Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STEPAN COSCL · Entity 4733 | VP of Human Resources | June 15, 2018 | June 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STEPAN CO
Report date June 15, 2018 · Filed June 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,813.499 |
Reported balance
After 2018-06-15 transaction · row 1
1 source rowRow 1 · 2018-06-15 · Grant · Acquired 55.231 · Balance 21,813.499 F1: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. |
| Share UnitsSEC Table II · derivative / convertible security | Direct | 6,752.214 |
Reported balance
After 2018-06-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-06-15 · Grant · Acquired 19.962 · Balance 6,752.214 F3: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4: Share Units convert on a one-for-one basis into Common Stock. F6: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. |
| Common StockSEC Table I · non-derivative | IndirectBy Esop II Trust | 4,609.569 |
Reported balance
Holding disclosure · report date 2018-06-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,609.569 F2: Reflects ESOP II acquisitions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.
F2: Reflects ESOP II acquisitions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings.
F3: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.
F4: Share Units convert on a one-for-one basis into Common Stock.
F5: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.
F6: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2018 Filed Jun 19, 2018 21:11 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 19.962 | $75.88 | $1,514.72 |
DisclosureSEC source: 0001127602-18-021427 · form4.xml · derivative · entry 3 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,752.214 Underlying: Common Stock · 19.962 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 21:11 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 55.231 | $75.88 | $4,190.93 |
DisclosureSEC source: 0001127602-18-021427 · form4.xml · nonDerivative · entry 1 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,813.499 F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:49 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 17.934 | $84.24 | $1,510.76 |
DisclosureSEC source: 0001127602-18-012021 · form4.xml · derivative · entry 3 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,732.252 Underlying: Common Stock · 17.934 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:49 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 49.617 | $84.24 | $4,179.74 |
DisclosureSEC source: 0001127602-18-012021 · form4.xml · nonDerivative · entry 1 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,758.268 F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 15:56 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 701 | $0.00 Strike: $37.51 | $0.00 |
DisclosureSEC source: 0001127602-18-011337 · form4.xml · derivative · entry 4 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 701 shares Expires 2019-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 15:56 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 701 | $85.95 | $60,250.95 |
DisclosureSEC source: 0001127602-18-011337 · form4.xml · nonDerivative · entry 2 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,708.651 Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 15:56 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 701 | $37.51 | $26,294.51 |
DisclosureSEC source: 0001127602-18-011337 · form4.xml · nonDerivative · entry 1 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,409.651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 21:01 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,879 | $0.00 Strike: $37.51 | $0.00 |
DisclosureSEC source: 0001127602-18-010702 · form4.xml · derivative · entry 7 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701 Underlying: Common Stock · 1,879 shares Expires 2019-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 21:01 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 1,879 | $85.38 | $160,419.63 |
DisclosureSEC source: 0001127602-18-010702 · form4.xml · nonDerivative · entry 4 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,708.651 F1 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $85.05 to 85.95, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 21:01 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 1,879 | $37.51 | $70,481.29 |
DisclosureSEC source: 0001127602-18-010702 · form4.xml · nonDerivative · entry 3 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,587.651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 21:01 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 600 | $0.00 Strike: $37.51 | $0.00 |
DisclosureSEC source: 0001127602-18-010702 · form4.xml · derivative · entry 6 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,580 Underlying: Common Stock · 600 shares Expires 2019-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 21:01 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 600 | $84.75 | $50,850.00 |
DisclosureSEC source: 0001127602-18-010702 · form4.xml · nonDerivative · entry 2 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,708.651 Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 21:01 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 600 | $37.51 | $22,506.00 |
DisclosureSEC source: 0001127602-18-010702 · form4.xml · nonDerivative · entry 1 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,308.651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 20:47 UTC | STEPAN CO SCL · Entity 4733 | OtherCommon Stock | 4,571.537 | $81.16 | $371,003.09 |
DisclosureSEC source: 0001127602-18-010323 · form4.xml · nonDerivative · entry 2 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · By Esop II Trust Disclosed balance after: 4,571.537 F2 · kind: In accordance with the terms of the Company's Employee Stock Ownership Plan II, the reporting person elected to diversify a portion of his investment out of Company Common Stock. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 20:47 UTC | STEPAN CO SCL · Entity 4733 | Tax withholdingCommon Stock | 1,003 | $80.76 | $81,002.28 |
DisclosureSEC source: 0001127602-18-010323 · form4.xml · nonDerivative · entry 1 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,708.651 F1 · kind: The transaction reported reflects the withholding of shares from the performance shares vested on February 21, 2018, which were reported on the Form 4 filed for the reporting person on February 23, 2018. Withholding of these shares were applied to the reporting person's account on the transaction date shown. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 01:18 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionPerformance Shares · Derivative | 1,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008184 · form4.xml · derivative · entry 6 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2017. F1 · derivative.exercise_date: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2017. F1 · derivative.expiration_date: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2017. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 01:18 UTC | STEPAN CO SCL · Entity 4733 | GrantPerformance Shares · Derivative | 1,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008184 · form4.xml · derivative · entry 5 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,233 Underlying: Common Stock · 1,233 shares Expires not disclosed F3 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020. F3 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 01:18 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Appreciation Right · Derivative | 4,653 | $0.00 Strike: $72.99 | $0.00 |
