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STEPAN CO

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SEC CIK
0000094049
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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2018 Filed Mar 6, 2018 23:10 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 5,766 $83.78 $483,098.54
Disclosure

SEC source: 0001127602-18-010410 · form4.xml · nonDerivative · entry 12

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,404.634

F8 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $83.39 to $84.108, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
March 06, 2018 Filed Mar 6, 2018 23:10 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 5,766 $37.51 $216,282.66
Disclosure

SEC source: 0001127602-18-010410 · form4.xml · nonDerivative · entry 11

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,170.634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2018 Filed Mar 6, 2018 23:10 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 10,000 $82.69 $826,890.00
Disclosure

SEC source: 0001127602-18-010410 · form4.xml · nonDerivative · entry 10

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,404.634

F7 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $82.29 to $83.25, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
March 06, 2018 Filed Mar 6, 2018 23:10 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 10,000 $37.51 $375,100.00
Disclosure

SEC source: 0001127602-18-010410 · form4.xml · nonDerivative · entry 9

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,404.634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2018 Filed Mar 6, 2018 23:10 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 1,936 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010410 · form4.xml · nonDerivative · entry 4

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,672

F2 · ownership.direct: Joint Tenancy with Spouse.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:01 UTC
Servatius GregoryVP of Human Resources
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 600 $0.00 Strike: $37.51 $0.00
Disclosure

SEC source: 0001127602-18-010702 · form4.xml · derivative · entry 6

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,580

Underlying: Common Stock · 600 shares

Expires 2019-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:01 UTC
Servatius GregoryVP of Human Resources
SaleCommon Stock 600 $84.75 $50,850.00
Disclosure

SEC source: 0001127602-18-010702 · form4.xml · nonDerivative · entry 2

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,708.651

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:01 UTC
Servatius GregoryVP of Human Resources
Exercise / conversionCommon Stock 600 $37.51 $22,506.00
Disclosure

SEC source: 0001127602-18-010702 · form4.xml · nonDerivative · entry 1

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,308.651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 23:10 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $37.51 $0.00
Disclosure

SEC source: 0001127602-18-010410 · form4.xml · derivative · entry 21

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,766

Underlying: Common Stock · 10,000 shares

Expires 2019-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 23:10 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 528 $82.71 $43,668.24
Disclosure

SEC source: 0001127602-18-010410 · form4.xml · nonDerivative · entry 8

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,404.634

F6 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $82.55 to $82.735, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 23:10 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 4,472 $81.81 $365,872.21
Disclosure

SEC source: 0001127602-18-010410 · form4.xml · nonDerivative · entry 7

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,932.634

F5 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $81.50 to $82.37, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 23:10 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 5,000 $80.95 $404,760.00
Disclosure

SEC source: 0001127602-18-010410 · form4.xml · nonDerivative · entry 6

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,404.634

F4 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $80.47 to $81.08, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 23:10 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 10,000 $37.51 $375,100.00
Disclosure

SEC source: 0001127602-18-010410 · form4.xml · nonDerivative · entry 5

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,404.634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:10 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $37.51 $0.00
Disclosure

SEC source: 0001127602-18-010410 · form4.xml · derivative · entry 20

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,766

Underlying: Common Stock · 10,000 shares

Expires 2019-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:10 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 10,000 $79.81 $798,140.00
Disclosure

SEC source: 0001127602-18-010410 · form4.xml · nonDerivative · entry 3

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,404.634

F3 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $79.62 to $80.06, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:10 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 10,000 $37.51 $375,100.00
Disclosure

SEC source: 0001127602-18-010410 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,404.634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Prior to the gift transfer, the reporting person and his spouse transferred 15,074 shares of Common Stock and 945 shares of Common Stock, respectively, from their individual accounts into their Joint Tenancy account.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:10 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 11,834 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010410 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,608

F1 · balance_after: Prior to the gift transfer, the reporting person and his spouse transferred 15,074 shares of Common Stock and 945 shares of Common Stock, respectively, from their individual accounts into their Joint Tenancy account.

