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STEPAN CO

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SEC CIK
0000094049
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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2017 Filed May 8, 2017 22:21 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 904 $85.41 $77,208.83
Disclosure

SEC source: 0001127602-17-017276 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,570.957

F1 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $85.15 to $85.66, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
May 04, 2017 Filed May 8, 2017 22:21 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 904 $25.61 $23,146.92
Disclosure

SEC source: 0001127602-17-017276 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,474.957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2017 Filed May 3, 2017 22:07 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,764 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-17-016667 · form4.xml · derivative · entry 16

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 9,764 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2017 Filed May 3, 2017 22:07 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 9,764 $85.38 $833,630.79
Disclosure

SEC source: 0001127602-17-016667 · form4.xml · nonDerivative · entry 6

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,570.957

F2 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $85.15 to $85.79, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
May 03, 2017 Filed May 3, 2017 22:07 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 9,764 $25.61 $250,007.22
Disclosure

SEC source: 0001127602-17-016667 · form4.xml · nonDerivative · entry 5

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,334.957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed May 3, 2017 22:07 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 236 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-17-016667 · form4.xml · derivative · entry 15

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,764

Underlying: Common Stock · 236 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed May 3, 2017 22:07 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 236 $85.50 $20,178.00
Disclosure

SEC source: 0001127602-17-016667 · form4.xml · nonDerivative · entry 4

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,570.957

Read SEC document
May 02, 2017 Filed May 3, 2017 22:07 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 236 $25.61 $6,042.78
Disclosure

SEC source: 0001127602-17-016667 · form4.xml · nonDerivative · entry 3

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,806.957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:07 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,348 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-17-016667 · form4.xml · derivative · entry 14

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 4,348 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:07 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 4,348 $85.59 $372,154.02
Disclosure

SEC source: 0001127602-17-016667 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,570.957

F1 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $85.45 to $85.71, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:07 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 4,348 $25.61 $111,330.54
Disclosure

SEC source: 0001127602-17-016667 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,918.957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2017 Filed May 1, 2017 21:59 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-17-016150 · form4.xml · derivative · entry 12

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,348

Underlying: Common Stock · 10,000 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2017 Filed May 1, 2017 21:59 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 1,939 $87.12 $168,925.68
Disclosure

SEC source: 0001127602-17-016150 · form4.xml · nonDerivative · entry 5

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,570.957

F2 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $87.00 to $87.38, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
April 27, 2017 Filed May 1, 2017 21:59 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 8,061 $86.18 $694,680.86
Disclosure

SEC source: 0001127602-17-016150 · form4.xml · nonDerivative · entry 4

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,509.957

F1 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $86.00 to $86.91, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
April 27, 2017 Filed May 1, 2017 21:59 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 10,000 $25.61 $256,050.00
Disclosure

SEC source: 0001127602-17-016150 · form4.xml · nonDerivative · entry 3

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,570.957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 20:18 UTC GrantStock Awards · Derivative 1,044 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-015708 · form4.xml · derivative · entry 1

WEHMER EDWARD J · CIK 0001244290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,245

Underlying: Common Stock · 1,044 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer Common Stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares following separation from service.

F2 · derivative.expiration_date: Stock Awards are payable in shares following separation from service.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 20:17 UTC GrantCommon Stock 1,044 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-015706 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN · CIK 0001105432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,962

Read SEC document
April 25, 2017 Filed Apr 27, 2017 20:15 UTC GrantCommon Stock 1,044 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-015704 · form4.xml · nonDerivative · entry 1

REED JAN STERN · CIK 0001124181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Read SEC document
April 25, 2017 Filed Apr 27, 2017 20:14 UTC GrantCommon Stock 1,044 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-015703 · form4.xml · nonDerivative · entry 1

LAWTON GREGORY E · CIK 0001180942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,386

Read SEC document
April 25, 2017 Filed Apr 27, 2017 20:13 UTC GrantCommon Stock 1,044 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-015702 · form4.xml · nonDerivative · entry 1

Delgado Joaquin · CIK 0001465913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,654

Read SEC document
April 25, 2017 Filed Apr 27, 2017 20:09 UTC GrantCommon Stock 1,044 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-015699 · form4.xml · nonDerivative · entry 1

Dearth Randall S. · CIK 0001418244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,810

