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STEPAN CO

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4733
SEC CIK
0000094049
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714

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 22, 2017 Filed Jan 4, 2018 19:53 UTC GiftCommon Stock 87 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001047 · form4.xml · nonDerivative · entry 1

Dearth Randall S. · CIK 0001418244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,653

Read SEC document
December 18, 2017 Filed Feb 2, 2018 22:31 UTC GiftCommon Stock 14,178 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-003831 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN · CIK 0001105432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,784

Read SEC document
December 18, 2017 Filed Feb 2, 2018 22:30 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 347 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-003829 · form5.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 945

Read SEC document
December 18, 2017 Filed Feb 2, 2018 22:30 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 347 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-003829 · form5.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,720.634

Read SEC document
December 15, 2017 Filed Dec 19, 2017 20:29 UTC GrantShare Units · Derivative 1,087.854 $79.84 $86,854.26
Disclosure

SEC source: 0001127602-17-035119 · form4.xml · derivative · entry 1

STEPAN F QUINN · CIK 0001105432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,106.563

Underlying: Common Stock · 1,087.854 shares

Expires not disclosed

F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F2 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock

F4 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F3 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F3 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 20:29 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GrantShare Units · Derivative 277.599 $79.84 $22,163.50
Disclosure

SEC source: 0001127602-17-035118 · form4.xml · derivative · entry 9

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,781.796

Underlying: Common Stock · 277.599 shares

Expires not disclosed

F5 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F6 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F8 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F7 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F7 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 20:29 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GrantCommon Stock 357.872 $79.84 $28,572.50
Disclosure

SEC source: 0001127602-17-035118 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,373.634

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 20:28 UTC
Servatius GregoryVP of Human Resources
GrantShare Units · Derivative 18.869 $79.84 $1,506.50
Disclosure

SEC source: 0001127602-17-035117 · form4.xml · derivative · entry 3

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,714.318

Underlying: Common Stock · 18.869 shares

Expires not disclosed

F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F2 · security: Share Units are acquired under the Management Incentive Plan Amended and Restated as of January 1, 2010 ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · security: Share Units are acquired under the Management Incentive Plan Amended and Restated as of January 1, 2010 ("Plan"), a nonqualified deferred compensation plan which allows Plan participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to Plan provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F6 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected.

F7 · derivative.exercise_date: Reflects acquisition of Share Units under the MIP, generally payable at end of employment, unless otherwise elected.

F8 · derivative.exercise_date: Reflects acquisition of Share Units under the Plan, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F6 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected.

F7 · derivative.expiration_date: Reflects acquisition of Share Units under the MIP, generally payable at end of employment, unless otherwise elected.

F8 · derivative.expiration_date: Reflects acquisition of Share Units under the Plan, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 20:28 UTC
Servatius GregoryVP of Human Resources
GrantCommon Stock 52.204 $79.84 $4,167.97
Disclosure

SEC source: 0001127602-17-035117 · form4.xml · nonDerivative · entry 1

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,275.651

Read SEC document
December 15, 2017 Filed Dec 19, 2017 20:27 UTC
PACHOLEC FRANKVice President, Strategy
GrantCommon Stock 92.36 $79.84 $7,374.02
Disclosure

SEC source: 0001127602-17-035116 · form4.xml · nonDerivative · entry 1

PACHOLEC FRANK · CIK 0001229293 · Vice President, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,689.31

Read SEC document
December 15, 2017 Filed Dec 19, 2017 20:26 UTC
Mergner Arthur WVP, Supply Chain
GrantShare Units · Derivative 12.929 $79.84 $1,032.25
Disclosure

SEC source: 0001127602-17-035115 · form4.xml · derivative · entry 3

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600.593

Underlying: Common Stock · 12.929 shares

Expires not disclosed

F2 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F3 · derivative.exercise_date: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.expiration_date: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 20:26 UTC
Mergner Arthur WVP, Supply Chain
GrantCommon Stock 4.114 $79.84 $328.46
Disclosure

SEC source: 0001127602-17-035115 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,963.939

Read SEC document
December 15, 2017 Filed Dec 19, 2017 20:26 UTC
Moriarty Sean ThomasVP & GM Polymers
GrantShare Units · Derivative 14.74 $79.84 $1,176.84
Disclosure

SEC source: 0001127602-17-035114 · form4.xml · derivative · entry 1

Moriarty Sean Thomas · CIK 0001716333 · VP & GM Polymers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,245.201

Underlying: Common Stock · 14.74 shares

Expires not disclosed

F1 · security: Share Units acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions that convert on a one-for-one basis into Common Stock.

