Last 12 months
Inside the activity.
26 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 26 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 24, 2023 Filed Nov 27, 2023 17:14 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.34 | $6,704.00 |
DisclosureSEC source: 0000944075-23-000095 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,301,651 Read SEC document |
| November 22, 2023 Filed Nov 22, 2023 22:09 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.30 | $6,493.50 |
DisclosureSEC source: 0000944075-23-000094 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,296,651 Read SEC document |
| November 21, 2023 Filed Nov 21, 2023 21:26 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.23 | $6,167.50 |
DisclosureSEC source: 0000944075-23-000093 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,291,651 Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 00:04 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.23 | $6,143.50 |
DisclosureSEC source: 0000944075-23-000092 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,286,651 Read SEC document |
| November 17, 2023 Filed Nov 17, 2023 21:23 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.21 | $6,038.00 |
DisclosureSEC source: 0000944075-23-000091 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,281,651 Read SEC document |
| November 16, 2023 Filed Nov 16, 2023 21:32 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.13 | $5,628.00 |
DisclosureSEC source: 0000944075-23-000090 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,276,651 Read SEC document |
| November 15, 2023 Filed Nov 15, 2023 21:26 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.09 | $5,437.00 |
DisclosureSEC source: 0000944075-23-000089 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,271,651 Read SEC document |
| November 14, 2023 Filed Nov 14, 2023 21:24 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.08 | $5,423.00 |
DisclosureSEC source: 0000944075-23-000088 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,266,651 Read SEC document |
| November 13, 2023 Filed Nov 13, 2023 22:07 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.07 | $5,331.00 |
DisclosureSEC source: 0000944075-23-000079 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,261,651 Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 22:02 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.09 | $5,472.00 |
DisclosureSEC source: 0000944075-23-000078 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,256,651 Read SEC document |
| November 09, 2023 Filed Nov 9, 2023 21:25 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.09 | $5,463.00 |
DisclosureSEC source: 0000944075-23-000075 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,251,651 Read SEC document |
| November 08, 2023 Filed Nov 8, 2023 22:07 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.04 | $5,218.00 |
DisclosureSEC source: 0000944075-23-000074 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,246,651 Read SEC document |
| November 07, 2023 Filed Nov 7, 2023 21:42 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.09 | $5,429.50 |
DisclosureSEC source: 0000944075-23-000073 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,241,651 Read SEC document |
| November 06, 2023 Filed Nov 6, 2023 21:28 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.04 | $5,221.00 |
DisclosureSEC source: 0000944075-23-000072 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,236,651 Read SEC document |
| November 03, 2023 Filed Nov 3, 2023 20:41 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.08 | $5,400.00 |
DisclosureSEC source: 0000944075-23-000071 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,231,651 Read SEC document |
| November 02, 2023 Filed Nov 2, 2023 21:11 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.00 | $5,018.00 |
DisclosureSEC source: 0000944075-23-000070 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,226,651 Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 20:19 UTC |
MILLS KEVIN JDirector · Chief Executive Officer
|
GiftCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000068 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,666 Read SEC document |
| July 18, 2023 Filed Jul 19, 2023 17:41 UTC |
BASS CHARLIEDirector · 10% owner
|
Exercise / conversionCommon stock option · Derivative | 10,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0000944075-23-000059 · primary_doc.xml · derivative · entry 2 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,042 Underlying: Common · 10,000 shares Expires 2023-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Monthly vesting Read SEC document |
| July 18, 2023 Filed Jul 19, 2023 17:41 UTC |
BASS CHARLIEDirector · 10% owner
|
Exercise / conversionCommon Stock | 10,000 | $1.50 | $15,000.00 |
DisclosureSEC source: 0000944075-23-000059 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,221,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 19, 2023 Filed Jun 20, 2023 21:48 UTC |
PARNELL WILLIAM L. JRDirector
|
GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000056 · primary_doc.xml · nonDerivative · entry 1 PARNELL WILLIAM L. JR · CIK 0001713605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Board of Directors annual grant of restricted shares. These restricted shares can be redeemed or vested anytime throughout the year leading up to next year shareholders meeting. The default redemption date is set as the last day of the term. Read SEC document |
| June 13, 2023 Filed Jun 13, 2023 22:36 UTC |
MARINI GIACOMODirector
|
GrantCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000054 · primary_doc.xml · nonDerivative · entry 1 MARINI GIACOMO · CIK 0001203238 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,000 F1 · shares: Board of Directors annual grant of restricted shares. These restricted shares can be redeemed or vested anytime throughout the year leading up to next year shareholders meeting. The default redemption date is set as the last day of the term. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 00:14 UTC |
