Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STEPAN COSCL · Entity 4733 | Director | February 01, 2019 | February 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STEPAN CO
Report date February 01, 2019 · Filed February 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 127,749.964 |
Reported balance
After 2019-02-01 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2019-02-01 · Exercise / conversion · Acquired 42,689.962 · Balance 127,749.964 F1: Share Units converted on a one-for-one basis into Common Stock. The Share Units were acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. |
| Common StockSEC Table I · non-derivative | Direct | 85,060.002 |
Reported balance
After 2019-02-01 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2019-02-01 · Disposition to issuer · Disposed 41,621.831 · Balance 85,060.002 F2: Reflects Share Units that were settled in cash pursuant to the terms of the MIP. Pursuant to the terms of the MIP, amounts deferred are distributed to MIP participants in accordance with the terms of the MIP. |
| Common StockSEC Table I · non-derivative | Direct | 127,301.883 |
Reported balance
After 2019-02-01 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2019-02-01 · Tax withholding · Disposed 448.081 · Balance 127,301.883 F3: Reflects shares withheld in connection with settlement of stock-settled share units under the MIP. Pursuant to the terms of the MIP, amounts deferred are distributed to MIP participants in accordance with the terms of the MIP. |
| Share UnitsSEC Table II · derivative / convertible security | Direct | 305,143.618 |
Reported balance
After 2019-02-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-02-01 · Exercise / conversion · Disposed 42,689.962 · Balance 305,143.618 F4: Share Units were acquired under the MIP. F5: Share Units convert on a one-for-one basis into Common Stock F1: Share Units converted on a one-for-one basis into Common Stock. The Share Units were acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F6: Amounts deferred into Share Units are distributed to the participant in ten installments following the end of employment. |
| Common StockSEC Table I · non-derivative | IndirectBy Esop II Trust | 102.456 |
Reported balance
Holding disclosure · report date 2019-02-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 102.456 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 170,269 |
Reported balance
Holding disclosure · report date 2019-02-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 170,269 |
| Common StockSEC Table I · non-derivative | IndirectStepan Venture II Partnership | 505,222 |
Reported balance
Holding disclosure · report date 2019-02-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 505,222 |
Filing footnotes · ownership attribution and instrument terms
F1: Share Units converted on a one-for-one basis into Common Stock. The Share Units were acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.
F2: Reflects Share Units that were settled in cash pursuant to the terms of the MIP. Pursuant to the terms of the MIP, amounts deferred are distributed to MIP participants in accordance with the terms of the MIP.
F3: Reflects shares withheld in connection with settlement of stock-settled share units under the MIP. Pursuant to the terms of the MIP, amounts deferred are distributed to MIP participants in accordance with the terms of the MIP.
F4: Share Units were acquired under the MIP.
F5: Share Units convert on a one-for-one basis into Common Stock
F6: Amounts deferred into Share Units are distributed to the participant in ten installments following the end of employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2019 Filed Feb 4, 2019 19:17 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionShare Units · Derivative | 42,689.962 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-003667 · form4.xml · derivative · entry 7 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,143.618 Underlying: Common Stock · 42,689.962 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Share Units were acquired under the MIP. F5 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock F1 · price: Share Units converted on a one-for-one basis into Common Stock. The Share Units were acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F6 · derivative.exercise_date: Amounts deferred into Share Units are distributed to the participant in ten installments following the end of employment. F6 · derivative.expiration_date: Amounts deferred into Share Units are distributed to the participant in ten installments following the end of employment. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 19:17 UTC | STEPAN CO SCL · Entity 4733 | Tax withholdingCommon Stock | 448.081 | $87.93 | $39,399.76 |
DisclosureSEC source: 0001127602-19-003667 · form4.xml · nonDerivative · entry 3 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,301.883 F3 · kind: Reflects shares withheld in connection with settlement of stock-settled share units under the MIP. Pursuant to the terms of the MIP, amounts deferred are distributed to MIP participants in accordance with the terms of the MIP. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 19:17 UTC | STEPAN CO SCL · Entity 4733 | Disposition to issuerCommon Stock | 41,621.831 | $87.93 | $3,659,807.60 |
DisclosureSEC source: 0001127602-19-003667 · form4.xml · nonDerivative · entry 2 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,060.002 F2 · kind: Reflects Share Units that were settled in cash pursuant to the terms of the MIP. Pursuant to the terms of the MIP, amounts deferred are distributed to MIP participants in accordance with the terms of the MIP. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 19:17 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 42,689.962 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-003667 · form4.xml · nonDerivative · entry 1 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,749.964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Share Units converted on a one-for-one basis into Common Stock. The Share Units were acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:33 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 1,122.044 | $77.25 | $86,677.90 |