Read SEC document
April 25, 2017 Filed Apr 27, 2017 20:08 UTC GrantCommon Stock 1,044 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-015698 · form4.xml · nonDerivative · entry 1

Boyce Michael Ross · CIK 0001335907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,154

Read SEC document
April 25, 2017 Filed Apr 27, 2017 20:07 UTC
PACHOLEC FRANKVice President R&D
SaleCommon Stock 1,500 $89.00 $133,500.00
Disclosure

SEC source: 0001127602-17-015696 · form4.xml · nonDerivative · entry 3

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,438.281

F1 · kind: Transaction completed pursuant to a 10b5-1 Trading Plan.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 20:07 UTC
PACHOLEC FRANKVice President R&D
SaleCommon Stock 1,500 $86.00 $129,000.00
Disclosure

SEC source: 0001127602-17-015696 · form4.xml · nonDerivative · entry 2

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,938.281

F1 · kind: Transaction completed pursuant to a 10b5-1 Trading Plan.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 20:07 UTC
PACHOLEC FRANKVice President R&D
SaleCommon Stock 1,000 $84.00 $84,000.00
Disclosure

SEC source: 0001127602-17-015696 · form4.xml · nonDerivative · entry 1

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,438.281

F1 · kind: Transaction completed pursuant to a 10b5-1 Trading Plan.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:50 UTC GrantStock Awards · Derivative 1 $78.81 $78.81
Disclosure

SEC source: 0001127602-17-014077 · form4.xml · derivative · entry 1

Boyce Michael Ross · CIK 0001335907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares following separation from service.

F2 · derivative.expiration_date: Stock Awards are payable in shares following separation from service.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:49 UTC GrantStock Awards · Derivative 15 $78.81 $1,182.15
Disclosure

SEC source: 0001127602-17-014074 · form4.xml · derivative · entry 1

LAWTON GREGORY E · CIK 0001180942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares following separation from service.

F2 · derivative.expiration_date: Stock Awards are payable in shares following separation from service.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:48 UTC GrantStock Awards · Derivative 29 $78.81 $2,285.49
Disclosure

SEC source: 0001127602-17-014073 · form4.xml · derivative · entry 1

WEHMER EDWARD J · CIK 0001244290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,201

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares following separation from service.

F2 · derivative.expiration_date: Stock Awards are payable in shares following separation from service.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:47 UTC GrantStock Units · Derivative 3 $78.81 $236.43
Disclosure

SEC source: 0001127602-17-014071 · form4.xml · derivative · entry 1

Dearth Randall S. · CIK 0001418244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,210

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of issuer Common Stock.

F2 · derivative.exercise_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 22:18 UTC
Behrens Scott R.VP/GM Surfactants
Exercise / conversionStock Appreciation Right · Derivative 2,000 $0.00 Strike: $41.16 $0.00
Disclosure

SEC source: 0001127602-17-012690 · form4.xml · derivative · entry 5

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2025-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 22:18 UTC
Behrens Scott R.VP/GM Surfactants
Tax withholdingCommon Stock 301 $79.80 $24,019.80
Disclosure

SEC source: 0001127602-17-012690 · form4.xml · nonDerivative · entry 3

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,925.501

F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 22:18 UTC
Behrens Scott R.VP/GM Surfactants
Disposition to issuerCommon Stock 1,032 $79.80 $82,353.60
Disclosure

SEC source: 0001127602-17-012690 · form4.xml · nonDerivative · entry 2

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,226.501

F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 22:18 UTC
Behrens Scott R.VP/GM Surfactants
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012690 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,258.501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award.

Read SEC document
March 17, 2017 Filed Mar 20, 2017 21:56 UTC
Behrens Scott R.VP/GM Surfactants
SaleCommon Stock 664 $78.96 $52,429.44
Disclosure

SEC source: 0001127602-17-012471 · form4.xml · nonDerivative · entry 4

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,258.501

Read SEC document
March 16, 2017 Filed Mar 20, 2017 21:56 UTC
Behrens Scott R.VP/GM Surfactants
Exercise / conversionStock Appreciation Right · Derivative 2,000 $0.00 Strike: $41.16 $0.00
Disclosure