BASS CHARLIEDirector · 10% owner
|
GrantCommon Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000050 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,206,151 F1 · shares: Board of Directors annual grant of restricted shares. These restricted shares can be redeemed or vested anytime throughout the year leading up to next year shareholders meeting. The default redemption date is set as the last day of the term. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 00:10 UTC |
PARNELL WILLIAM L. JRDirector
|
GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000049 · primary_doc.xml · nonDerivative · entry 1 PARNELL WILLIAM L. JR · CIK 0001713605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 00:07 UTC |
Lazarev IvanDirector
|
GrantCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000048 · primary_doc.xml · nonDerivative · entry 1 Lazarev Ivan · CIK 0001792350 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,542 F1 · shares: Board of Directors annual grant of restricted shares. These restricted shares can be redeemed or vested anytime throughout the year leading up to next year shareholders meeting. The default redemption date is set as the last day of the term. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 00:02 UTC |
Weinstein LauraDirector
|
GrantCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000047 · primary_doc.xml · nonDerivative · entry 1 Weinstein Laura · CIK 0001941089 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,000 F1 · shares: Board of Directors annual grant of restricted shares. These restricted shares can be redeemed or vested anytime throughout the year leading up to next year shareholders meeting. The default redemption date is set as the last day of the term. Read SEC document |
| May 26, 2023 Filed May 30, 2023 23:55 UTC |
PARNELL WILLIAM L. JRDirector
|
PurchaseSubordinated Convertible Note · Derivative | 74,626 | $100,000.00 Strike: $1.34 | $7,462,600,000.00 |
DisclosureSEC source: 0000944075-23-000038 · primary_doc.xml · derivative · entry 1 PARNELL WILLIAM L. JR · CIK 0001713605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,626 Underlying: Common Stock · 74,626 shares Expires not disclosed F1 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, on or after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. F1 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, on or after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:06 UTC |
MILLS KEVIN JDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock Option · Derivative | 40,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0000944075-23-000037 · primary_doc.xml · derivative · entry 9 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,975 Underlying: Common · 40,000 shares Expires 2029-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Monthly vesting. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:06 UTC |
MILLS KEVIN JDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock Option · Derivative | 20,000 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0000944075-23-000037 · primary_doc.xml · derivative · entry 8 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,975 Underlying: Common · 20,000 shares Expires 2025-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Monthly vesting. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:06 UTC |
MILLS KEVIN JDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock Option · Derivative | 5,000 | $0.00 Strike: $1.89 | $0.00 |
DisclosureSEC source: 0000944075-23-000037 · primary_doc.xml · derivative · entry 7 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,975 Underlying: Common · 5,000 shares Expires 2024-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Monthly vesting. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:06 UTC |
MILLS KEVIN JDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock Option · Derivative | 20,000 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0000944075-23-000037 · primary_doc.xml · derivative · entry 6 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,975 Underlying: Common · 20,000 shares Expires 2024-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Monthly vesting. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:06 UTC |
MILLS KEVIN JDirector · President and CEO · 10% owner
|
PurchaseSubordinated Convertible Note · Derivative | 373,133 | $500,000.00 Strike: $1.34 | $186,566,500,000.00 |
DisclosureSEC source: 0000944075-23-000037 · primary_doc.xml · derivative · entry 5 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 492,996 Underlying: Common Stock · 373,133 shares Expires not disclosed F1 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, on or after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. F1 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, on or after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:06 UTC |
MILLS KEVIN JDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 40,000 | $1.90 | $76,000.00 |
DisclosureSEC source: 0000944075-23-000037 · primary_doc.xml · nonDerivative · entry 4 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:06 UTC |
MILLS KEVIN JDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 20,000 | $2.27 | $45,400.00 |
DisclosureSEC source: 0000944075-23-000037 · primary_doc.xml · nonDerivative · entry 3 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:06 UTC |
MILLS KEVIN JDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 5,000 | $1.89 | $9,450.00 |
DisclosureSEC source: 0000944075-23-000037 · primary_doc.xml · nonDerivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:06 UTC |
MILLS KEVIN JDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 20,000 | $0.95 | $19,000.00 |
DisclosureSEC source: 0000944075-23-000037 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2023 Filed May 30, 2023 18:49 UTC |
BASS CHARLIEDirector · 10% owner
|
PurchaseSubordinated Convertible Note · Derivative | 741,268 | $1,000,000.00 Strike: $1.34 | $741,268,000,000.00 |
