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STEPAN CO

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0000094049
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2017 Filed Sep 12, 2017 20:42 UTC
PACHOLEC FRANKVice President R&D
SaleCommon Stock 1,000 $80.35 $80,350.00
Disclosure

SEC source: 0001127602-17-027338 · form4.xml · nonDerivative · entry 4

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,514

F1 · kind: Transaction completed pursuant to a 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $80.10 to $80.60, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 20:42 UTC
PACHOLEC FRANKVice President R&D
Exercise / conversionCommon Stock 1,000 $25.61 $25,605.00
Disclosure

SEC source: 0001127602-17-027338 · form4.xml · nonDerivative · entry 3

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a 10b5-1 trading plan.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 20:42 UTC
PACHOLEC FRANKVice President R&D
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 500 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-17-027338 · form4.xml · derivative · entry 6

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,332

Underlying: Common Stock · 500 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a 10b5-1 trading plan.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 20:42 UTC
PACHOLEC FRANKVice President R&D
SaleCommon Stock 500 $79.60 $39,800.00
Disclosure

SEC source: 0001127602-17-027338 · form4.xml · nonDerivative · entry 2

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,514

F1 · kind: Transaction completed pursuant to a 10b5-1 trading plan.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 20:42 UTC
PACHOLEC FRANKVice President R&D
Exercise / conversionCommon Stock 500 $25.61 $12,802.50
Disclosure

SEC source: 0001127602-17-027338 · form4.xml · nonDerivative · entry 1

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a 10b5-1 trading plan.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 20:03 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 872 $0.00 Strike: $34.33 $0.00
Disclosure

SEC source: 0001127602-17-026534 · form4.xml · derivative · entry 3

Boyce Michael Ross · CIK 0001335907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 872 shares

Expires 2018-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 20:03 UTC SaleCommon Stock 872 $77.00 $67,144.00
Disclosure

SEC source: 0001127602-17-026534 · form4.xml · nonDerivative · entry 2

Boyce Michael Ross · CIK 0001335907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,154

Read SEC document
August 25, 2017 Filed Aug 28, 2017 20:03 UTC Exercise / conversionCommon Stock 872 $34.33 $29,935.76
Disclosure

SEC source: 0001127602-17-026534 · form4.xml · nonDerivative · entry 1

Boyce Michael Ross · CIK 0001335907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 20:10 UTC
Behrens Scott R.VP/GM Surfactants
SaleCommon Stock 667 $77.64 $51,783.21
Disclosure

SEC source: 0001127602-17-026498 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,266.068

F1 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $77.60 to $77.66, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 20:01 UTC
PACHOLEC FRANKVice President R&D
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-17-026030 · form4.xml · derivative · entry 4

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,832

Underlying: Common Stock · 1,000 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 20:01 UTC
PACHOLEC FRANKVice President R&D
SaleCommon Stock 1,000 $79.33 $79,325.00
Disclosure

SEC source: 0001127602-17-026030 · form4.xml · nonDerivative · entry 2

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,514

F1 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $79.17 to $79.50, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 20:01 UTC
PACHOLEC FRANKVice President R&D
Exercise / conversionCommon Stock 1,000 $25.61 $25,605.00
Disclosure

SEC source: 0001127602-17-026030 · form4.xml · nonDerivative · entry 1

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-17-025795 · form4.xml · derivative · entry 13

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 5,000 $79.01 $395,035.00
Disclosure

SEC source: 0001127602-17-025795 · form4.xml · nonDerivative · entry 4

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,864.351

F2 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $79.13 to $79.77, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 5,000 $25.61 $128,025.00
Disclosure

SEC source: 0001127602-17-025795 · form4.xml · nonDerivative · entry 3

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,864.351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 20:44 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-17-025795 · form4.xml · derivative · entry 12

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 10,000 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 20:44 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 10,000 $79.41 $794,080.00
Disclosure

SEC source: 0001127602-17-025795 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,864.351

F1 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $78.99 to $79.65, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 20:44 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 10,000 $25.61 $256,050.00
Disclosure

SEC source: 0001127602-17-025795 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,864.351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 10, 2017 14:11 UTC SaleCommon Stock 8,865 $80.50 $713,632.50
Disclosure

SEC source: 0001127602-17-025382 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN · CIK 0001105432 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stepan Venture II Partnership

Disclosed balance after: 508,655

Read SEC document
July 03, 2017 Filed Jul 5, 2017 23:55 UTC Exercise / conversionShare Units · Derivative 42,515.772 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023149 · form4.xml · derivative · entry 6

STEPAN F QUINN · CIK 0001105432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,041.688

Underlying: Common Stock · 42,515.772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Share Units were acquired under the MIP.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock

F4 · price: Share Units convert on a one-for-one basis into Common Stock

F5 · derivative.exercise_date: Amounts deferred into Share Units are distributed to the participant in ten installments following the end of employment.