F2 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F4 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F3 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F3 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 20:25 UTC
Behrens Scott R.VP/GM Surfactants
GrantShare Units · Derivative 24.619 $79.84 $1,965.58
Disclosure

SEC source: 0001127602-17-035113 · form4.xml · derivative · entry 3

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,760.564

Underlying: Common Stock · 24.619 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 20:25 UTC
Behrens Scott R.VP/GM Surfactants
GrantCommon Stock 9.231 $79.84 $737.00
Disclosure

SEC source: 0001127602-17-035113 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,283.589

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 19:03 UTC
Stefaniak DebraVP, Business Transformation
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 818 $0.00 Strike: $42.77 $0.00
Disclosure

SEC source: 0001127602-17-033148 · form4.xml · derivative · entry 4

Stefaniak Debra · CIK 0001656944 · VP, Business Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 818 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 19:03 UTC
Stefaniak DebraVP, Business Transformation
SaleCommon Stock 818 $82.66 $67,617.52
Disclosure

SEC source: 0001127602-17-033148 · form4.xml · nonDerivative · entry 2

Stefaniak Debra · CIK 0001656944 · VP, Business Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,798.196

Read SEC document
November 21, 2017 Filed Nov 22, 2017 19:03 UTC
Stefaniak DebraVP, Business Transformation
Exercise / conversionCommon Stock 818 $42.77 $34,981.77
Disclosure

SEC source: 0001127602-17-033148 · form4.xml · nonDerivative · entry 1

Stefaniak Debra · CIK 0001656944 · VP, Business Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,616.196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2017 Filed Dec 1, 2017 22:35 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 170 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-033706 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 598

Read SEC document
November 16, 2017 Filed Dec 1, 2017 22:35 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 170 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-033706 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,015.762

Read SEC document
November 07, 2017 Filed Nov 8, 2017 21:46 UTC
Mergner Arthur WVP, Supply Chain
SaleCommon Stock 1,000 $81.16 $81,157.00
Disclosure

SEC source: 0001127602-17-031629 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,959.825

Read SEC document
November 03, 2017 Filed Nov 6, 2017 19:59 UTC GiftCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031331 · form4.xml · nonDerivative · entry 1

Dearth Randall S. · CIK 0001418244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,740

Read SEC document
November 02, 2017 Filed Nov 6, 2017 20:41 UTC
PACHOLEC FRANKVice President, Strategy
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 832 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-17-031349 · form4.xml · derivative · entry 4

PACHOLEC FRANK · CIK 0001229293 · Vice President, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 832 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 20:41 UTC
PACHOLEC FRANKVice President, Strategy
SaleCommon Stock 832 $80.55 $67,015.94
Disclosure

SEC source: 0001127602-17-031349 · form4.xml · nonDerivative · entry 2

PACHOLEC FRANK · CIK 0001229293 · Vice President, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,596.95

F1 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $80.47 to $80.67, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 20:41 UTC
PACHOLEC FRANKVice President, Strategy
Exercise / conversionCommon Stock 832 $25.61 $21,303.36
Disclosure

SEC source: 0001127602-17-031349 · form4.xml · nonDerivative · entry 1

PACHOLEC FRANK · CIK 0001229293 · Vice President, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,428.95

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:26 UTC GrantStock Units · Derivative 3 $83.66 $250.98
Disclosure

SEC source: 0001127602-17-028941 · form4.xml · derivative · entry 1

Dearth Randall S. · CIK 0001418244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,216

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of issuer Common Stock.

F2 · derivative.exercise_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:25 UTC GrantStock Awards · Derivative 30 $83.66 $2,509.80
Disclosure

SEC source: 0001127602-17-028939 · form4.xml · derivative · entry 1

WEHMER EDWARD J · CIK 0001244290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,304

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares following separation from service.

F2 · derivative.expiration_date: Stock Awards are payable in shares following separation from service.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:25 UTC GrantStock Awards · Derivative 13 $83.66 $1,087.58
Disclosure

SEC source: 0001127602-17-028938 · form4.xml · derivative · entry 1

LAWTON GREGORY E · CIK 0001180942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,526

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares following separation from service.

F2 · derivative.expiration_date: Stock Awards are payable in shares following separation from service.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:23 UTC GrantStock Awards · Derivative 2 $83.66 $167.32
Disclosure

SEC source: 0001127602-17-028935 · form4.xml · derivative · entry 1

Boyce Michael Ross · CIK 0001335907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares following separation from service.

F2 · derivative.expiration_date: Stock Awards are payable in shares following separation from service.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 21:17 UTC
PACHOLEC FRANKVice President R&D
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 500 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-17-027754 · form4.xml · derivative · entry 11

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832

Underlying: Common Stock · 500 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transaction completed pursuant to a 10b5-1 trading plan.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 21:17 UTC
PACHOLEC FRANKVice President R&D
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 500 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-17-027754 · form4.xml · derivative · entry 10

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,332

Underlying: Common Stock · 500 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transaction completed pursuant to a 10b5-1 trading plan.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 21:17 UTC
PACHOLEC FRANKVice President R&D
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 500 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-17-027754 · form4.xml · derivative · entry 9

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832

Underlying: Common Stock · 500 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transaction completed pursuant to a 10b5-1 trading plan.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 21:17 UTC
PACHOLEC FRANKVice President R&D
SaleCommon Stock 500 $82.10 $41,050.00
Disclosure

SEC source: 0001127602-17-027754 · form4.xml · nonDerivative · entry 7

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,596.95

F2 · kind: Transaction completed pursuant to a 10b5-1 trading plan.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 21:17 UTC
PACHOLEC FRANKVice President R&D
Exercise / conversionCommon Stock 500 $25.61 $12,802.50
Disclosure

