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STEPAN CO

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SEC CIK
0000094049
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714

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2016 Filed Feb 14, 2017 21:34 UTC GiftCommon Stock 115,857 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006013 · form5.xml · nonDerivative · entry 2

STEPAN F QUINN · CIK 0001105432 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 170,269

F1 · ownership.nature: On December 17, 2014, the reporting person's spouse contributed 286,126 shares of common stock of the issuer to a grantor retained annuity trust for the benefit of her children. Under the terms of the trust, 115,857 shares were distributed to the trust beneficiaries and the remaining 170,269 shares were distributed to the reporting person's spouse and continue to be reported in this Form 5 as indirectly owned by the reporting person.

Read SEC document
December 15, 2016 Filed Dec 20, 2016 02:43 UTC
STEPAN F QUINNDirector · Chairman
GrantShare Units · Derivative 1,024.491 $84.93 $87,010.02
Disclosure

SEC source: 0001127602-16-070504 · form4.xml · derivative · entry 1

STEPAN F QUINN · CIK 0001105432 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,320.198

Underlying: Common Stock · 1,024.491 shares

Expires not disclosed

F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F2 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock

F4 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F3 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F3 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 23:35 UTC
Behrens Scott R.VP/GM Surfactants
GrantShare Units · Derivative 20.88 $84.93 $1,773.34
Disclosure

SEC source: 0001127602-16-070484 · form4.xml · derivative · entry 3

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,671.166

Underlying: Common Stock · 20.88 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 23:35 UTC
Behrens Scott R.VP/GM Surfactants
GrantCommon Stock 7.828 $84.93 $664.83
Disclosure

SEC source: 0001127602-16-070484 · form4.xml · nonDerivative · entry 2

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,767.071

F2 · balance_after: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 23:35 UTC
Behrens Scott R.VP/GM Surfactants
GrantCommon Stock 7.744 $84.93 $657.70
Disclosure

SEC source: 0001127602-16-070484 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Indirect · By Esop II Trust

Disclosed balance after: 3,224.021

F1 · balance_after: Reflects ESOP II acquisitions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings.

Read SEC document
December 15, 2016 Filed Dec 20, 2016 02:42 UTC
STEPAN F QUINN JRDirector · President & CEO
GrantShare Units · Derivative 235.433 $84.93 $19,995.32
Disclosure

SEC source: 0001127602-16-070503 · form4.xml · derivative · entry 10

STEPAN F QUINN JR · CIK 0001229289 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,773.773

Underlying: Common Stock · 235.433 shares

Expires not disclosed

F5 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F6 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F8 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F7 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F7 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F7 · balance_after: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 15, 2016 Filed Dec 20, 2016 02:42 UTC
STEPAN F QUINN JRDirector · President & CEO
GrantCommon Stock 282.582 $84.93 $23,999.69
Disclosure

SEC source: 0001127602-16-070503 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,845.121

F2 · shares: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
December 15, 2016 Filed Dec 20, 2016 02:42 UTC
STEPAN F QUINN JRDirector · President & CEO
GrantCommon Stock 25.801 $84.93 $2,191.28
Disclosure

SEC source: 0001127602-16-070503 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Esop II Trust

Disclosed balance after: 10,741.135

F1 · balance_after: Reflects ESOP II acquisitions that have occurred since the reporting person's last ownership report covering ESOP II holdings.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 23:34 UTC
PACHOLEC FRANKVice President R&D
GrantCommon Stock 78.331 $84.93 $6,652.65
Disclosure

SEC source: 0001127602-16-070482 · form4.xml · nonDerivative · entry 2

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,654.931

F2 · balance_after: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 23:34 UTC
PACHOLEC FRANKVice President R&D
GrantCommon Stock 4.65 $84.93 $394.92
Disclosure

SEC source: 0001127602-16-070482 · form4.xml · nonDerivative · entry 1

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Indirect · By Esop II Trust

Disclosed balance after: 1,935.785

F1 · balance_after: Reflects ESOP II acquisitions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 23:32 UTC
Servatius GregoryVP of Human Resources
GrantShare Units · Derivative 16.003 $84.93 $1,359.13
Disclosure

SEC source: 0001127602-16-070480 · form4.xml · derivative · entry 4

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,645.802

Underlying: Common Stock · 16.003 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 23:32 UTC
Servatius GregoryVP of Human Resources
GrantCommon Stock 44.275 $84.93 $3,760.28
Disclosure

SEC source: 0001127602-16-070480 · form4.xml · nonDerivative · entry 2

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,387.085

F2 · balance_after: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 23:32 UTC
Servatius GregoryVP of Human Resources
GrantCommon Stock 21.229 $84.93 $1,802.98
Disclosure

SEC source: 0001127602-16-070480 · form4.xml · nonDerivative · entry 1

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · By Esop II Trust

Disclosed balance after: 8,837.627

F1 · balance_after: Reflects ESOP II acquisitions and dispositions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 18:39 UTC
Stefaniak DebraVP, Business Transformation
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $37.51 $0.00
Disclosure

