Last 12 months
Inside the activity.
26 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 26 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2020 Filed Jul 29, 2020 17:54 UTC |
DUNLAP DAVID WDirector
|
ConversionCommon Stock | 5,000 | $2.36 | $11,800.00 |
DisclosureSEC source: 0000944075-20-000024 · primary_doc.xml · nonDerivative · entry 4 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 17:54 UTC |
DUNLAP DAVID WDirector
|
ConversionCommon Stock | 4,060 | $1.82 | $7,389.20 |
DisclosureSEC source: 0000944075-20-000024 · primary_doc.xml · nonDerivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 17:54 UTC |
DUNLAP DAVID WDirector
|
ConversionCommon Stock | 5,000 | $1.82 | $9,100.00 |
DisclosureSEC source: 0000944075-20-000024 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 17:54 UTC |
DUNLAP DAVID WDirector
|
ConversionCommon Stock | 5,000 | $1.82 | $9,100.00 |
DisclosureSEC source: 0000944075-20-000024 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2020 Filed May 28, 2020 16:02 UTC |
DUNLAP DAVID WDirector
|
GrantCommon stock option · Derivative | 5,000 | $0.00 Strike: $1.08 | $0.00 |
DisclosureSEC source: 0000944075-20-000023 · primary_doc.xml · derivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,560 Underlying: Common · 5,000 shares Expires 2030-05-27 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing May 27, 2020. Read SEC document |
| May 27, 2020 Filed May 28, 2020 15:57 UTC |
Lazarev IvanDirector
|
GrantCommon stock option · Derivative | 7,000 | $0.00 Strike: $1.08 | $0.00 |
DisclosureSEC source: 0000944075-20-000022 · primary_doc.xml · derivative · entry 1 Lazarev Ivan · CIK 0001792350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,542 Underlying: Common · 7,000 shares Expires 2030-05-27 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing May 27, 2020. Read SEC document |
| May 27, 2020 Filed May 28, 2020 15:54 UTC |
MacDonald Brenton EarlDirector
|
GrantCommon stock option · Derivative | 7,000 | $0.00 Strike: $1.08 | $0.00 |
DisclosureSEC source: 0000944075-20-000021 · primary_doc.xml · derivative · entry 1 MacDonald Brenton Earl · CIK 0001677601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common · 7,000 shares Expires 2030-05-27 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing May 27, 2020. Read SEC document |
| May 27, 2020 Filed May 28, 2020 15:51 UTC |
PARNELL WILLIAM L. JRDirector
|
GrantCommon stock option · Derivative | 8,000 | $0.00 Strike: $1.08 | $0.00 |
DisclosureSEC source: 0000944075-20-000020 · primary_doc.xml · derivative · entry 1 PARNELL WILLIAM L. JR · CIK 0001713605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 8,000 shares Expires 2030-05-27 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing May 27, 2020. Read SEC document |
| May 27, 2020 Filed May 28, 2020 15:45 UTC |
BASS CHARLIEDirector
|
GrantCommon stock option · Derivative | 10,000 | $0.00 Strike: $1.08 | $0.00 |
DisclosureSEC source: 0000944075-20-000019 · primary_doc.xml · derivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,750 Underlying: Common · 10,000 shares Expires 2030-05-27 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing May 27, 2020. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 19:25 UTC |
Zhao LynnDirector · Chief Financial Officer
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-20-000006 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · shares: Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 15% after year one, 20% after year two, 25% after year three, and final 40% after year four, granted under the 2004 Plan. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 19:46 UTC |
MILLS KEVIN JDirector · President & CEO
|
GrantCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-20-000008 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,891 F1 · shares: Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 15% after year one, 20% after year two, 25% after year three, and final 40% after year four, granted under the 2004 Plan. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 19:36 UTC |
OTT LEONARD LEVP Engineering & CTO
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-20-000007 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,440 F1 · shares: Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 15% after year one, 20% after year two, 25% after year three, and final 40% after year four, granted under the 2004 Plan. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 18:55 UTC |
Baillif LeeVP of Cust. Exp. & Qual. Sys
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-20-000005 · primary_doc.xml · nonDerivative · entry 1 Baillif Lee · CIK 0001391340 · VP of Cust. Exp. & Qual. Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,267 F1 · shares: Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 15% after year one, 20% after year two, 25% after year three, and final 40% after year four, granted under the 2004 Plan. Read SEC document |
