.exercise_date: Shares vest monthly over four years subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 23:30 UTC |
JAIN MukulChief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 495,191 | $0.00 Strike: $2.62 | $0.00 |
DisclosureSEC source: 0001209191-18-007644 · doc4.xml · derivative · entry 1 JAIN Mukul · CIK 0001667593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,191 Underlying: Common Stock · 495,191 shares Expires 2028-02-01 F1 · derivative.exercise_date: Shares vest monthly over four years subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 18:31 UTC |
Kelley Lynne EChief Medical Officer
|
GrantStock Option (right to buy) · Derivative | 102,192 | $0.00 Strike: $2.62 | $0.00 |
DisclosureSEC source: 0001209191-18-007645 · doc4.xml · derivative · entry 1 Kelley Lynne E · CIK 0001667584 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,192 Underlying: Common Stock · 102,192 shares Expires 2028-02-01 F1 · derivative.exercise_date: Shares vest monthly over four years subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 23:30 UTC |
Elsey R DonCFO, Secretary and Treasurer
|
GrantStock Option (right to buy) · Derivative | 392,999 | $0.00 Strike: $2.62 | $0.00 |
DisclosureSEC source: 0001209191-18-007643 · doc4.xml · derivative · entry 1 Elsey R Don · CIK 0001380742 · CFO, Secretary and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,999 Underlying: Common Stock · 392,999 shares Expires 2028-02-01 F1 · derivative.exercise_date: Shares vest monthly over four years subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 23:32 UTC |
Gill Michael J.Vice President of U.S. Sales
|
GrantStock Option (right to buy) · Derivative | 245,388 | $0.00 Strike: $2.62 | $0.00 |
DisclosureSEC source: 0001209191-18-007646 · doc4.xml · derivative · entry 1 Gill Michael J. · CIK 0001703973 · Vice President of U.S. Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,388 Underlying: Common Stock · 245,388 shares Expires 2028-02-01 F1 · derivative.exercise_date: Shares vest monthly over four years subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 00:57 UTC |
Fiorentino EdwardDirector
|
GrantCommon Stock | 4,558 | $2.66 | $12,124.28 |
DisclosureSEC source: 0001209191-18-002260 · doc4.xml · nonDerivative · entry 1 Fiorentino Edward · CIK 0001666972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,599 F1 · price: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,125 divided by $2.66, the closing price of Issuer's common stock on the NYSE American on December 29, 2017, the last trading day of the prior quarter. Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 00:59 UTC |
DeFalco Stephen PDirector
|
GrantCommon Stock | 5,885 | $2.66 | $15,654.10 |
DisclosureSEC source: 0001209191-18-002262 · doc4.xml · nonDerivative · entry 1 DeFalco Stephen P · CIK 0001666964 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,628 F1 · price: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $15,656.25 divided by $2.66, the closing price of Issuer's common stock on the NYSE American on December 29, 2017, the last trading day of the prior quarter. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:00 UTC |
BARRETT M JAMESDirector · 10% owner
|
GrantCommon Stock | 3,665 | $2.66 | $9,748.90 |
DisclosureSEC source: 0001209191-18-002263 · doc4.xml · nonDerivative · entry 1 BARRETT M JAMES · CIK 0001219855 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,604 F1 · price: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $9,750 divided by $2.66, the closing price of issuer's common stock on the NYSE American on December 29, 2017, the last trading day of the prior quarter. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:00 UTC |
Klein Peter JustinDirector
|
GrantCommon Stock | 4,558 | $2.66 | $12,124.28 |
DisclosureSEC source: 0001209191-18-002264 · doc4.xml · nonDerivative · entry 1 Klein Peter Justin · CIK 0001608710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,599 F1 · price: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,125 divided by $2.66, the closing price of issuer's common stock on the NYSE American on December 29, 2017, the last trading day of the prior quarter. Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 00:58 UTC |
Steven EdelmanDirector
|
GrantCommon Stock | 3,665 | $2.66 | $9,748.90 |
DisclosureSEC source: 0001209191-18-002261 · doc4.xml · nonDerivative · entry 1 Steven Edelman · CIK 0001683354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,915 F1 · price: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $9,750 divided by $2.66, the closing price of Issuer's common stock on the NYSE American on December 29, 2017, the last trading day of the prior quarter. Read SEC document |
| December 08, 2017 Filed Dec 8, 2017 21:56 UTC |
BARRIS PETER J10% owner
|
SaleCommon Stock | 32,850 | $2.59 | $85,199.76 |
DisclosureSEC source: 0001209191-17-064752 · doc4.xml · nonDerivative · entry 4 BARRIS PETER J · CIK 0001005561 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note 1 Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.57 to $2.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F1 · ownership.nature: The Reporting Person is the sole general partner of NEA Partners VII, Limited Partnership ("NEA Partners VII"). NEA Partners VII is the sole general partner of New Enterprise Associates VII, Limited Partnership ("NEA VII"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA VII shares in which the Reporting Person has no pecuniary interest. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 21:56 UTC |
