Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STEPAN COSCL · Entity 4733 | VP, Gen'l Counsel & Sec'y | February 26, 2018 | February 28, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STEPAN CO
Report date February 26, 2018 · Filed February 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,890 |
Ending reported balance
After 2018-02-26 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2018-02-26 · Exercise / conversion · Acquired 6,131 · Balance 6,131 F1: The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award. Row 2 · 2018-02-26 · Disposition to issuer · Disposed 3,457 · Balance 2,674 F2: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs. Row 3 · 2018-02-26 · Tax withholding · Disposed 784 · Balance 1,890 F3: Withholding of shares to satisfy tax liability on exercise of SARs. Row 4 · 2018-02-26 · Exercise / conversion · Acquired 2,044 · Balance 3,934 Row 5 · 2018-02-26 · Sale · Disposed 2,044 · Balance 1,890 F4: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $77.00 to $77.50, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $43.85 · Expires 2026-02-22 | Direct | 0 |
Reported balance
After 2018-02-26 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-02-26 · Exercise / conversion · Disposed 6,131 · Balance 0 F1: The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.85 · Expires 2026-02-22 | Direct | 0 |
Reported balance
After 2018-02-26 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-02-26 · Exercise / conversion · Disposed 2,044 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,400 |
Reported balance
Holding disclosure · report date 2018-02-26 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,400 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP II Trust | 213.282 |
Reported balance
Holding disclosure · report date 2018-02-26 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 213.282 |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award.
F2: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.
F3: Withholding of shares to satisfy tax liability on exercise of SARs.
F4: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $77.00 to $77.50, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2018 Filed Feb 28, 2018 21:25 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,044 | $0.00 Strike: $43.85 | $0.00 |
DisclosureSEC source: 0001127602-18-009111 · form4.xml · derivative · entry 9 Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,044 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:25 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionStock Appreciation Right · Derivative | 6,131 | $0.00 Strike: $43.85 | $0.00 |
DisclosureSEC source: 0001127602-18-009111 · form4.xml · derivative · entry 8 Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,131 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:25 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 2,044 | $77.25 | $157,907.18 |
DisclosureSEC source: 0001127602-18-009111 · form4.xml · nonDerivative · entry 5 Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,890 F4 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $77.00 to $77.50, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:25 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 2,044 | $43.85 | $89,629.40 |
DisclosureSEC source: 0001127602-18-009111 · form4.xml · nonDerivative · entry 4 Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:25 UTC | STEPAN CO SCL · Entity 4733 | Tax withholdingCommon Stock | 784 | $77.77 | $60,971.68 |
DisclosureSEC source: 0001127602-18-009111 · form4.xml · nonDerivative · entry 3 Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,890 F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:25 UTC | STEPAN CO SCL · Entity 4733 | Disposition to issuerCommon Stock | 3,457 | $77.77 | $268,850.89 |
DisclosureSEC source: 0001127602-18-009111 · form4.xml · nonDerivative · entry 2 Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,674 F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:25 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 6,131 | $43.85 | $268,844.35 |
DisclosureSEC source: 0001127602-18-009111 · form4.xml · nonDerivative · entry 1 Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 02:45 UTC Amendment | STEPAN CO SCL · Entity 4733 | GrantStock Option (Right to Buy) · Derivative | 2,413 | $0.00 Strike: $72.99 | $0.00 |
DisclosureSEC source: 0001127602-18-008254 · form4a.xml · derivative · entry 1 Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,413 Underlying: Common Stock · 2,413 shares Expires 2028-02-21 F1 · derivative.exercise_date: Vests ratably over three years beginning on the date shown. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 01:20 UTC | STEPAN CO SCL · Entity 4733 | GrantPerformance Shares · Derivative | 1,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008187 · form4.xml · derivative · entry 5 Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,918 Underlying: Common Stock · 1,918 shares Expires not disclosed F2 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020. F2 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020. F2 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020. F2 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 01:20 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Appreciation Right · Derivative | 7,238 | $0.00 Strike: $72.99 | $0.00 |
DisclosureSEC source: 0001127602-18-008187 · form4.xml · derivative · entry 4 Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,238 Underlying: Common Stock · 7,238 shares Expires 2028-02-20 F1 · derivative.exercise_date: Vests ratably over three years beginning on the date shown. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 01:20 UTC | STEPAN CO SCL · Entity 4733 | GrantEmployee Stock Option (Right to Buy) · Derivative | 2,413 | $0.00 Strike: $78.58 | $0.00 |
DisclosureSEC source: 0001127602-18-008187 · form4.xml · derivative · entry 3 Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,413 Underlying: Common Stock · 2,413 shares Expires 2027-02-20 Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 01:20 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 109.718 | $73.07 | $8,017.09 |
DisclosureSEC source: 0001127602-18-008187 · form4.xml · nonDerivative · entry 1 Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP II Trust Disclosed balance after: 213.282 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 23:41 UTC | STEPAN CO SCL · Entity 4733 | PurchaseCommon Stock | 1,400 | $70.50 | $98,700.00 |
DisclosureSEC source: 0001127602-17-008987 · form4.xml · nonDerivative · entry 1 Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,400 Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 01:57 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 102.495 | $78.91 | $8,087.88 |
DisclosureSEC source: 0001127602-17-008086 · form4.xml · nonDerivative · entry 1 Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y 10b5-1 filing: Not disclosed Ownership: Indirect · (by ESOP II) Disclosed balance after: 102.495 Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 01:57 UTC | STEPAN CO SCL · Entity 4733 | GrantPerformance Shares · Derivative | 1,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008086 · form4.xml · derivative · entry 4 Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120 Underlying: Common Stock · 1,120 shares Expires not disclosed F2 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2019. F2 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2019. F2 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2019. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 01:57 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Appreciation Right · Derivative | 4,178 | $0.00 Strike: $78.58 | $0.00 |
DisclosureSEC source: 0001127602-17-008086 · form4.xml · derivative · entry 3 Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,178 Underlying: Common Stock · 4,178 shares Expires 2027-02-20 F1 · derivative.exercise_date: Vests ratably over three years beginning on the date shown. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 01:57 UTC | STEPAN CO SCL · Entity 4733 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,393 | $0.00 Strike: $78.58 | $0.00 |
DisclosureSEC source: 0001127602-17-008086 · form4.xml · derivative · entry 2 Hale Jennifer Ansbro · CIK 0001663610 · VP, Gen'l Counsel & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,393 Underlying: Common Stock · 1,393 shares Expires 2027-02-20 F1 · derivative.exercise_date: Vests ratably over three years beginning on the date shown. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.