| February 19, 2020 Filed Feb 19, 2020 23:46 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon | 314 | $1.63 | $511.82 |
DisclosureSEC source: 0000944075-20-000004 · primary_doc.xml · nonDerivative · entry 2 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,751 Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 23:46 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon | 9,686 | $1.65 | $15,981.90 |
DisclosureSEC source: 0000944075-20-000004 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,437 Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 19:08 UTC |
MILLS KEVIN JDirector · President and CEO
|
GiftCommon | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-20-000002 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,891 Read SEC document |
| November 08, 2019 Filed Nov 8, 2019 23:11 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon Stock | 600 | $1.74 | $1,044.00 |
DisclosureSEC source: 0000944075-19-000060 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,088,751 Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 20:43 UTC |
Lazarev IvanDirector
|
GrantCommon stock option · Derivative | 5,542 | $0.00 Strike: $2.24 | $0.00 |
DisclosureSEC source: 0000944075-19-000058 · primary_doc.xml · derivative · entry 1 Lazarev Ivan · CIK 0001792350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,542 Underlying: Common · 5,542 shares Expires 2029-10-23 F1 · derivative.exercise_date: Vests monthly over a 19-month period commencing October 23, 2019. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 19:39 UTC |
PARNELL WILLIAM L. JRDirector
|
GrantCommon stock option · Derivative | 1,000 | $0.00 Strike: $2.24 | $0.00 |
DisclosureSEC source: 0000944075-19-000056 · primary_doc.xml · derivative · entry 1 PARNELL WILLIAM L. JR · CIK 0001713605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common · 1,000 shares Expires 2029-10-23 F1 · derivative.exercise_date: Vests monthly over a 19-month period commencing 10/23/2019 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:52 UTC |
OTT LEONARD LEVP Engineering & CTO
|
OtherCommon Stock Option · Derivative | 43,450 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0000944075-19-000049 · primary_doc.xml · derivative · entry 2 OTT LEONARD L · CIK 0001192169 · EVP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,318 Underlying: Common · 43,450 shares Expires 2029-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:52 UTC |
OTT LEONARD LEVP Engineering & CTO
|
OtherCommon Stock Option · Derivative | 43,450 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0000944075-19-000049 · primary_doc.xml · derivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 43,450 shares Expires 2019-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 19:05 UTC |
Baillif LeeVP of Quality
|
OtherCommon Stock Option · Derivative | 41,200 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0000944075-19-000050 · primary_doc.xml · derivative · entry 3 Baillif Lee · CIK 0001391340 · VP of Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,154 Underlying: Common · 41,200 shares Expires 2029-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 19:05 UTC |
Baillif LeeVP of Quality
|
OtherCommon Stock Option · Derivative | 28,700 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0000944075-19-000050 · primary_doc.xml · derivative · entry 2 Baillif Lee · CIK 0001391340 · VP of Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 28,700 shares Expires 2019-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 19:05 UTC |
Baillif LeeVP of Quality
|
OtherCommon Stock Option · Derivative | 12,500 | $0.00 Strike: $2.74 | $0.00 |
DisclosureSEC source: 0000944075-19-000050 · primary_doc.xml · derivative · entry 1 Baillif Lee · CIK 0001391340 · VP of Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 12,500 shares Expires 2019-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:41 UTC |
DUNLAP DAVID WDirector
|
OtherCommon Stock Option · Derivative | 62,000 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0000944075-19-000048 · primary_doc.xml · derivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,560 Underlying: Common · 62,000 shares Expires 2029-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:41 UTC |
DUNLAP DAVID WDirector
|
OtherCommon Stock Option · Derivative | 54,500 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0000944075-19-000048 · primary_doc.xml · derivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 54,500 shares Expires 2019-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:41 UTC |
DUNLAP DAVID WDirector
|
OtherCommon Stock Option · Derivative | 7,500 | $0.00 Strike: $2.74 | $0.00 |