BARRIS PETER J10% owner
|
SaleCommon Stock | 12,100 | $2.61 | $31,628.19 |
DisclosureSEC source: 0001209191-17-064752 · doc4.xml · nonDerivative · entry 3 BARRIS PETER J · CIK 0001005561 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note 1 Disclosed balance after: 32,850 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F1 · ownership.nature: The Reporting Person is the sole general partner of NEA Partners VII, Limited Partnership ("NEA Partners VII"). NEA Partners VII is the sole general partner of New Enterprise Associates VII, Limited Partnership ("NEA VII"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA VII shares in which the Reporting Person has no pecuniary interest. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 21:56 UTC |
BARRIS PETER J10% owner
|
OtherCommon Stock purchase warrant · Derivative | 139,645 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-17-064752 · doc4.xml · derivative · entry 9 BARRIS PETER J · CIK 0001005561 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note 1 Disclosed balance after: 0 Underlying: Common Stock · 139,645 shares Expires 2021-07-15 F8 · derivative.exercise_date: Immediately exercisable. F1 · ownership.nature: The Reporting Person is the sole general partner of NEA Partners VII, Limited Partnership ("NEA Partners VII"). NEA Partners VII is the sole general partner of New Enterprise Associates VII, Limited Partnership ("NEA VII"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA VII shares in which the Reporting Person has no pecuniary interest. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 21:56 UTC |
BARRIS PETER J10% owner
|
SaleCommon Stock | 94,695 | $2.64 | $249,994.80 |
DisclosureSEC source: 0001209191-17-064752 · doc4.xml · nonDerivative · entry 2 BARRIS PETER J · CIK 0001005561 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note 1 Disclosed balance after: 44,950 F2 · kind: On December 6, 2017, NEA VII exercised a warrant to purchase 139,645 shares of the Issuer's common stock for $1.790207 a share. NEA VII paid the exercise price on a cashless basis, resulting in the Issuer withholding 94,695 of the warrant shares to pay the exercise price and issuing to NEA VII the remaining 44,950 shares. F1 · ownership.nature: The Reporting Person is the sole general partner of NEA Partners VII, Limited Partnership ("NEA Partners VII"). NEA Partners VII is the sole general partner of New Enterprise Associates VII, Limited Partnership ("NEA VII"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA VII shares in which the Reporting Person has no pecuniary interest. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 21:56 UTC |
BARRIS PETER J10% owner
|
OtherCommon Stock | 139,645 | $1.79 | $249,992.48 |
DisclosureSEC source: 0001209191-17-064752 · doc4.xml · nonDerivative · entry 1 BARRIS PETER J · CIK 0001005561 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note 1 Disclosed balance after: 139,645 F1 · ownership.nature: The Reporting Person is the sole general partner of NEA Partners VII, Limited Partnership ("NEA Partners VII"). NEA Partners VII is the sole general partner of New Enterprise Associates VII, Limited Partnership ("NEA VII"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA VII shares in which the Reporting Person has no pecuniary interest. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:31 UTC |
BARRIS PETER J10% owner
|
OtherCommon Stock | 48,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-063561 · doc4.xml · nonDerivative · entry 4 BARRIS PETER J · CIK 0001005561 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,377 F6 · kind: The Reporting Person received 48,377 shares of common stock of the Issuer in the distribution by NEA Partners VII on November 30, 2017. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:31 UTC |
BARRIS PETER J10% owner
|
OtherCommon Stock | 652,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-063561 · doc4.xml · nonDerivative · entry 3 BARRIS PETER J · CIK 0001005561 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note 4 Disclosed balance after: 0 F5 · kind: NEA Partners VII made a pro rata distribution for no consideration of an aggregate of 652,090 shares of common stock of the Issuer to its general partners and limited partners on November 30, 3017. F4 · ownership.nature: The Reporting Person is the sole general partner of NEA Partners VII, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by NEA Partners VII in which the Reporting Person has no pecuniary interest. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:31 UTC |
BARRIS PETER J10% owner
|
OtherCommon Stock | 652,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-063561 · doc4.xml · nonDerivative · entry 2 BARRIS PETER J · CIK 0001005561 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note 4 Disclosed balance after: 652,090 F3 · kind: NEA Partners VII received 652,090 shares of common stock of the Issuer in the distribution by NEA VII on November 30, 2017. F4 · ownership.nature: The Reporting Person is the sole general partner of NEA Partners VII, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by NEA Partners VII in which the Reporting Person has no pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.