F2 · ownership.direct: Joint Tenancy with Spouse.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 20:52 UTC
Eaken Matthew JohnVP & Interim CFO
Tax withholdingCommon Stock 448 $80.76 $36,180.48
Disclosure

SEC source: 0001127602-18-010326 · form4.xml · nonDerivative · entry 1

Eaken Matthew John · CIK 0001726434 · VP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,922.637

F1 · kind: The transaction reported reflects the withholding of shares from the performance shares vested on February 21, 2018, which were reported on the Form 4 filed for the reporting person on February 23, 2018. Withholding of these shares were applied to the reporting person's account on the transaction date shown.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 20:51 UTC
Moriarty Sean ThomasVP & GM Polymers
Tax withholdingCommon Stock 752 $80.76 $60,731.52
Disclosure

SEC source: 0001127602-18-010325 · form4.xml · nonDerivative · entry 1

Moriarty Sean Thomas · CIK 0001716333 · VP & GM Polymers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,240.6847

F1 · kind: The transaction reported reflects the withholding of shares from the performance shares vested on February 21, 2018, which were reported on the Form 4 filed for the reporting person on February 23, 2018. Withholding of these shares were applied to the reporting person's account on the transaction date shown.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 20:50 UTC
PACHOLEC FRANKVice President, Strategy
Tax withholdingCommon Stock 1,005 $80.76 $81,163.80
Disclosure

SEC source: 0001127602-18-010324 · form4.xml · nonDerivative · entry 1

PACHOLEC FRANK · CIK 0001229293 · Vice President, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,120.31

F1 · kind: The transaction reported reflects the withholding of shares from the performance shares vested on February 21, 2018, which were reported on the Form 4 filed for the reporting person on February 23, 2018. Withholding of these shares were applied to the reporting person's account on the transaction date shown.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 20:47 UTC
Servatius GregoryVP of Human Resources
OtherCommon Stock 4,571.537 $81.16 $371,003.09
Disclosure

SEC source: 0001127602-18-010323 · form4.xml · nonDerivative · entry 2

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · By Esop II Trust

Disclosed balance after: 4,571.537

F2 · kind: In accordance with the terms of the Company's Employee Stock Ownership Plan II, the reporting person elected to diversify a portion of his investment out of Company Common Stock.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 20:47 UTC
Servatius GregoryVP of Human Resources
Tax withholdingCommon Stock 1,003 $80.76 $81,002.28
Disclosure

SEC source: 0001127602-18-010323 · form4.xml · nonDerivative · entry 1

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,708.651

F1 · kind: The transaction reported reflects the withholding of shares from the performance shares vested on February 21, 2018, which were reported on the Form 4 filed for the reporting person on February 23, 2018. Withholding of these shares were applied to the reporting person's account on the transaction date shown.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 20:43 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Tax withholdingCommon Stock 622 $80.76 $50,232.72
Disclosure

SEC source: 0001127602-18-010320 · form4.xml · nonDerivative · entry 1

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,181.246

F1 · kind: The transaction reported reflects the withholding of shares from the performance shares vested on February 21, 2018, which were reported on the Form 4 filed for the reporting person on February 23, 2018. Withholding of these shares were applied to the reporting person's account on the transaction date shown.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 20:41 UTC
Stefaniak DebraVP, Business Transformation
Tax withholdingCommon Stock 646 $80.76 $52,170.96
Disclosure

SEC source: 0001127602-18-010318 · form4.xml · nonDerivative · entry 1

Stefaniak Debra · CIK 0001656944 · VP, Business Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,299.196

F1 · kind: The transaction reported reflects the withholding of shares from the performance shares vested on February 21, 2018, which were reported on the Form 4 filed for the reporting person on February 23, 2018. Withholding of these shares were applied to the reporting person's account on the transaction date shown.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:25 UTC
Hale Jennifer AnsbroVP, Gen'l Counsel & Sec'y
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,044 $0.00 Strike: $43.85 $0.00
Disclosure

SEC source: 0001127602-18-009111 · form4.xml · derivative · entry 9

Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,044 shares

Expires 2026-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:25 UTC
Hale Jennifer AnsbroVP, Gen'l Counsel & Sec'y
Exercise / conversionStock Appreciation Right · Derivative 6,131 $0.00 Strike: $43.85 $0.00
Disclosure

