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Nasdaq · USD

SCKT

SOCKET MOBILE, INC.

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Tapewire entity
8279
SEC CIK
0000944075
Parsed reports
302

Last 12 months

Inside the activity.

26 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025260
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2024 Filed Jun 26, 2024 21:08 UTC OtherCommon Stock Option · Derivative 7,000 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0000944075-24-000042 · primary_doc.xml · derivative · entry 2

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common · 7,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:08 UTC OtherCommon Stock Option · Derivative 7,000 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0000944075-24-000042 · primary_doc.xml · derivative · entry 1

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common · 7,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:27 UTC
MILLS KEVIN JDirector · Chief Executive Officer
OtherCommon Stock Option · Derivative 157,200 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0000944075-24-000043 · primary_doc.xml · derivative · entry 5

MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,200

Underlying: Common · 157,200 shares

Expires 2034-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:27 UTC
MILLS KEVIN JDirector · Chief Executive Officer
OtherCommon Stock Option · Derivative 98,700 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0000944075-24-000043 · primary_doc.xml · derivative · entry 4

MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 98,700 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:27 UTC
MILLS KEVIN JDirector · Chief Executive Officer
OtherCommon Stock Option · Derivative 17,500 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0000944075-24-000043 · primary_doc.xml · derivative · entry 3

MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,700

Underlying: Common · 17,500 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:27 UTC
MILLS KEVIN JDirector · Chief Executive Officer
OtherCommon Stock Option · Derivative 16,000 $0.00 Strike: $4.22 $0.00
Disclosure

SEC source: 0000944075-24-000043 · primary_doc.xml · derivative · entry 2

MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,200

Underlying: Common · 16,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:27 UTC
MILLS KEVIN JDirector · Chief Executive Officer
OtherCommon Stock Option · Derivative 25,000 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0000944075-24-000043 · primary_doc.xml · derivative · entry 1

MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,200

Underlying: Common · 25,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 20:45 UTC
Zhao LynnDirector · Chief Financial Officer
OtherCommon Stock Option · Derivative 49,260 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0000944075-24-000041 · primary_doc.xml · derivative · entry 6

Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,260

Underlying: Common · 49,260 shares

Expires 2034-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 20:45 UTC
Zhao LynnDirector · Chief Financial Officer
OtherCommon Stock Option · Derivative 14,660 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0000944075-24-000041 · primary_doc.xml · derivative · entry 5

Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common · 14,660 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 20:45 UTC
Zhao LynnDirector · Chief Financial Officer
OtherCommon Stock Option · Derivative 10,000 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0000944075-24-000041 · primary_doc.xml · derivative · entry 4

Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,660

Underlying: Common · 10,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 20:45 UTC
Zhao LynnDirector · Chief Financial Officer
OtherCommon Stock Option · Derivative 5,600 $0.00 Strike: $4.22 $0.00
Disclosure

SEC source: 0000944075-24-000041 · primary_doc.xml · derivative · entry 3

Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,260

Underlying: Common · 5,600 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 20:45 UTC
Zhao LynnDirector · Chief Financial Officer
OtherCommon Stock Option · Derivative 10,000 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0000944075-24-000041 · primary_doc.xml · derivative · entry 2

Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,260

Underlying: Common · 10,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 20:45 UTC
Zhao LynnDirector · Chief Financial Officer
OtherCommon Stock Option · Derivative 9,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0000944075-24-000041 · primary_doc.xml · derivative · entry 1

Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,260

Underlying: Common · 9,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 20:19 UTC
Lazarev IvanDirector
OtherCommon Stock Option · Derivative 14,000 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0000944075-24-000040 · primary_doc.xml · derivative · entry 3

Lazarev Ivan · CIK 0001792350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common · 14,000 shares

Expires 2034-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 20:19 UTC
Lazarev IvanDirector
OtherCommon Stock Option · Derivative 7,000 $0.00 Strike: $3.05 $0.00
Disclosure