DisclosureSEC source: 0001127602-18-008184 · form4.xml · derivative · entry 4 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,653 Underlying: Common Stock · 4,653 shares Expires 2018-02-20 F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 01:18 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Option (Right to Buy) · Derivative | 1,551 | $0.00 Strike: $72.99 | $0.00 |
DisclosureSEC source: 0001127602-18-008184 · form4.xml · derivative · entry 3 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,551 Underlying: Common Stock · 1,551 shares Expires 2018-02-20 F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 01:18 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 109.718 | $73.07 | $8,017.09 |
DisclosureSEC source: 0001127602-18-008184 · form4.xml · nonDerivative · entry 2 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · By Esop II Trust Disclosed balance after: 9,143.074 Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 01:18 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 3,436 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-008184 · form4.xml · nonDerivative · entry 1 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,711.651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2017. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 20:28 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 18.869 | $79.84 | $1,506.50 |
DisclosureSEC source: 0001127602-17-035117 · form4.xml · derivative · entry 3 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,714.318 Underlying: Common Stock · 18.869 shares Expires not disclosed F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F2 · security: Share Units are acquired under the Management Incentive Plan Amended and Restated as of January 1, 2010 ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F3 · security: Share Units are acquired under the Management Incentive Plan Amended and Restated as of January 1, 2010 ("Plan"), a nonqualified deferred compensation plan which allows Plan participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to Plan provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F6 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected. F7 · derivative.exercise_date: Reflects acquisition of Share Units under the MIP, generally payable at end of employment, unless otherwise elected. F8 · derivative.exercise_date: Reflects acquisition of Share Units under the Plan, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F6 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected. F7 · derivative.expiration_date: Reflects acquisition of Share Units under the MIP, generally payable at end of employment, unless otherwise elected. F8 · derivative.expiration_date: Reflects acquisition of Share Units under the Plan, generally payable at end of employment, unless otherwise elected. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 20:28 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 52.204 | $79.84 | $4,167.97 |
DisclosureSEC source: 0001127602-17-035117 · form4.xml · nonDerivative · entry 1 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,275.651 Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 21:19 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 16.946 | $80.79 | $1,369.07 |
DisclosureSEC source: 0001127602-17-027756 · form4.xml · derivative · entry 3 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,695.449 Underlying: Common Stock · 16.946 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 21:19 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 46.886 | $80.79 | $3,787.92 |
DisclosureSEC source: 0001127602-17-027756 · form4.xml · nonDerivative · entry 1 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,223.447 F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:21 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 15.469 | $88.30 | $1,365.91 |
DisclosureSEC source: 0001127602-17-021786 · form4.xml · derivative · entry 3 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,678.503 Underlying: Common Stock · 15.469 shares Expires not disclosed F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F2 · security: Share Units are acquired under the Management Incentive Plan Amended and Restated as of January 1, 2010 ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F3 · security: Share Units are acquired under the Management Incentive Plan Amended and Restated as of January 1, 2010 ("Plan"), a nonqualified deferred compensation plan which allows Plan participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to Plan provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F6 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected. F7 · derivative.exercise_date: Reflects acquisition of Share Units under the MIP, generally payable at end of employment, unless otherwise elected. F8 · derivative.exercise_date: Reflects acquisition of Share Units under the Plan, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F6 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected. F7 · derivative.expiration_date: Reflects acquisition of Share Units under the MIP, generally payable at end of employment, unless otherwise elected. F8 · derivative.expiration_date: Reflects acquisition of Share Units under the Plan, generally payable at end of employment, unless otherwise elected. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:21 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 42.799 | $88.30 | $3,779.15 |
DisclosureSEC source: 0001127602-17-021786 · form4.xml · nonDerivative · entry 1 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,176.561 Read SEC document |
| March 15, 2017 Filed Mar 18, 2017 01:24 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 17.232 | $79.06 | $1,362.36 |
DisclosureSEC source: 0001127602-17-012281 · form4.xml · derivative · entry 4 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,663.034 Underlying: Common Stock · 17.232 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| March 15, 2017 Filed Mar 18, 2017 01:24 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 47.677 | $79.06 | $3,769.34 |
DisclosureSEC source: 0001127602-17-012281 · form4.xml · nonDerivative · entry 1 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,133.762 F1 · price: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:57 UTC | STEPAN CO SCL · Entity 4733 | Tax withholdingCommon Stock | 316 | $78.52 | $24,812.32 |
DisclosureSEC source: 0001127602-17-010719 · form4.xml · nonDerivative · entry 1 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,086.085 F1 · kind: The transaction reported reflects the withholding of shares from the performance shares vested on February 21, 2017, which were reported on the Form 4 filed for the reporting person on February 23, 2017. Withholding of these shares were applied to the reporting person's account on the transaction date shown. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 02:02 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 102.495 | $78.91 | $8,087.88 |