DisclosureSEC source: 0000944075-23-000036 · primary_doc.xml · derivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,431,199 Underlying: Common Stock · 741,268 shares Expires not disclosed F1 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, on or after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. F1 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, on or after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 17:43 UTC |
MILLS KEVIN JDirector · Chief Executive Officer
|
GiftCommon Stock | 12,065 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000027 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,666 Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 17:06 UTC |
BASS CHARLIEDirector · 10% owner
|
Exercise / conversionCommon stock option · Derivative | 5,500 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0000944075-23-000026 · primary_doc.xml · derivative · entry 2 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,042 Underlying: Common · 5,500 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Monthly vesting Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 17:06 UTC |
BASS CHARLIEDirector · 10% owner
|
Exercise / conversionCommon Stock | 5,500 | $1.04 | $5,720.00 |
DisclosureSEC source: 0000944075-23-000026 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,199,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 22:22 UTC |
MILLS KEVIN JDirector · Chief Executive Officer
|
GiftCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000014 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,731 Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 22:14 UTC |
Zhao LynnDirector · Chief Financial Officer
|
Tax withholdingCommon Stock | 1,496 | $2.11 | $3,156.56 |
DisclosureSEC source: 0000944075-23-000013 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,616 F1 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Ms. Zhao and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Ms. Zhao resulting from the vesting of Restricted Stocks. Ms. Zhao did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 22:03 UTC |
OTT LEONARD LEVP Engineering and CTO
|
Tax withholdingCommon Stock | 1,496 | $2.11 | $3,156.56 |
DisclosureSEC source: 0000944075-23-000012 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,640 F1 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Ott and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Mr. Ott resulting from the vesting of Restricted Stocks. Mr. Ott did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 21:03 UTC |
Zhao LynnDirector · Chief Financial Officer
|
Exercise / conversionCommon stock option · Derivative | 6,152 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0000944075-23-000011 · primary_doc.xml · derivative · entry 2 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,747 Underlying: Common · 6,152 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Granted on 4/1/2013. Monthly vesting Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 21:03 UTC |
Zhao LynnDirector · Chief Financial Officer
|
Exercise / conversionCommon Stock | 6,152 | $1.04 | $6,398.08 |
DisclosureSEC source: 0000944075-23-000011 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:35 UTC |
Zhao LynnDirector · Chief Financial Officer
|
GrantCommon Stock | 22,326 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000010 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,960 F1 · shares: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2024, 20% on February 1, 2025, 25% on February 1, 2026, and 40% on February 1, 2027. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:28 UTC |
OTT LEONARD LEVP Engineering and CTO
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GrantCommon Stock | 22,326 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000009 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,136 F1 · shares: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2024, 20% on February 1, 2025, 25% on February 1, 2026, and 40% on February 1, 2027. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:23 UTC |
Holmes David A.Chief Business Officer
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GrantCommon Stock | 24,651 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000008 · primary_doc.xml · nonDerivative · entry 1 Holmes David A. · CIK 0001864423 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,851 F1 · shares: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2024, 20% on February 1, 2025, 25% on February 1, 2026, and 40% on February 1, 2027. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:04 UTC |
MILLS KEVIN JDirector · Chief Executive Officer
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GrantCommon Stock | 29,767 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000007 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,631 F1 · shares: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2024, 20% on February 1, 2025, 25% on February 1, 2026, and 40% on February 1, 2027. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:14 UTC |
OTT LEONARD LEVP Engineering and CTO
|
Tax withholdingCommon stock | 2,106 | $2.37 | $4,991.22 |
DisclosureSEC source: 0000944075-23-000005 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,810 F1 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Ott and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Mr. Ott resulting from the vesting of Restricted Stocks. Mr. Ott did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:04 UTC |
Zhao LynnDirector · Chief Financial Officer
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Tax withholdingCommon Stock | 2,106 | $2.37 | $4,991.22 |
DisclosureSEC source: 0000944075-23-000004 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,634 F1 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Ms. Zhao and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Ms. Zhao resulting from the vesting of Restricted Stocks. Ms. Zhao did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.