SEC source: 0001127602-17-027754 · form4.xml · nonDerivative · entry 6

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,096.95

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transaction completed pursuant to a 10b5-1 trading plan.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 21:17 UTC
PACHOLEC FRANKVice President R&D
SaleCommon Stock 500 $81.60 $40,800.00
Disclosure

SEC source: 0001127602-17-027754 · form4.xml · nonDerivative · entry 5

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,596.95

F2 · kind: Transaction completed pursuant to a 10b5-1 trading plan.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 21:17 UTC
PACHOLEC FRANKVice President R&D
Exercise / conversionCommon Stock 500 $25.61 $12,802.50
Disclosure

SEC source: 0001127602-17-027754 · form4.xml · nonDerivative · entry 4

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,096.95

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transaction completed pursuant to a 10b5-1 trading plan.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 21:17 UTC
PACHOLEC FRANKVice President R&D
SaleCommon Stock 500 $81.10 $40,550.00
Disclosure

SEC source: 0001127602-17-027754 · form4.xml · nonDerivative · entry 3

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,596.95

F2 · kind: Transaction completed pursuant to a 10b5-1 trading plan.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 21:17 UTC
PACHOLEC FRANKVice President R&D
Exercise / conversionCommon Stock 500 $25.61 $12,802.50
Disclosure

SEC source: 0001127602-17-027754 · form4.xml · nonDerivative · entry 2

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,096.95

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transaction completed pursuant to a 10b5-1 trading plan.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 21:21 UTC GrantShare Units · Derivative 977.021 $80.79 $78,933.53
Disclosure

SEC source: 0001127602-17-027758 · form4.xml · derivative · entry 1

STEPAN F QUINN · CIK 0001105432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,018.709

Underlying: Common Stock · 977.021 shares

Expires not disclosed

F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F2 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock

F4 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F3 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F3 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

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September 15, 2017 Filed Sep 19, 2017 21:20 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GrantShare Units · Derivative 249.316 $80.79 $20,142.24
Disclosure

SEC source: 0001127602-17-027757 · form4.xml · derivative · entry 9

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,504.197

Underlying: Common Stock · 249.316 shares

Expires not disclosed

F5 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F6 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F8 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F7 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F7 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 21:20 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GrantCommon Stock 321.411 $80.79 $25,966.79
Disclosure

SEC source: 0001127602-17-027757 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,185.762

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 21:19 UTC
Servatius GregoryVP of Human Resources
GrantShare Units · Derivative 16.946 $80.79 $1,369.07
Disclosure

SEC source: 0001127602-17-027756 · form4.xml · derivative · entry 3

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,695.449

Underlying: Common Stock · 16.946 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 21:19 UTC
Servatius GregoryVP of Human Resources
GrantCommon Stock 46.886 $80.79 $3,787.92
Disclosure

SEC source: 0001127602-17-027756 · form4.xml · nonDerivative · entry 1

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,223.447

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 21:18 UTC
Behrens Scott R.VP/GM Surfactants
GrantShare Units · Derivative 22.111 $80.79 $1,786.35
Disclosure

SEC source: 0001127602-17-027755 · form4.xml · derivative · entry 3

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,735.945

Underlying: Common Stock · 22.111 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 21:18 UTC
Behrens Scott R.VP/GM Surfactants
GrantCommon Stock 8.29 $80.79 $669.75
Disclosure

SEC source: 0001127602-17-027755 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,274.358

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 21:17 UTC
PACHOLEC FRANKVice President R&D
GrantCommon Stock 82.95 $80.79 $6,701.53
Disclosure

SEC source: 0001127602-17-027754 · form4.xml · nonDerivative · entry 1

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,596.95

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 21:16 UTC
Mergner Arthur WVP, Supply Chain
GrantShare Units · Derivative 11.611 $80.79 $938.05
Disclosure

SEC source: 0001127602-17-027753 · form4.xml · derivative · entry 3

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,587.664

Underlying: Common Stock · 11.611 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 21:16 UTC
Mergner Arthur WVP, Supply Chain
GrantCommon Stock 3.695 $80.79 $298.52
Disclosure

SEC source: 0001127602-17-027753 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,959.825

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 21:15 UTC
Moriarty Sean ThomasVP & GM Polymers
GrantShare Units · Derivative 13.239 $80.79 $1,069.58
Disclosure

SEC source: 0001127602-17-027751 · form4.xml · derivative · entry 1

Moriarty Sean Thomas · CIK 0001716333 · VP & GM Polymers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,230.461

Underlying: Common Stock · 13.239 shares

Expires not disclosed

F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F2 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F4 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F3 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F3 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 20:42 UTC
PACHOLEC FRANKVice President R&D
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $25.61 $0.00
Disclosure

SEC source: 0001127602-17-027338 · form4.xml · derivative · entry 7

PACHOLEC FRANK · CIK 0001229293 · Vice President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,332

Underlying: Common Stock · 1,000 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a 10b5-1 trading plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.