DisclosureSEC source: 0000944075-19-000048 · primary_doc.xml · derivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 7,500 shares Expires 2019-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:23 UTC |
MILLS KEVIN JDirector · President and CEO
|
OtherCommon Stock Option · Derivative | 98,700 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0000944075-19-000047 · primary_doc.xml · derivative · entry 3 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,649 Underlying: Common · 98,700 shares Expires 2029-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:23 UTC |
MILLS KEVIN JDirector · President and CEO
|
OtherCommon Stock Option · Derivative | 88,700 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0000944075-19-000047 · primary_doc.xml · derivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 88,700 shares Expires 2019-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:23 UTC |
MILLS KEVIN JDirector · President and CEO
|
OtherCommon Stock Option · Derivative | 10,000 | $0.00 Strike: $2.74 | $0.00 |
DisclosureSEC source: 0000944075-19-000047 · primary_doc.xml · derivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,000 shares Expires 2019-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:05 UTC |
Zhao LynnChief Financial Officer
|
OtherCommon Stock Option · Derivative | 14,660 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0000944075-19-000046 · primary_doc.xml · derivative · entry 2 Zhao Lynn · CIK 0001724840 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,432 Underlying: Common · 14,660 shares Expires 2029-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:05 UTC |
Zhao LynnChief Financial Officer
|
OtherCommon Stock Option · Derivative | 14,660 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0000944075-19-000046 · primary_doc.xml · derivative · entry 1 Zhao Lynn · CIK 0001724840 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 14,660 shares Expires 2019-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| July 26, 2019 Filed Jul 31, 2019 00:32 UTC |
OTT LEONARD LEVP Engineering & CTO
|
OtherCommon stock option · Derivative | 494 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0000944075-19-000029 · primary_doc.xml · derivative · entry 3 OTT LEONARD L · CIK 0001192169 · EVP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,318 Underlying: Common · 494 shares Expires 2023-04-01 F2 · derivative.exercise_date: Vests monthly over 48 months Read SEC document |
| July 26, 2019 Filed Jul 31, 2019 00:32 UTC |
OTT LEONARD LEVP Engineering & CTO
|
Disposition to issuerCommon | 494 | $2.80 | $1,383.20 |
DisclosureSEC source: 0000944075-19-000029 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · EVP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 F1 · shares: Automatic 10b5-1 Plan transaction. Read SEC document |
| July 26, 2019 Filed Jul 31, 2019 00:32 UTC |
OTT LEONARD LEVP Engineering & CTO
|
ConversionCommon | 494 | $1.04 | $513.76 |
DisclosureSEC source: 0000944075-19-000029 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2019 Filed May 24, 2019 18:38 UTC |
PARNELL WILLIAM L. JRDirector
|
GrantCommon stock option · Derivative | 7,000 | $0.00 Strike: $2.45 | $0.00 |
DisclosureSEC source: 0000944075-19-000023 · primary_doc.xml · derivative · entry 1 PARNELL WILLIAM L. JR · CIK 0001713605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Common · 7,000 shares Expires 2029-05-22 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing May 22, 2019 Read SEC document |
| May 22, 2019 Filed May 24, 2019 18:34 UTC |
MacDonald Brenton EarlDirector
|
GrantCommon stock option · Derivative | 7,000 | $0.00 Strike: $2.45 | $0.00 |
DisclosureSEC source: 0000944075-19-000022 · primary_doc.xml · derivative · entry 1 MacDonald Brenton Earl · CIK 0001677601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common · 7,000 shares Expires 2029-05-22 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing May 22, 2019 Read SEC document |
| May 22, 2019 Filed May 24, 2019 18:27 UTC |
DUNLAP DAVID WDirector
|
GrantCommon stock option · Derivative | 5,000 | $0.00 Strike: $2.45 | $0.00 |
DisclosureSEC source: 0000944075-19-000021 · primary_doc.xml · derivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,560 Underlying: Common · 5,000 shares Expires 2029-05-22 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing May 22, 2019 Read SEC document |
| May 22, 2019 Filed May 24, 2019 18:24 UTC |
Chan NelsonDirector
|
GrantCommon stock option · Derivative | 8,000 | $0.00 Strike: $2.45 | $0.00 |
DisclosureSEC source: 0000944075-19-000020 · primary_doc.xml · derivative · entry 1 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 Underlying: Common · 8,000 shares Expires 2029-05-22 F1 · derivative.exercise_date: Vests monthly over a 24 months period commencing May 22, 2019 Read SEC document |
| May 22, 2019 Filed May 24, 2019 18:04 UTC |
BASS CHARLIEDirector
|