SEC source: 0001127602-18-009111 · form4.xml · derivative · entry 8

Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,131 shares

Expires 2026-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:25 UTC
Hale Jennifer AnsbroVP, Gen'l Counsel & Sec'y
SaleCommon Stock 2,044 $77.25 $157,907.18
Disclosure

SEC source: 0001127602-18-009111 · form4.xml · nonDerivative · entry 5

Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890

F4 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $77.00 to $77.50, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:25 UTC
Hale Jennifer AnsbroVP, Gen'l Counsel & Sec'y
Exercise / conversionCommon Stock 2,044 $43.85 $89,629.40
Disclosure

SEC source: 0001127602-18-009111 · form4.xml · nonDerivative · entry 4

Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:25 UTC
Hale Jennifer AnsbroVP, Gen'l Counsel & Sec'y
Tax withholdingCommon Stock 784 $77.77 $60,971.68
Disclosure

SEC source: 0001127602-18-009111 · form4.xml · nonDerivative · entry 3

Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890

F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:25 UTC
Hale Jennifer AnsbroVP, Gen'l Counsel & Sec'y
Disposition to issuerCommon Stock 3,457 $77.77 $268,850.89
Disclosure

SEC source: 0001127602-18-009111 · form4.xml · nonDerivative · entry 2

Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,674

F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:25 UTC
Hale Jennifer AnsbroVP, Gen'l Counsel & Sec'y
Exercise / conversionCommon Stock 6,131 $43.85 $268,844.35
Disclosure

SEC source: 0001127602-18-009111 · form4.xml · nonDerivative · entry 1

Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:45 UTC Amendment
Hale Jennifer AnsbroVP, Gen'l Counsel & Sec'y
GrantStock Option (Right to Buy) · Derivative 2,413 $0.00 Strike: $72.99 $0.00
Disclosure

SEC source: 0001127602-18-008254 · form4a.xml · derivative · entry 1

Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,413

Underlying: Common Stock · 2,413 shares

Expires 2028-02-21

F1 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:20 UTC
Hale Jennifer AnsbroVP, Gen'l Counsel & Sec'y
GrantPerformance Shares · Derivative 1,918 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008187 · form4.xml · derivative · entry 5

Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,918

Underlying: Common Stock · 1,918 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F2 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F2 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F2 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:20 UTC
Hale Jennifer AnsbroVP, Gen'l Counsel & Sec'y
GrantStock Appreciation Right · Derivative 7,238 $0.00 Strike: $72.99 $0.00
Disclosure

SEC source: 0001127602-18-008187 · form4.xml · derivative · entry 4

Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,238

Underlying: Common Stock · 7,238 shares

Expires 2028-02-20

F1 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:20 UTC
Hale Jennifer AnsbroVP, Gen'l Counsel & Sec'y
GrantEmployee Stock Option (Right to Buy) · Derivative 2,413 $0.00 Strike: $78.58 $0.00
Disclosure

SEC source: 0001127602-18-008187 · form4.xml · derivative · entry 3

Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,413

Underlying: Common Stock · 2,413 shares

Expires 2027-02-20

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:20 UTC
Hale Jennifer AnsbroVP, Gen'l Counsel & Sec'y
GrantCommon Stock 109.718 $73.07 $8,017.09
Disclosure

SEC source: 0001127602-18-008187 · form4.xml · nonDerivative · entry 1

Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP II Trust

Disclosed balance after: 213.282

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:18 UTC
Eaken Matthew JohnVP & Interim CFO
Exercise / conversionPerformance Shares · Derivative 875 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008185 · form4.xml · derivative · entry 6

Eaken Matthew John · CIK 0001726434 · VP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2017.

F4 · price: Each performance share represents a contingent right to receive one share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2017.

F4 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2017.