DisclosureSEC source: 0001127602-18-036636 · form4.xml · derivative · entry 1 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,833.58 Underlying: Common Stock · 1,122.044 shares Expires not disclosed F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F2 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock F4 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F3 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected. F3 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected. Read SEC document |
| October 26, 2018 Filed Nov 30, 2018 19:51 UTC | STEPAN CO SCL · Entity 4733 | GiftCommon Stock | 148,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034821 · form4.xml · nonDerivative · entry 1 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,681.833 Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 19:50 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 867.116 | $89.74 | $77,814.99 |
DisclosureSEC source: 0001127602-18-027858 · form4.xml · derivative · entry 1 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,711.536 Underlying: Common Stock · 867.116 shares Expires not disclosed F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F2 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock F4 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F3 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected. F3 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 22:17 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 3,433 | $87.59 | $300,696.47 |
DisclosureSEC source: 0001127602-18-024500 · form4.xml · nonDerivative · entry 1 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Stepan Venture II Partnership Disclosed balance after: 505,222 Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 21:08 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 1,022.469 | $75.88 | $77,584.95 |
DisclosureSEC source: 0001127602-18-021424 · form4.xml · derivative · entry 1 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,844.42 Underlying: Common Stock · 1,022.469 shares Expires not disclosed F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F2 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock F4 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F3 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected. F3 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 20:37 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 1,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015350 · form4.xml · nonDerivative · entry 1 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,573.833 Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:48 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 918.545 | $84.24 | $77,378.23 |
DisclosureSEC source: 0001127602-18-012020 · form4.xml · derivative · entry 1 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,821.951 Underlying: Common Stock · 918.545 shares Expires not disclosed F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F2 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock F4 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F3 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected. F3 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 22:31 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionShare Units · Derivative | 43,203.157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-003831 · form4.xml · derivative · entry 8 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,903.406 Underlying: Common Stock · 43,203.157 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Share Units were acquired under the MIP. F5 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock F1 · price: Share Units converted on a one-for-one basis into Common Stock. The Share Units were acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F6 · derivative.exercise_date: Amounts deferred into Share Units are distributed to the participant in ten installments following the end of employment. F6 · derivative.expiration_date: Amounts deferred into Share Units are distributed to the participant in ten installments following the end of employment. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 22:31 UTC | STEPAN CO SCL · Entity 4733 | Tax withholdingCommon Stock | 457.319 | $78.42 | $35,862.96 |
DisclosureSEC source: 0001127602-18-003831 · form4.xml · nonDerivative · entry 4 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,416.833 F3 · kind: Reflects shares withheld in connection with settlement of stock-settled share units under the MIP. Pursuant to the terms of the MIP, amounts deferred are distributed to MIP participants in accordance with the terms of the MIP. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 22:31 UTC | STEPAN CO SCL · Entity 4733 | Disposition to issuerCommon Stock | 42,113.005 | $78.42 | $3,302,501.85 |
DisclosureSEC source: 0001127602-18-003831 · form4.xml · nonDerivative · entry 3 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,874.152 F2 · kind: Reflects Share Units that were settled in cash pursuant to the terms of the MIP. Pursuant to the terms of the MIP, amounts deferred are distributed to MIP participants in accordance with the terms of the MIP. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 22:31 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 43,203.157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-003831 · form4.xml · nonDerivative · entry 2 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,987.157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Share Units converted on a one-for-one basis into Common Stock. The Share Units were acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. Read SEC document |
| December 18, 2017 Filed Feb 2, 2018 22:31 UTC | STEPAN CO SCL · Entity 4733 | GiftCommon Stock | 14,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003831 · form4.xml · nonDerivative · entry 1 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,784 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 20:29 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 1,087.854 | $79.84 | $86,854.26 |
DisclosureSEC source: 0001127602-17-035119 · form4.xml · derivative · entry 1 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,106.563 Underlying: Common Stock · 1,087.854 shares Expires not disclosed F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F2 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock F4 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F3 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F3 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 21:21 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 977.021 | $80.79 | $78,933.53 |
