Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STEPAN COSCL · Entity 4733 | Exec VP | May 26, 2023 | May 31, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STEPAN CO
Report date May 26, 2023 · Filed May 31, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,616.39 |
Ending reported balance
After 2023-05-26 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-05-26 · Exercise / conversion · Acquired 4,087 · Balance 31,603.39 Row 2 · 2023-05-26 · Sale · Disposed 3,387 · Balance 28,216.39 F1: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $92.66 to $93.63, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. Row 3 · 2023-05-26 · Sale · Disposed 600 · Balance 27,616.39 F2: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $93.66 to $93.775, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.85 · Expires 2026-02-22 | Direct | 0 |
Reported balance
After 2023-05-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-05-26 · Exercise / conversion · Disposed 4,087 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $92.66 to $93.63, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
F2: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $93.66 to $93.775, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2023 Filed May 31, 2023 20:42 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,087 | $0.00 Strike: $43.85 | $0.00 |
DisclosureSEC source: 0001127602-23-017230 · form4.xml · derivative · entry 4 Mergner Arthur W · CIK 0001603410 · Exec VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,087 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2023 Filed May 31, 2023 20:42 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 600 | $93.73 | $56,237.40 |
DisclosureSEC source: 0001127602-23-017230 · form4.xml · nonDerivative · entry 3 Mergner Arthur W · CIK 0001603410 · Exec VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,616.39 F2 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $93.66 to $93.775, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. Read SEC document |
| May 26, 2023 Filed May 31, 2023 20:42 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 3,387 | $93.27 | $315,901.43 |
DisclosureSEC source: 0001127602-23-017230 · form4.xml · nonDerivative · entry 2 Mergner Arthur W · CIK 0001603410 · Exec VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,216.39 F1 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $92.66 to $93.63, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. Read SEC document |
| May 26, 2023 Filed May 31, 2023 20:42 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 4,087 | $43.85 | $179,214.95 |
DisclosureSEC source: 0001127602-23-017230 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · Exec VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,603.39 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2023 Filed May 24, 2023 21:55 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionStock Appreciation Right · Derivative | 6,262 | $0.00 Strike: $43.85 | $0.00 |
DisclosureSEC source: 0001127602-23-016768 · form4.xml · derivative · entry 6 Mergner Arthur W · CIK 0001603410 · Exec VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,262 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2023 Filed May 24, 2023 21:55 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 1,996 | $98.23 | $196,067.08 |
DisclosureSEC source: 0001127602-23-016768 · form4.xml · nonDerivative · entry 5 Mergner Arthur W · CIK 0001603410 · Exec VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,516.39 F1 · balance_after: Includes exempt acquisitions under Rule 16a-11 pursuant to dividend reinvestments since the date of the reporting person's last report. Read SEC document |
| May 23, 2023 Filed May 24, 2023 21:55 UTC | STEPAN CO SCL · Entity 4733 | Tax withholdingCommon Stock | 1,464 | $98.01 | $143,486.64 |
DisclosureSEC source: 0001127602-23-016768 · form4.xml · nonDerivative · entry 4 Mergner Arthur W · CIK 0001603410 · Exec VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,512.39 F4 · kind: Withholding of shares to satisfy tax liability on exercise of SARs. Read SEC document |
| May 23, 2023 Filed May 24, 2023 21:55 UTC | STEPAN CO SCL · Entity 4733 | Disposition to issuerCommon Stock | 2,802 | $98.01 | $274,624.02 |
DisclosureSEC source: 0001127602-23-016768 · form4.xml · nonDerivative · entry 3 Mergner Arthur W · CIK 0001603410 · Exec VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,976.39 F3 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs. Read SEC document |
| May 23, 2023 Filed May 24, 2023 21:55 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 6,262 | $43.85 | $274,588.70 |
DisclosureSEC source: 0001127602-23-016768 · form4.xml · nonDerivative · entry 2 Mergner Arthur W · CIK 0001603410 · Exec VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,778.39 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The stock appreciation rights ("SARs") were settled in shares of common stock as per the terms of the award. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 20:57 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,851 | $0.00 Strike: $41.16 | $0.00 |
DisclosureSEC source: 0001127602-23-007859 · form4.xml · derivative · entry 3 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,851 shares Expires 2025-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 20:57 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 3,851 | $104.81 | $403,627.16 |
DisclosureSEC source: 0001127602-23-007859 · form4.xml · nonDerivative · entry 2 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,426.683 F1 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $104.66 to $105.305, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 20:57 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 3,851 | $41.16 | $158,507.16 |
DisclosureSEC source: 0001127602-23-007859 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,277.683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 22:50 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 90.31 | $109.49 | $9,888.04 |
DisclosureSEC source: 0001127602-23-006276 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Indirect · By Esop II Trust Disclosed balance after: 177.951 Read SEC document |
| February 14, 2023 Filed Feb 17, 2023 00:19 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Appreciation Right · Derivative | 4,271 | $0.00 Strike: $109.92 | $0.00 |
DisclosureSEC source: 0001127602-23-005690 · form4.xml · derivative · entry 6 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,271 Underlying: Common Stock · 4,271 shares Expires 2033-02-14 F5 · derivative.exercise_date: Vests ratably over three years beginning on the date shown. Read SEC document |