SEC source: 0001127602-16-067848 · form4.xml · derivative · entry 11

Stefaniak Debra · CIK 0001656944 · VP, Business Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734

Underlying: Common Stock · 1,000 shares

Expires 2019-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 18:39 UTC
Stefaniak DebraVP, Business Transformation
SaleCommon Stock 100 $77.78 $7,778.00
Disclosure

SEC source: 0001127602-16-067848 · form4.xml · nonDerivative · entry 9

Stefaniak Debra · CIK 0001656944 · VP, Business Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,497.196

Read SEC document
November 18, 2016 Filed Nov 21, 2016 18:39 UTC
Stefaniak DebraVP, Business Transformation
SaleCommon Stock 200 $77.77 $15,554.00
Disclosure

SEC source: 0001127602-16-067848 · form4.xml · nonDerivative · entry 8

Stefaniak Debra · CIK 0001656944 · VP, Business Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,597.196

Read SEC document
November 18, 2016 Filed Nov 21, 2016 18:39 UTC
Stefaniak DebraVP, Business Transformation
SaleCommon Stock 100 $77.71 $7,771.00
Disclosure

SEC source: 0001127602-16-067848 · form4.xml · nonDerivative · entry 7

Stefaniak Debra · CIK 0001656944 · VP, Business Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,797.196

Read SEC document
November 18, 2016 Filed Nov 21, 2016 18:39 UTC
Stefaniak DebraVP, Business Transformation
SaleCommon Stock 100 $77.69 $7,769.00
Disclosure

SEC source: 0001127602-16-067848 · form4.xml · nonDerivative · entry 6

Stefaniak Debra · CIK 0001656944 · VP, Business Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,897.196

Read SEC document
November 18, 2016 Filed Nov 21, 2016 18:39 UTC
Stefaniak DebraVP, Business Transformation
SaleCommon Stock 200 $77.58 $15,516.00
Disclosure

SEC source: 0001127602-16-067848 · form4.xml · nonDerivative · entry 5

Stefaniak Debra · CIK 0001656944 · VP, Business Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,997.196

Read SEC document
November 18, 2016 Filed Nov 21, 2016 18:39 UTC
Stefaniak DebraVP, Business Transformation
SaleCommon Stock 100 $77.49 $7,749.00
Disclosure

SEC source: 0001127602-16-067848 · form4.xml · nonDerivative · entry 4

Stefaniak Debra · CIK 0001656944 · VP, Business Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,197.196

Read SEC document
November 18, 2016 Filed Nov 21, 2016 18:39 UTC
Stefaniak DebraVP, Business Transformation
SaleCommon Stock 100 $77.48 $7,748.00
Disclosure

SEC source: 0001127602-16-067848 · form4.xml · nonDerivative · entry 3

Stefaniak Debra · CIK 0001656944 · VP, Business Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,297.196

Read SEC document
November 18, 2016 Filed Nov 21, 2016 18:39 UTC
Stefaniak DebraVP, Business Transformation
SaleCommon Stock 100 $77.47 $7,747.00
Disclosure

SEC source: 0001127602-16-067848 · form4.xml · nonDerivative · entry 2

Stefaniak Debra · CIK 0001656944 · VP, Business Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,397.196

Read SEC document
November 18, 2016 Filed Nov 21, 2016 18:39 UTC
Stefaniak DebraVP, Business Transformation
Exercise / conversionCommon Stock 1,000 $37.51 $37,510.00
Disclosure

SEC source: 0001127602-16-067848 · form4.xml · nonDerivative · entry 1

Stefaniak Debra · CIK 0001656944 · VP, Business Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,497.196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Feb 14, 2017 21:55 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006019 · form5.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,800.121

F1 · balance_after: Reflects a reclassification of 600 shares as being held directly rather than directly in joint tenancy with spouse.

Read SEC document
November 16, 2016 Filed Feb 14, 2017 21:55 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006019 · form5.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,518

Read SEC document
November 16, 2016 Filed Feb 14, 2017 21:34 UTC GiftCommon Stock 14,405 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006013 · form5.xml · nonDerivative · entry 1

STEPAN F QUINN · CIK 0001105432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,918

Read SEC document
November 11, 2016 Filed Nov 14, 2016 19:38 UTC
Servatius GregoryVP of Human Resources
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 832 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-16-066899 · form4.xml · derivative · entry 18

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 832 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 19:38 UTC
Servatius GregoryVP of Human Resources
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-16-066899 · form4.xml · derivative · entry 17

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832

Underlying: Common Stock · 1,000 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 19:38 UTC
Servatius GregoryVP of Human Resources
SaleCommon Stock 1,000 $75.93 $75,930.00
Disclosure

SEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 11

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,342.81

Read SEC document
November 11, 2016 Filed Nov 14, 2016 19:38 UTC
Servatius GregoryVP of Human Resources
Exercise / conversionCommon Stock 1,000 $25.61 $25,605.00
Disclosure

SEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 10

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,342.81

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 19:38 UTC
Servatius GregoryVP of Human Resources
SaleCommon Stock 32 $77.04 $2,465.28
Disclosure

SEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 9

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,342.81

Read SEC document
November 11, 2016 Filed Nov 14, 2016 19:38 UTC
Servatius GregoryVP of Human Resources
SaleCommon Stock 800 $76.93 $61,544.00
Disclosure

SEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 8

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,374.81

Read SEC document
November 11, 2016 Filed Nov 14, 2016 19:38 UTC
Servatius GregoryVP of Human Resources
Exercise / conversionCommon Stock 832 $25.61 $21,303.36
Disclosure

SEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 7

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,174.81

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 19:38 UTC
Servatius GregoryVP of Human Resources
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-16-066899 · form4.xml · derivative · entry 16

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832

Underlying: Common Stock · 1,000 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 19:38 UTC
Servatius GregoryVP of Human Resources
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-16-066899 · form4.xml · derivative · entry 15

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,832

Underlying: Common Stock · 1,000 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 19:38 UTC
Servatius GregoryVP of Human Resources
SaleCommon Stock 1,000 $74.93 $74,930.00
Disclosure

SEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 6

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,342.81

Read SEC document
November 10, 2016 Filed Nov 14, 2016 19:38 UTC
Servatius GregoryVP of Human Resources
Exercise / conversionCommon Stock 1,000 $25.61 $25,605.00
Disclosure

SEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 5

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,342.81

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 19:38 UTC
Servatius GregoryVP of Human Resources
SaleCommon Stock 1,000 $73.93 $73,930.00
Disclosure

SEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 4

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,342.81

Read SEC document
November 10, 2016 Filed Nov 14, 2016 19:38 UTC
Servatius GregoryVP of Human Resources
Exercise / conversionCommon Stock 1,000 $25.61 $25,605.00
Disclosure

SEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 3

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,342.81

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 19:38 UTC
Servatius GregoryVP of Human Resources
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-16-066899 · form4.xml · derivative · entry 14

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,832

Underlying: Common Stock · 1,000 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 19:38 UTC
Servatius GregoryVP of Human Resources
SaleCommon Stock 1,000 $72.93 $72,930.00
Disclosure

SEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 2

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,342.81

Read SEC document
November 09, 2016 Filed Nov 14, 2016 19:38 UTC
Servatius GregoryVP of Human Resources
Exercise / conversionCommon Stock 1,000 $25.61 $25,605.00
Disclosure

SEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 1

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,342.81

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 19:00 UTC
Mergner Arthur WVP & General Manager
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,438 $0.00 Strike: $25.60 $0.00
Disclosure

SEC source: 0001127602-16-066003 · form4.xml · derivative · entry 6

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,438 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 19:00 UTC
Mergner Arthur WVP & General Manager
SaleCommon Stock 1,938 $69.83 $135,328.99
Disclosure

SEC source: 0001127602-16-066003 · form4.xml · nonDerivative · entry 4

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
November 01, 2016 Filed Nov 3, 2016 19:00 UTC
Mergner Arthur WVP & General Manager
SaleCommon Stock 400 $69.81 $27,925.12
Disclosure

SEC source: 0001127602-16-066003 · form4.xml · nonDerivative · entry 3

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,938

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November 01, 2016 Filed Nov 3, 2016 19:00 UTC
Mergner Arthur WVP & General Manager
SaleCommon Stock 100 $69.78 $6,978.00
Disclosure

SEC source: 0001127602-16-066003 · form4.xml · nonDerivative · entry 2

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,338

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November 01, 2016 Filed Nov 3, 2016 19:00 UTC
Mergner Arthur WVP & General Manager
Exercise / conversionCommon Stock 2,438 $25.61 $62,424.99
Disclosure

SEC source: 0001127602-16-066003 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 03, 2016 Filed Oct 3, 2016 20:55 UTC GrantStock Awards · Derivative 28 $72.66 $2,034.48
Disclosure

SEC source: 0001127602-16-063698 · form4.xml · derivative · entry 1

WEHMER EDWARD J · CIK 0001244290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,144

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer Common Stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares following separation from service.

F2 · derivative.expiration_date: Stock Awards are payable in shares following separation from service.

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October 03, 2016 Filed Oct 3, 2016 20:54 UTC GrantStock Awards · Derivative 15 $72.66 $1,089.90
Disclosure

SEC source: 0001127602-16-063697 · form4.xml · derivative · entry 1

LAWTON GREGORY E · CIK 0001180942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,472

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer Common Stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares following separation from service.

F2 · derivative.expiration_date: Stock Awards are payable in shares following separation from service.

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October 03, 2016 Filed Oct 3, 2016 20:52 UTC GrantStock Units · Derivative 3 $72.66 $217.98
Disclosure

SEC source: 0001127602-16-063694 · form4.xml · derivative · entry 1

Dearth Randall S. · CIK 0001418244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of issuer Common Stock.

F2 · derivative.exercise_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.