DisclosureSEC source: 0001127602-17-008090 · form4.xml · nonDerivative · entry 3 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · By Esop II Trust Disclosed balance after: 8,940.122 Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 02:02 UTC | STEPAN CO SCL · Entity 4733 | OtherCommon Stock | 40,837 | $78.91 | $3,222,447.67 |
DisclosureSEC source: 0001127602-17-008090 · form4.xml · nonDerivative · entry 2 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · Member Of Plan Committee Of Stepan Company Disclosed balance after: 401,210 F2 · shares: Reflects transfer of 40,837 shares of Stepan Company Common Stock from the Stepan Company Pension Plan to the Employee Stock Ownership Plan II (ESOP II) established by Stepan Company. The reporting person is a member of the Plan Committee of Stepan Company which has oversight responsibility over investments of funds for employee benefit programs. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:02 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionPerformance Shares · Derivative | 1,131 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-008090 · form4.xml · derivative · entry 7 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,131 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2016. F5 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2016. F5 · derivative.exercise_date: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2016. F5 · derivative.expiration_date: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2016. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:02 UTC | STEPAN CO SCL · Entity 4733 | GrantPerformance Shares · Derivative | 1,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008090 · form4.xml · derivative · entry 6 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120 Underlying: Common Stock · 1,120 shares Expires not disclosed F4 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2019. F4 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2019. F4 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2019. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:02 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Appreciation Right · Derivative | 4,178 | $0.00 Strike: $78.58 | $0.00 |
DisclosureSEC source: 0001127602-17-008090 · form4.xml · derivative · entry 5 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,178 Underlying: Common Stock · 4,178 shares Expires 2027-02-20 F3 · derivative.exercise_date: Vests ratably over three years beginning on the date shown. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:02 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Option (Right to Buy) · Derivative | 1,393 | $0.00 Strike: $78.58 | $0.00 |
DisclosureSEC source: 0001127602-17-008090 · form4.xml · derivative · entry 4 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,393 Underlying: Common Stock · 1,393 shares Expires 2027-02-20 F3 · derivative.exercise_date: Vests ratably over three years beginning on the date shown. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:02 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 1,015 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-008090 · form4.xml · nonDerivative · entry 1 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,402.085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Amount reported reflects vesting of 1,015 performance shares as shown on Table II due to achievement of certain financial targets by December 31, 2016. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 23:32 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 16.003 | $84.93 | $1,359.13 |
DisclosureSEC source: 0001127602-16-070480 · form4.xml · derivative · entry 4 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,645.802 Underlying: Common Stock · 16.003 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 23:32 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 44.275 | $84.93 | $3,760.28 |
DisclosureSEC source: 0001127602-16-070480 · form4.xml · nonDerivative · entry 2 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,387.085 F2 · balance_after: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 23:32 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 21.229 | $84.93 | $1,802.98 |
DisclosureSEC source: 0001127602-16-070480 · form4.xml · nonDerivative · entry 1 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · By Esop II Trust Disclosed balance after: 8,837.627 F1 · balance_after: Reflects ESOP II acquisitions and dispositions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 19:38 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 832 | $0.00 Strike: $25.61 | $0.00 |
DisclosureSEC source: 0001127602-16-066899 · form4.xml · derivative · entry 18 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 832 shares Expires 2018-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 19:38 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $25.61 | $0.00 |
DisclosureSEC source: 0001127602-16-066899 · form4.xml · derivative · entry 17 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832 Underlying: Common Stock · 1,000 shares Expires 2018-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 19:38 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 1,000 | $75.93 | $75,930.00 |
DisclosureSEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 11 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,342.81 Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 19:38 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 1,000 | $25.61 | $25,605.00 |
DisclosureSEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 10 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,342.81 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 19:38 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 32 | $77.04 | $2,465.28 |
DisclosureSEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 9 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,342.81 Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 19:38 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 800 | $76.93 | $61,544.00 |
DisclosureSEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 8 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,374.81 Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 19:38 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 832 | $25.61 | $21,303.36 |
DisclosureSEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 7 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,174.81 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 19:38 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $25.61 | $0.00 |
DisclosureSEC source: 0001127602-16-066899 · form4.xml · derivative · entry 16 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,832 Underlying: Common Stock · 1,000 shares Expires 2018-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 19:38 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $25.61 | $0.00 |
DisclosureSEC source: 0001127602-16-066899 · form4.xml · derivative · entry 15 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,832 Underlying: Common Stock · 1,000 shares Expires 2018-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 19:38 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 1,000 | $74.93 | $74,930.00 |
DisclosureSEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 6 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,342.81 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.