SEC source: 0001127602-17-012471 · form4.xml · derivative · entry 6

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 2,000 shares

Expires 2025-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 21:56 UTC
Behrens Scott R.VP/GM Surfactants
Tax withholdingCommon Stock 301 $79.52 $23,935.52
Disclosure

SEC source: 0001127602-17-012471 · form4.xml · nonDerivative · entry 3

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,922.501

F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 21:56 UTC
Behrens Scott R.VP/GM Surfactants
Disposition to issuerCommon Stock 1,035 $79.52 $82,303.20
Disclosure

SEC source: 0001127602-17-012471 · form4.xml · nonDerivative · entry 2

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,223.501

F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 21:56 UTC
Behrens Scott R.VP/GM Surfactants
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012471 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,258.501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award.

Read SEC document
March 15, 2017 Filed Mar 18, 2017 01:18 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GrantShare Units · Derivative 253.524 $79.06 $20,043.61
Disclosure

SEC source: 0001127602-17-012276 · form4.xml · derivative · entry 10

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,027.297

Underlying: Common Stock · 253.524 shares

Expires not disclosed

F4 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F5 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F7 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F6 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F6 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
March 15, 2017 Filed Mar 18, 2017 01:18 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GrantCommon Stock 326.836 $79.06 $25,839.65
Disclosure

SEC source: 0001127602-17-012276 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,370.957

Read SEC document
March 15, 2017 Filed Mar 18, 2017 01:56 UTC GrantShare Units · Derivative 1,103.214 $79.06 $87,220.10
Disclosure

SEC source: 0001127602-17-012283 · form4.xml · derivative · entry 1

STEPAN F QUINN · CIK 0001105432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,567.129

Underlying: Common Stock · 1,103.214 shares

Expires not disclosed

F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F2 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock

F4 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F3 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F3 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
March 15, 2017 Filed Mar 18, 2017 01:21 UTC
Mergner Arthur WVP & General Manager
GrantShare Units · Derivative 11.808 $79.06 $933.54
Disclosure

SEC source: 0001127602-17-012279 · form4.xml · derivative · entry 3

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,565.453

Underlying: Common Stock · 11.808 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

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March 15, 2017 Filed Mar 18, 2017 01:21 UTC
Mergner Arthur WVP & General Manager
GrantCommon Stock 3.757 $79.06 $297.03
Disclosure

SEC source: 0001127602-17-012279 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,452.757

F1 · price: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

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March 15, 2017 Filed Mar 18, 2017 01:24 UTC
Servatius GregoryVP of Human Resources
GrantShare Units · Derivative 17.232 $79.06 $1,362.36
Disclosure

SEC source: 0001127602-17-012281 · form4.xml · derivative · entry 4

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,663.034

Underlying: Common Stock · 17.232 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
March 15, 2017 Filed Mar 18, 2017 01:24 UTC
Servatius GregoryVP of Human Resources
GrantCommon Stock 47.677 $79.06 $3,769.34
Disclosure

SEC source: 0001127602-17-012281 · form4.xml · nonDerivative · entry 1

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,133.762

F1 · price: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

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March 15, 2017 Filed Mar 18, 2017 01:22 UTC
PACHOLEC FRANKVice President R&D
GrantCommon Stock 84.35 $79.06 $6,668.71
Disclosure

SEC source: 0001127602-17-012280 · form4.xml · nonDerivative · entry 1

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,438.281

F1 · price: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
March 15, 2017 Filed Mar 18, 2017 01:19 UTC
Behrens Scott R.VP/GM Surfactants
GrantShare Units · Derivative 22.484 $79.06 $1,777.59
Disclosure

SEC source: 0001127602-17-012277 · form4.xml · derivative · entry 3

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,693.65

Underlying: Common Stock · 22.484 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
March 15, 2017 Filed Mar 18, 2017 01:19 UTC
Behrens Scott R.VP/GM Surfactants
GrantCommon Stock 8.43 $79.06 $666.48
Disclosure

SEC source: 0001127602-17-012277 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,258.501

F1 · price: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

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March 13, 2017 Filed May 1, 2017 21:59 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 10,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016150 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,570.957

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:18 UTC
Behrens Scott R.VP/GM Surfactants
SaleCommon Stock 561 $76.77 $43,068.53
Disclosure

SEC source: 0001127602-17-011435 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250.071

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.