DisclosureSEC source: 0001127602-17-027758 · form4.xml · derivative · entry 1 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,018.709 Underlying: Common Stock · 977.021 shares Expires not disclosed F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F2 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock F4 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F3 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F3 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| August 07, 2017 Filed Aug 10, 2017 14:11 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 8,865 | $80.50 | $713,632.50 |
DisclosureSEC source: 0001127602-17-025382 · form4.xml · nonDerivative · entry 1 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Stepan Venture II Partnership Disclosed balance after: 508,655 Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 23:55 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionShare Units · Derivative | 42,515.772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-023149 · form4.xml · derivative · entry 6 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,041.688 Underlying: Common Stock · 42,515.772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Share Units were acquired under the MIP. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock F4 · price: Share Units convert on a one-for-one basis into Common Stock F5 · derivative.exercise_date: Amounts deferred into Share Units are distributed to the participant in ten installments following the end of employment. F5 · derivative.expiration_date: Amounts deferred into Share Units are distributed to the participant in ten installments following the end of employment. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 23:55 UTC | STEPAN CO SCL · Entity 4733 | Disposition to issuerCommon Stock | 42,515.772 | $87.83 | $3,734,160.25 |
DisclosureSEC source: 0001127602-17-023149 · form4.xml · nonDerivative · entry 2 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,962 F2 · kind: The Share Units were settled in cash pursuant to the terms of the MIP. Pursuant to the terms of the MIP, amounts deferred are distributed to MIP participants in accordance with the terms of the MIP. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 23:55 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 42,515.772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-023149 · form4.xml · nonDerivative · entry 1 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,477.772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Share Units converted on a one-for-one basis into Common Stock. The Share Units were acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:23 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 990.331 | $88.30 | $87,446.23 |
DisclosureSEC source: 0001127602-17-021788 · form4.xml · derivative · entry 1 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,557.46 Underlying: Common Stock · 990.331 shares Expires not disclosed F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected. F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 20:17 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 1,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015706 · form4.xml · nonDerivative · entry 1 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,962 Read SEC document |
| March 15, 2017 Filed Mar 18, 2017 01:56 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 1,103.214 | $79.06 | $87,220.10 |
DisclosureSEC source: 0001127602-17-012283 · form4.xml · derivative · entry 1 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,567.129 Underlying: Common Stock · 1,103.214 shares Expires not disclosed F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F2 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock F4 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F3 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F3 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| December 18, 2016 Filed Feb 14, 2017 21:34 UTC | STEPAN CO SCL · Entity 4733 | GiftCommon Stock | 115,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006013 · form5.xml · nonDerivative · entry 2 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 170,269 F1 · ownership.nature: On December 17, 2014, the reporting person's spouse contributed 286,126 shares of common stock of the issuer to a grantor retained annuity trust for the benefit of her children. Under the terms of the trust, 115,857 shares were distributed to the trust beneficiaries and the remaining 170,269 shares were distributed to the reporting person's spouse and continue to be reported in this Form 5 as indirectly owned by the reporting person. Read SEC document |
| December 15, 2016 Filed Dec 20, 2016 02:43 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 1,024.491 | $84.93 | $87,010.02 |
DisclosureSEC source: 0001127602-16-070504 · form4.xml · derivative · entry 1 STEPAN F QUINN · CIK 0001105432 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,320.198 Underlying: Common Stock · 1,024.491 shares Expires not disclosed F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F2 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock F4 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F3 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F3 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| November 16, 2016 Filed Feb 14, 2017 21:34 UTC | STEPAN CO SCL · Entity 4733 | GiftCommon Stock | 14,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006013 · form5.xml · nonDerivative · entry 1 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,918 Read SEC document |
| September 15, 2016 Filed Feb 14, 2017 21:34 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 1,143.717 | $70.32 | $80,426.18 |
DisclosureSEC source: 0001127602-17-006013 · form5.xml · derivative · entry 4 STEPAN F QUINN · CIK 0001105432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,463.915 Underlying: Common Stock · 1,143.717 shares Expires not disclosed F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.