F4 · derivative.expiration_date: Each performance share represents a contingent right to receive one share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2017.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:18 UTC
Eaken Matthew JohnVP & Interim CFO
GrantPerformance Shares · Derivative 685 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008185 · form4.xml · derivative · entry 5

Eaken Matthew John · CIK 0001726434 · VP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

Underlying: Common Stock · 685 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F3 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F3 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

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February 21, 2018 Filed Feb 24, 2018 01:18 UTC
Eaken Matthew JohnVP & Interim CFO
GrantStock Appreciation Right · Derivative 2,585 $0.00 Strike: $72.99 $0.00
Disclosure

SEC source: 0001127602-18-008185 · form4.xml · derivative · entry 4

Eaken Matthew John · CIK 0001726434 · VP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,585

Underlying: Common Stock · 2,585 shares

Expires 2028-02-20

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

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February 21, 2018 Filed Feb 24, 2018 01:18 UTC
Eaken Matthew JohnVP & Interim CFO
GrantStock Option (Right to Buy) · Derivative 862 $0.00 Strike: $72.99 $0.00
Disclosure

SEC source: 0001127602-18-008185 · form4.xml · derivative · entry 3

Eaken Matthew John · CIK 0001726434 · VP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862

Underlying: Common Stock · 862 shares

Expires 2028-02-20

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

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February 21, 2018 Filed Feb 24, 2018 01:18 UTC
Eaken Matthew JohnVP & Interim CFO
GrantCommon Stock 94.211 $73.07 $6,884.00
Disclosure

SEC source: 0001127602-18-008185 · form4.xml · nonDerivative · entry 2

Eaken Matthew John · CIK 0001726434 · VP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP II Trust

Disclosed balance after: 2,230.335

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:18 UTC
Eaken Matthew JohnVP & Interim CFO
Exercise / conversionCommon Stock 1,547 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008185 · form4.xml · nonDerivative · entry 1

Eaken Matthew John · CIK 0001726434 · VP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,358.2777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2017.

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February 21, 2018 Filed Feb 24, 2018 01:18 UTC
Servatius GregoryVP of Human Resources
Exercise / conversionPerformance Shares · Derivative 1,944 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008184 · form4.xml · derivative · entry 6

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2017.

F1 · derivative.exercise_date: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2017.

F1 · derivative.expiration_date: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2017.

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February 21, 2018 Filed Feb 24, 2018 01:18 UTC
Servatius GregoryVP of Human Resources
GrantPerformance Shares · Derivative 1,233 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008184 · form4.xml · derivative · entry 5

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233

Underlying: Common Stock · 1,233 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F3 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:18 UTC
Servatius GregoryVP of Human Resources
GrantStock Appreciation Right · Derivative 4,653 $0.00 Strike: $72.99 $0.00
Disclosure

SEC source: 0001127602-18-008184 · form4.xml · derivative · entry 4

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,653

Underlying: Common Stock · 4,653 shares

Expires 2018-02-20

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

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February 21, 2018 Filed Feb 24, 2018 01:18 UTC
Servatius GregoryVP of Human Resources
GrantStock Option (Right to Buy) · Derivative 1,551 $0.00 Strike: $72.99 $0.00
Disclosure

SEC source: 0001127602-18-008184 · form4.xml · derivative · entry 3

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551

Underlying: Common Stock · 1,551 shares

Expires 2018-02-20

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

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February 21, 2018 Filed Feb 24, 2018 01:18 UTC
Servatius GregoryVP of Human Resources
GrantCommon Stock 109.718 $73.07 $8,017.09
Disclosure

SEC source: 0001127602-18-008184 · form4.xml · nonDerivative · entry 2

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · By Esop II Trust

Disclosed balance after: 9,143.074

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:18 UTC
Servatius GregoryVP of Human Resources
Exercise / conversionCommon Stock 3,436 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008184 · form4.xml · nonDerivative · entry 1

Servatius Gregory · CIK 0001351355 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,711.651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2017.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:17 UTC
Mergner Arthur WVP, Supply Chain
GrantShare Units · Derivative 1,278.743 $73.07 $93,437.75
Disclosure

SEC source: 0001127602-18-008182 · form4.xml · derivative · entry 7

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,879.336

Underlying: Common Stock · 1,278.743 shares

Expires not disclosed

F5 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · derivative.exercise_date: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F6 · derivative.expiration_date: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

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February 21, 2018 Filed Feb 24, 2018 01:17 UTC
Mergner Arthur WVP, Supply Chain
Exercise / conversionPerformance Shares · Derivative 3,887 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008182 · form4.xml · derivative · entry 6

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2017.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2017.

F4 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2017.

F4 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.