| February 14, 2023 Filed Feb 17, 2023 00:19 UTC | STEPAN CO SCL · Entity 4733 | GrantRestricted Stock Units · Derivative | 1,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005690 · form4.xml · derivative · entry 5 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,535 Underlying: Restricted Stock Units · 1,535 shares Expires 2026-02-14 F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Stepan Company common stock. F5 · derivative.exercise_date: Vests ratably over three years beginning on the date shown. Read SEC document |
| February 14, 2023 Filed Feb 17, 2023 00:19 UTC | STEPAN CO SCL · Entity 4733 | GrantPerformance Shares · Derivative | 3,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005690 · form4.xml · derivative · entry 4 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,070 Underlying: Common Stock · 3,070 shares Expires not disclosed F3 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2025. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2025. F3 · derivative.expiration_date: Each performance share represents a contingent right to receive one share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2025. Read SEC document |
| February 14, 2023 Filed Feb 17, 2023 00:19 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionPerformance Shares · Derivative | 2,346 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005690 · form4.xml · derivative · entry 3 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2022. F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2022. F1 · derivative.exercise_date: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2022. F1 · derivative.expiration_date: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2022. Read SEC document |
| February 14, 2023 Filed Feb 17, 2023 00:19 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 3,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005690 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,426.683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2022. F2 · balance_after: Includes exempt acquisitions under Rule 16a-11 pursuant to dividend reinvestments since the date of the reporting person's last report. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 17:18 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,573 | $0.00 Strike: $61.91 | $0.00 |
DisclosureSEC source: 0001127602-22-024488 · form4.xml · derivative · entry 6 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,573 shares Expires 2024-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 17:18 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 583 | $0.00 Strike: $63.11 | $0.00 |
DisclosureSEC source: 0001127602-22-024488 · form4.xml · derivative · entry 5 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 583 shares Expires 2023-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 17:18 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 2,156 | $103.01 | $222,089.56 |
DisclosureSEC source: 0001127602-22-024488 · form4.xml · nonDerivative · entry 3 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,512.665 F1 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $102.84 to $103.092, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 17:18 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 1,573 | $61.91 | $97,384.43 |
DisclosureSEC source: 0001127602-22-024488 · form4.xml · nonDerivative · entry 2 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,668.665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 17:18 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 583 | $63.11 | $36,793.13 |
DisclosureSEC source: 0001127602-22-024488 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,095.665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 17:20 UTC | STEPAN CO SCL · Entity 4733 | GrantPerformance Shares · Derivative | 2,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005700 · form4.xml · derivative · entry 5 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,427 Underlying: Common Stock · 2,427 shares Expires not disclosed F5 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2024. F5 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2024. F5 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2024. F5 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2024. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 17:20 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Appreciation Right · Derivative | 11,348 | $0.00 Strike: $111.26 | $0.00 |
DisclosureSEC source: 0001127602-22-005700 · form4.xml · derivative · entry 4 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,348 Underlying: Common Stock · 11,348 shares Expires 2032-02-15 F4 · derivative.exercise_date: Vests ratably over three years beginning on the date shown. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 17:20 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 76.787 | $111.26 | $8,543.32 |
DisclosureSEC source: 0001127602-22-005700 · form4.xml · nonDerivative · entry 2 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Indirect · By Esop II Trust Disclosed balance after: 86.458 F2 · balance_after: Includes exempt acquisitions under Rule 16a-11 pursuant to dividend reinvestments since the date of the reporting person's last report. F3 · balance_after: Since the date of the reporting person's last ownership report, the reporting person has disposed of 3,474.717 shares held in his ESOP pursuant to a diversification election made under the Internal Revenue Code. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 17:20 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionPerformance Shares · Derivative | 2,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005700 · form4.xml · derivative · entry 3 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,601 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2021. F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2021. F1 · derivative.exercise_date: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2021. F1 · derivative.expiration_date: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2021. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 17:20 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 3,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005700 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,285.023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2021. F2 · balance_after: Includes exempt acquisitions under Rule 16a-11 pursuant to dividend reinvestments since the date of the reporting person's last report. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 19:27 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 19.604 | $130.87 | $2,565.58 |
DisclosureSEC source: 0001127602-21-020015 · form4.xml · derivative · entry 3 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,431.145 Underlying: Common Stock · 19.604 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 19:27 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 46.505 | $130.87 | $6,086.11 |
DisclosureSEC source: 0001127602-21-020015 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000.81 F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