SEC source: 0000944075-24-000040 · primary_doc.xml · derivative · entry 2

Lazarev Ivan · CIK 0001792350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common · 7,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 20:19 UTC
Lazarev IvanDirector
OtherCommon Stock Option · Derivative 7,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0000944075-24-000040 · primary_doc.xml · derivative · entry 1

Lazarev Ivan · CIK 0001792350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common · 7,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
May 24, 2024 Filed May 24, 2024 21:49 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.37 $6,846.00
Disclosure

SEC source: 0000944075-24-000036 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,416,651

Read SEC document
May 23, 2024 Filed May 23, 2024 21:29 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.33 $6,631.00
Disclosure

SEC source: 0000944075-24-000034 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,411,651

Read SEC document
May 22, 2024 Filed May 23, 2024 21:29 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.46 $7,302.50
Disclosure

SEC source: 0000944075-24-000034 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,406,651

Read SEC document
May 21, 2024 Filed May 21, 2024 21:22 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.51 $7,557.50
Disclosure

SEC source: 0000944075-24-000033 · primary_doc.xml · nonDerivative · entry 3

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,401,651

Read SEC document
May 20, 2024 Filed May 21, 2024 21:22 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.51 $7,557.50
Disclosure

SEC source: 0000944075-24-000033 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,396,651

Read SEC document
May 17, 2024 Filed May 21, 2024 21:22 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.46 $7,321.00
Disclosure

SEC source: 0000944075-24-000033 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,391,651

Read SEC document
May 16, 2024 Filed May 16, 2024 21:28 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.44 $7,216.00
Disclosure

SEC source: 0000944075-24-000032 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,386,651

Read SEC document
May 15, 2024 Filed May 16, 2024 21:28 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.44 $7,203.50
Disclosure

SEC source: 0000944075-24-000032 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,381,651

Read SEC document
May 15, 2024 Filed May 16, 2024 20:44 UTC
BASS CHARLIEDirector · 10% owner
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000944075-24-000031 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,376,651

F1 · shares: Shares were granted to the newly elected Board of Directors on May 15, 2024, valued at the market closing price of $1.43.

Read SEC document
May 15, 2024 Filed May 16, 2024 20:41 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000944075-24-000030 · primary_doc.xml · nonDerivative · entry 1

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

F1 · shares: Shares were granted to the newly elected Board of Directors on May 15, 2024, valued at the market closing price of $1.43.

Read SEC document
May 15, 2024 Filed May 16, 2024 20:37 UTC
Lazarev IvanDirector
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0000944075-24-000029 · primary_doc.xml · nonDerivative · entry 1

Lazarev Ivan · CIK 0001792350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,542

F1 · shares: Shares were granted to the newly elected Board of Directors on May 15, 2024, valued at the market closing price of $1.43.

Read SEC document
May 14, 2024 Filed May 14, 2024 21:31 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.37 $6,838.00
Disclosure

SEC source: 0000944075-24-000027 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,361,651

Read SEC document
May 13, 2024 Filed May 14, 2024 21:31 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.30 $6,511.00
Disclosure

SEC source: 0000944075-24-000027 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,356,651

Read SEC document
May 10, 2024 Filed May 10, 2024 21:36 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.27 $6,367.50
Disclosure

SEC source: 0000944075-24-000024 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,351,651

Read SEC document
May 09, 2024 Filed May 10, 2024 21:36 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.26 $6,276.50
Disclosure

SEC source: 0000944075-24-000024 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,346,651

Read SEC document
May 08, 2024 Filed May 8, 2024 21:33 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.24 $6,206.00
Disclosure

SEC source: 0000944075-24-000023 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,341,651

Read SEC document
May 07, 2024 Filed May 8, 2024 21:33 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.23 $6,150.50
Disclosure

SEC source: 0000944075-24-000023 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,336,651

Read SEC document
May 06, 2024 Filed May 6, 2024 22:39 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.12 $5,589.50
Disclosure

SEC source: 0000944075-24-000022 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,331,651