F5 · derivative.expiration_date: Amounts deferred into Share Units are distributed to the participant in ten installments following the end of employment.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 23:55 UTC Disposition to issuerCommon Stock 42,515.772 $87.83 $3,734,160.25
Disclosure

SEC source: 0001127602-17-023149 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN · CIK 0001105432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,962

F2 · kind: The Share Units were settled in cash pursuant to the terms of the MIP. Pursuant to the terms of the MIP, amounts deferred are distributed to MIP participants in accordance with the terms of the MIP.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 23:55 UTC Exercise / conversionCommon Stock 42,515.772 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023149 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN · CIK 0001105432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,477.772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Share Units converted on a one-for-one basis into Common Stock. The Share Units were acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 20:34 UTC GrantStock Awards · Derivative 13 $87.14 $1,132.82
Disclosure

SEC source: 0001127602-17-022996 · form4.xml · derivative · entry 1

LAWTON GREGORY E · CIK 0001180942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,513

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares following separation from service.

F2 · derivative.expiration_date: Stock Awards are payable in shares following separation from service.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 20:33 UTC GrantStock Awards · Derivative 2 $87.14 $174.28
Disclosure

SEC source: 0001127602-17-022994 · form4.xml · derivative · entry 1

Boyce Michael Ross · CIK 0001335907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer Common Stock.

F3 · derivative.exercise_date: Stock Awards are payable in shares following separation from service.

F3 · derivative.expiration_date: Stock Awards are payable in shares following separation from service.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 20:32 UTC GrantStock Units · Derivative 3 $87.14 $261.42
Disclosure

SEC source: 0001127602-17-022993 · form4.xml · derivative · entry 1

Dearth Randall S. · CIK 0001418244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of issuer Common Stock.

F2 · derivative.exercise_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 20:31 UTC GrantStock Awards · Derivative 29 $87.14 $2,527.06
Disclosure

SEC source: 0001127602-17-022990 · form4.xml · derivative · entry 1

WEHMER EDWARD J · CIK 0001244290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,274

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares following separation from service.

F2 · derivative.expiration_date: Stock Awards are payable in shares following separation from service.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:23 UTC GrantShare Units · Derivative 990.331 $88.30 $87,446.23
Disclosure

SEC source: 0001127602-17-021788 · form4.xml · derivative · entry 1

STEPAN F QUINN · CIK 0001105432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,557.46

Underlying: Common Stock · 990.331 shares

Expires not disclosed

F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock

F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected.

F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:22 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GrantShare Units · Derivative 227.584 $88.30 $20,095.67
Disclosure

SEC source: 0001127602-17-021787 · form4.xml · derivative · entry 9

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,254.881

Underlying: Common Stock · 227.584 shares

Expires not disclosed

F4 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F5 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F7 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F6 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F6 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:22 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GrantCommon Stock 293.394 $88.30 $25,906.69
Disclosure

SEC source: 0001127602-17-021787 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,864.351

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:21 UTC
Servatius GregoryVP of Human Resources
GrantShare Units · Derivative 15.469 $88.30 $1,365.91
Disclosure

SEC source: 0001127602-17-021786 · form4.xml · derivative · entry 3

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,678.503

Underlying: Common Stock · 15.469 shares

Expires not disclosed

F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F2 · security: Share Units are acquired under the Management Incentive Plan Amended and Restated as of January 1, 2010 ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · security: Share Units are acquired under the Management Incentive Plan Amended and Restated as of January 1, 2010 ("Plan"), a nonqualified deferred compensation plan which allows Plan participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to Plan provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F6 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected.

F7 · derivative.exercise_date: Reflects acquisition of Share Units under the MIP, generally payable at end of employment, unless otherwise elected.

F8 · derivative.exercise_date: Reflects acquisition of Share Units under the Plan, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F6 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected.

F7 · derivative.expiration_date: Reflects acquisition of Share Units under the MIP, generally payable at end of employment, unless otherwise elected.