GrantCommon stock option · Derivative | 10,000 | $0.00 Strike: $2.45 | $0.00 |
DisclosureSEC source: 0000944075-19-000019 · primary_doc.xml · derivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,750 Underlying: Common · 10,000 shares Expires 2029-05-22 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing May 22, 2019 Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:33 UTC |
MILLS KEVIN JDirector · President and CEO
|
GrantCommon stock option · Derivative | 40,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0000944075-19-000008 · primary_doc.xml · derivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,274 Underlying: Common · 40,000 shares Expires 2029-02-15 F1 · derivative.exercise_date: Vests monthly over 48 months commencing 3/1/2019. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:28 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
GrantCommon stock option · Derivative | 8,500 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0000944075-19-000007 · primary_doc.xml · derivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,710 Underlying: Common · 8,500 shares Expires 2029-02-15 F1 · derivative.exercise_date: Vests monthly over 48 months commencing 3/1/2019. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:21 UTC |
OTT LEONARD LVP Engineering and CTO
|
GrantCommon stock option · Derivative | 20,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0000944075-19-000006 · primary_doc.xml · derivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,812 Underlying: Common · 20,000 shares Expires 2029-02-15 F1 · derivative.exercise_date: Vests monthly over 48 months commencing 3/1/2019. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:16 UTC |
Baillif LeeVP of Operations
|
GrantCommon stock option · Derivative | 12,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0000944075-19-000005 · primary_doc.xml · derivative · entry 1 Baillif Lee · CIK 0001391340 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,354 Underlying: Common · 12,000 shares Expires 2029-02-15 F1 · derivative.exercise_date: Vests monthly over 48 months commencing 3/1/2019. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:10 UTC |
Zhao LynnVP & Controller
|
GrantCommon stock option · Derivative | 18,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0000944075-19-000004 · primary_doc.xml · derivative · entry 1 Zhao Lynn · CIK 0001724840 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,052 Underlying: Common · 18,000 shares Expires 2029-02-15 F1 · derivative.exercise_date: Vests monthly over 48 months commencing 3/1/2019. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 19:24 UTC |
MILLS KEVIN JDirector · President and CEO
|
GiftCommon | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-19-000002 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,891 Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 21:13 UTC |
BASS CHARLIEDirector
|
GrantCommon stock option · Derivative | 10,000 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0000944075-18-000027 · primary_doc.xml · derivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,750 Underlying: Common · 10,000 shares Expires 2028-06-01 F1 · derivative.exercise_date: Vests monthly over a 24 month period commencing May 16, 2018. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 18:15 UTC |
PARNELL WILLIAM L. JRDirector
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GrantCommon stock option · Derivative | 7,000 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0000944075-18-000026 · primary_doc.xml · derivative · entry 1 PARNELL WILLIAM L. JR · CIK 0001713605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common · 7,000 shares Expires 2028-06-01 F1 · derivative.exercise_date: Vests monthly over a 24 month period commencing May 16, 2018. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 18:10 UTC |
MacDonald Brenton EarlDirector
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GrantCommon stock option · Derivative | 7,000 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0000944075-18-000025 · primary_doc.xml · derivative · entry 1 MacDonald Brenton Earl · CIK 0001677601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Common · 7,000 shares Expires 2028-06-01 F1 · derivative.exercise_date: Vests monthly over a 24 month period commencing May 16, 2018. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 18:04 UTC |
Chan NelsonDirector
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GrantCommon stock option · Derivative | 8,000 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0000944075-18-000024 · primary_doc.xml · derivative · entry 1 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Underlying: Common · 8,000 shares Expires 2028-06-01 F1 · derivative.exercise_date: Vests monthly over a 24 month period commencing May 16, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.