Read SEC document
May 03, 2024 Filed May 6, 2024 22:39 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.09 $5,457.50
Disclosure

SEC source: 0000944075-24-000022 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,326,651

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:48 UTC
MILLS KEVIN JDirector · Chief Executive Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000944075-24-000012 · primary_doc.xml · nonDerivative · entry 1

MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,207

F1 · shares: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2025, 20% on February 1, 2026, 25% on February 1, 2027, and 40% on February 1, 2028.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:44 UTC
Holmes David A.Chief Business Officer
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000944075-24-000011 · primary_doc.xml · nonDerivative · entry 1

Holmes David A. · CIK 0001864423 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,851

F1 · shares: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2025, 20% on February 1, 2026, 25% on February 1, 2027, and 40% on February 1, 2028.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:38 UTC
OTT LEONARD LEVP of Engineering & CTO
GrantCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0000944075-24-000010 · primary_doc.xml · nonDerivative · entry 1

OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,224

F1 · shares: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2025, 20% on February 1, 2026, 25% on February 1, 2027, and 40% on February 1, 2028.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:33 UTC
Zhao LynnDirector · Chief Financial Officer
GrantCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0000944075-24-000009 · primary_doc.xml · nonDerivative · entry 1

Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,200

F1 · shares: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2025, 20% on February 1, 2026, 25% on February 1, 2027, and 40% on February 1, 2028.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:34 UTC
Zhao LynnDirector · Chief Financial Officer
Exercise / conversionCommon stock option · Derivative 8,000 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0000944075-24-000001 · primary_doc.xml · derivative · entry 2

Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,260

Underlying: Common · 8,000 shares

Expires 2024-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 3/3/2014. Monthly vesting.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:34 UTC
Zhao LynnDirector · Chief Financial Officer
Exercise / conversionCommon Stock 8,000 $0.95 $7,600.00
Disclosure

SEC source: 0000944075-24-000001 · primary_doc.xml · nonDerivative · entry 1

Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 22:04 UTC
MILLS KEVIN JDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 459 $1.15 $527.67
Disclosure

SEC source: 0000944075-23-000104 · primary_doc.xml · nonDerivative · entry 1

MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,207

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/22/2023.

Read SEC document
December 06, 2023 Filed Dec 7, 2023 21:28 UTC
MILLS KEVIN JDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 2,000 $1.20 $2,398.40
Disclosure

SEC source: 0000944075-23-000103 · primary_doc.xml · nonDerivative · entry 1

MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,666

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/22/2023.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 21:51 UTC
MILLS KEVIN JDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 2,000 $1.30 $2,608.80
Disclosure

SEC source: 0000944075-23-000102 · primary_doc.xml · nonDerivative · entry 1

MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,666

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/22/2023.

Read SEC document
December 04, 2023 Filed Dec 5, 2023 22:18 UTC
MILLS KEVIN JDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 2,000 $1.37 $2,734.80
Disclosure

SEC source: 0000944075-23-000101 · primary_doc.xml · nonDerivative · entry 1

MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,666

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/22/2023.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 22:26 UTC
MILLS KEVIN JDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 2,000 $1.36 $2,729.00
Disclosure

SEC source: 0000944075-23-000100 · primary_doc.xml · nonDerivative · entry 1

MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,666

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/22/2023.

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November 30, 2023 Filed Nov 30, 2023 22:43 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.43 $7,160.50
Disclosure

SEC source: 0000944075-23-000099 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,321,651

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November 29, 2023 Filed Nov 29, 2023 21:13 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.40 $6,999.00
Disclosure

SEC source: 0000944075-23-000098 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,316,651

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November 28, 2023 Filed Nov 28, 2023 21:43 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.36 $6,819.00
Disclosure

SEC source: 0000944075-23-000097 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,311,651

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November 27, 2023 Filed Nov 27, 2023 22:37 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.36 $6,820.00
Disclosure

SEC source: 0000944075-23-000096 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,306,651

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.