F8 · derivative.expiration_date: Reflects acquisition of Share Units under the Plan, generally payable at end of employment, unless otherwise elected.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:21 UTC
Servatius GregoryVP of Human Resources
GrantCommon Stock 42.799 $88.30 $3,779.15
Disclosure

SEC source: 0001127602-17-021786 · form4.xml · nonDerivative · entry 1

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,176.561

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:19 UTC
PACHOLEC FRANKVice President R&D
GrantCommon Stock 75.719 $88.30 $6,685.99
Disclosure

SEC source: 0001127602-17-021783 · form4.xml · nonDerivative · entry 1

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,514

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:18 UTC
Mergner Arthur WVP & General Manager
GrantShare Units · Derivative 10.6 $88.30 $935.98
Disclosure

SEC source: 0001127602-17-021782 · form4.xml · derivative · entry 3

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,576.053

Underlying: Common Stock · 10.6 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:18 UTC
Mergner Arthur WVP & General Manager
GrantCommon Stock 3.373 $88.30 $297.84
Disclosure

SEC source: 0001127602-17-021782 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,956.13

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:16 UTC
Behrens Scott R.VP/GM Surfactants
GrantShare Units · Derivative 20.184 $88.30 $1,782.25
Disclosure

SEC source: 0001127602-17-021779 · form4.xml · derivative · entry 3

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,713.834

Underlying: Common Stock · 20.184 shares

Expires not disclosed

F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · security: Share Units are acquired under the Management Incentive Plan Amended and Restated as of January 1, 2010 ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.exercise_price: Share Units are acquired under the Management Incentive Plan Amended and Restated as of January 1, 2010 ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F3 · derivative.exercise_date: Share Units are acquired under the Management Incentive Plan Amended and Restated as of January 1, 2010 ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F3 · derivative.expiration_date: Share Units are acquired under the Management Incentive Plan Amended and Restated as of January 1, 2010 ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:16 UTC
Behrens Scott R.VP/GM Surfactants
GrantCommon Stock 7.567 $88.30 $668.17
Disclosure

SEC source: 0001127602-17-021779 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,933.068

Read SEC document
May 10, 2017 Filed May 11, 2017 21:52 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-17-017782 · form4.xml · derivative · entry 13

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2017 Filed May 11, 2017 21:52 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 5,000 $85.15 $425,750.00
Disclosure

SEC source: 0001127602-17-017782 · form4.xml · nonDerivative · entry 4

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,570.957

Read SEC document
May 10, 2017 Filed May 11, 2017 21:52 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 5,000 $25.61 $128,025.00
Disclosure

SEC source: 0001127602-17-017782 · form4.xml · nonDerivative · entry 3

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,570.957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 11, 2017 21:52 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 381 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-17-017782 · form4.xml · derivative · entry 12

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 381 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 11, 2017 21:52 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 381 $85.15 $32,442.15
Disclosure

SEC source: 0001127602-17-017782 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,570.957

Read SEC document
May 09, 2017 Filed May 11, 2017 21:52 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 381 $25.61 $9,755.51
Disclosure

SEC source: 0001127602-17-017782 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,951.957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 8, 2017 22:21 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,619 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-17-017276 · form4.xml · derivative · entry 16

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,381

Underlying: Common Stock · 4,619 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 8, 2017 22:21 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 4,619 $85.44 $394,642.74
Disclosure

SEC source: 0001127602-17-017276 · form4.xml · nonDerivative · entry 6

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,570.957

F3 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $85.15 to $85.62, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
May 08, 2017 Filed May 8, 2017 22:21 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 4,619 $25.61 $118,269.50
Disclosure

SEC source: 0001127602-17-017276 · form4.xml · nonDerivative · entry 5

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,189.957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:28 UTC
Mergner Arthur WVP & General Manager
SaleCommon Stock 2,500 $84.79 $211,980.00
Disclosure

SEC source: 0001127602-17-017545 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,952.757

F1 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $84.65 to $85.07, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
May 05, 2017 Filed May 8, 2017 22:21 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,096 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-17-017276 · form4.xml · derivative · entry 15

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 4,096 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2017 Filed May 8, 2017 22:21 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 4,096 $85.16 $348,831.74
Disclosure

SEC source: 0001127602-17-017276 · form4.xml · nonDerivative · entry 4

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,570.957

F2 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $85.15 to $85.195, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
May 05, 2017 Filed May 8, 2017 22:21 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 4,096 $25.61 $104,878.08
Disclosure

SEC source: 0001127602-17-017276 · form4.xml · nonDerivative · entry 3

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,666.957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2017 Filed May 8, 2017 22:21 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 904 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-17-017276 · form4.xml · derivative · entry 14

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,096

Underlying: Common Stock · 904 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.