| May 25, 2021 Filed May 27, 2021 14:47 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionStock Appreciation Right · Derivative | 6,000 | $0.00 Strike: $43.85 | $0.00 |
DisclosureSEC source: 0001127602-21-018128 · form4.xml · derivative · entry 5 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,262 Underlying: Common Stock · 6,000 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2021 Filed May 27, 2021 14:47 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 2,251 | $133.82 | $301,226.57 |
DisclosureSEC source: 0001127602-21-018128 · form4.xml · nonDerivative · entry 4 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,954.305 F4 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $133.24 to $134.24, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. Read SEC document |
| May 25, 2021 Filed May 27, 2021 14:47 UTC | STEPAN CO SCL · Entity 4733 | Tax withholdingCommon Stock | 1,791 | $134.40 | $240,701.45 |
DisclosureSEC source: 0001127602-21-018128 · form4.xml · nonDerivative · entry 3 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,205.305 F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs. Read SEC document |
| May 25, 2021 Filed May 27, 2021 14:47 UTC | STEPAN CO SCL · Entity 4733 | Disposition to issuerCommon Stock | 1,958 | $134.40 | $263,145.41 |
DisclosureSEC source: 0001127602-21-018128 · form4.xml · nonDerivative · entry 2 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,996.305 F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs. Read SEC document |
| May 25, 2021 Filed May 27, 2021 14:47 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 6,000 | $43.85 | $263,100.00 |
DisclosureSEC source: 0001127602-21-018128 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,954.305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock appreciation rights ("SARs") were settled in shares of common stock as per the terms of the award. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 19:19 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 19.92 | $128.49 | $2,559.52 |
DisclosureSEC source: 0001127602-21-011004 · form4.xml · derivative · entry 3 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,411.541 Underlying: Common Stock · 19.92 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 19:19 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 41.612 | $128.49 | $5,346.73 |
DisclosureSEC source: 0001127602-21-011004 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,954.305 F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:46 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionPerformance Shares · Derivative | 2,740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006862 · form4.xml · derivative · entry 6 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,740 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020. F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020. F4 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020. F4 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:46 UTC | STEPAN CO SCL · Entity 4733 | GrantPerformance Shares · Derivative | 2,182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006862 · form4.xml · derivative · entry 5 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,182 Underlying: Common Stock · 2,182 shares Expires not disclosed F3 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023. F3 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023. F3 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:46 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Appreciation Right · Derivative | 8,324 | $0.00 Strike: $123.73 | $0.00 |
DisclosureSEC source: 0001127602-21-006862 · form4.xml · derivative · entry 4 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,324 Underlying: Common Stock · 8,324 shares Expires 2031-02-16 F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:46 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Option (Right to Buy) · Derivative | 2,775 | $0.00 Strike: $123.73 | $0.00 |
DisclosureSEC source: 0001127602-21-006862 · form4.xml · derivative · entry 3 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,775 Underlying: Common Stock · 2,775 shares Expires 2031-02-16 F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:46 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 73.968 | $123.65 | $9,146.14 |
DisclosureSEC source: 0001127602-21-006862 · form4.xml · nonDerivative · entry 2 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Indirect · By Esop II Trust Disclosed balance after: 3,449.151 Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:46 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 2,383 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006862 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,912.693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:42 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 19.742 | $116.32 | $2,296.39 |
DisclosureSEC source: 0001127602-20-025331 · form4.xml · derivative · entry 3 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,370.245 Underlying: Common Stock · 19.742 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:42 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 41.241 | $116.32 | $4,797.15 |
DisclosureSEC source: 0001127602-20-025331 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,485.039 F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 23:36 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionStock Appreciation Right · Derivative | 4,719 | $0.00 Strike: $61.91 | $0.00 |
DisclosureSEC source: 0001127602-20-022628 · form4.xml · derivative · entry 10 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,719 shares Expires 2024-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 23:36 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionStock Appreciation Right · Derivative | 1,359 | $0.00 Strike: $63.11 | $0.00 |
DisclosureSEC source: 0001127602-20-022628 · form4.xml · derivative · entry 9 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,359 shares Expires 2023-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 23:36 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionStock Appreciation Right · Derivative | 1,038 | $0.00 Strike: $42.77 | $0.00 |
DisclosureSEC source: 0001127602-20-022628 · form4.xml · derivative · entry 8 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,038 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 23:36 UTC | STEPAN CO SCL · Entity 4733 | Disposition to issuerCommon Stock | 4,719 | $107.38 | $506,726.22 |
DisclosureSEC source: 0001127602-20-022628 · form4.xml · nonDerivative · entry 6 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,443.798 F1 · kind: The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 23:36 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 4,719 | $61.91 | $292,153.29 |
DisclosureSEC source: 0001127602-20-022628 · form4.xml · nonDerivative · entry 5 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,162.798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.