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Nasdaq · USD

SCKT

SOCKET MOBILE, INC.

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Tapewire entity
8279
SEC CIK
0000944075
Parsed reports
302

Last 12 months

Inside the activity.

26 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025260
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 11, 2025 Filed Nov 12, 2025 21:29 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.10 $5,477.50
Disclosure

SEC source: 0000944075-25-000085 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,638,151

F1 · shares: Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock").

F2 · price: Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 11, 2025 at prices ranging from $1.08 to $1.13 per share, inclusive.

Read SEC document
November 10, 2025 Filed Nov 10, 2025 22:08 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.09 $5,462.50
Disclosure

SEC source: 0000944075-25-000084 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,633,151

F1 · shares: Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock").

F3 · price: Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 10, 2025 at prices ranging from $1.07 to $1.10 per share, inclusive.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 22:08 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.09 $5,469.00
Disclosure

SEC source: 0000944075-25-000084 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,628,151

F1 · shares: Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock").

F2 · price: Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 7, 2025 at prices ranging from $1.09 to $1.10 per share, inclusive.

Read SEC document
November 06, 2025 Filed Nov 7, 2025 00:29 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.08 $5,379.00
Disclosure

SEC source: 0000944075-25-000082 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,623,151

F1 · shares: Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock").

F3 · price: Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 6, 2025 at prices ranging from $1.07 to $1.08 per share, inclusive.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 00:29 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.04 $5,217.00
Disclosure

SEC source: 0000944075-25-000082 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,618,151

F1 · shares: Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock").

F2 · price: Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 5, 2025 at prices ranging from $1.015 to $1.06 per share, inclusive.

Read SEC document
November 05, 2025 Filed Nov 24, 2025 19:42 UTC
Lazarev IvanDirector
PurchaseCommon Stock 10,067 $1.03 $10,370.02
Disclosure

SEC source: 0000944075-25-000090 · primary_doc.xml · nonDerivative · entry 1

Lazarev Ivan · CIK 0001792350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,609

F1 · shares: Open market purchase by the reporting person of shares of common stock, par value $0.0001 per share (the "Common Stock").

F2 · price: Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 5, 2025 at prices ranging from $1.03 to $1.04 per share, inclusive.

Read SEC document
November 04, 2025 Filed Nov 5, 2025 19:10 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.03 $5,173.00
Disclosure

SEC source: 0000944075-25-000081 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,613,151

F1 · shares: Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock").

F3 · price: Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 4, 2025 at prices ranging from $0.9979 to $1.06 per share, inclusive.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 19:10 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $0.98 $4,918.50
Disclosure

SEC source: 0000944075-25-000081 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,608,151

F1 · shares: Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock").

F2 · price: Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 3, 2025 at prices ranging from $0.93 to $1.0074 per share, inclusive.

Read SEC document
October 13, 2025 Filed Oct 14, 2025 20:44 UTC
BASS CHARLIEDirector · 10% owner
GrantSubordinated Convertible Note · Derivative 373,134 $500,000.00 Strike: $1.34 $186,567,000,000.00
Disclosure

SEC source: 0000944075-25-000076 · primary_doc.xml · derivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,823,382

Underlying: Common Stock · 373,134 shares

Expires not disclosed

F1 · kind: On 10/13/2025, Mr. Kevin Mills transferred a $500,000.00 principal amount of Convertible Note, originally issued on May 26,2023, to Mr. Charlie Bass. The number of underlying shares represents the number of common shares into which the note may be converted.

F2 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

F2 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

Read SEC document
October 13, 2025 Filed Oct 14, 2025 20:38 UTC
MILLS KEVIN JDirector · Chief Executive Officer
Disposition to issuerSubordinated Convertible Note · Derivative 373,134 $500,000.00 Strike: $1.34 $186,567,000,000.00
Disclosure

SEC source: 0000944075-25-000075 · primary_doc.xml · derivative · entry 1

MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,507

Underlying: Common Stock · 373,134 shares

Expires not disclosed

F1 · kind: On 10/13/2025, Mr. Kevin Mills transferred a $500,000.00 principal amount of Convertible Note, originally issued on May 26,2023, to Mr. Charlie Bass. The number of underlying shares represents the number of common shares into which the note may be converted.

F2 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

F2 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

Read SEC document
October 01, 2025 Filed Oct 1, 2025 21:29 UTC
Holmes David A.EVP & Chief Business Officer
GrantCommon Stock Option · Derivative 25,000 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0000944075-25-000074 · primary_doc.xml · derivative · entry 1

Holmes David A. · CIK 0001864423 · EVP & Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common · 25,000 shares

Expires 2035-10-01

F1 · derivative.exercise_date: The shares of common stock subject to the option award granted to the Reporting Person in connection with his promotion to Executive Vice President and Chief Business Officer shall vest in equal monthly installments over 24 months beginning October 1, 2025, subject to the Reporting Person's continued service relationship with the company through each applicable vesting date.

Read SEC document
August 22, 2025 Filed Aug 25, 2025 22:35 UTC PurchaseCommon Stock 3,500 $0.99 $3,447.50
Disclosure

SEC source: 0000944075-25-000067 · primary_doc.xml · nonDerivative · entry 1

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,350

F1 · kind: Shares were acquired in the open market during a permitted trading window in accordance with the company's insider trading policy.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 01:31 UTC
BASS CHARLIEDirector · 10% owner
GrantCommon Stock 11,500 $0.00 $0.00
Disclosure

SEC source: 0000944075-25-000044 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,603,151

F1 · kind: Shares were granted to the newly elected Board of Directors on June 4, 2025, valued at the market closing price of $1.112.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 01:26 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000944075-25-000043 · primary_doc.xml · nonDerivative · entry 1

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,850

F1 · kind: Shares were granted to the newly elected Board of Directors on June 4, 2025, valued at the market closing price of $1.112.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 01:21 UTC
Lazarev IvanDirector
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0000944075-25-000042 · primary_doc.xml · nonDerivative · entry 1

Lazarev Ivan · CIK 0001792350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,542

F1 · kind: Shares were granted to the newly elected Board of Directors on June 4, 2025, valued at the market closing price of $1.112.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 22:54 UTC
BASS CHARLIEDirector · 10% owner
PurchaseSubordinated Convertible Note · Derivative 467,289 $500,000.00 Strike: $1.07 $233,644,500,000.00
Disclosure

SEC source: 0000944075-25-000034 · primary_doc.xml · derivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,450,248

Underlying: Common Stock · 467,289 shares

Expires not disclosed

F1 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to May 30, 2028. In addition, on or after May 30, 2026, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

F1 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to May 30, 2028. In addition, on or after May 30, 2026, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 22:51 UTC
MILLS KEVIN JDirector · President & CEO · 10% owner
PurchaseSubordinated Convertible Note · Derivative 233,644 $250,000.00 Strike: $1.07 $58,411,000,000.00
Disclosure

SEC source: 0000944075-25-000033 · primary_doc.xml · derivative · entry 1

MILLS KEVIN J · CIK 0001192160 · Director · President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 726,641

Underlying: Common Stock · 233,644 shares

Expires not disclosed

F1 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to May 30, 2028. In addition, on or after May 30, 2026, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

F1 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to May 30, 2028. In addition, on or after May 30, 2026, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 22:47 UTC PurchaseSubordinated Convertible Note · Derivative 93,457 $100,000.00 Strike: $1.07 $9,345,700,000.00
Disclosure

SEC source: 0000944075-25-000032 · primary_doc.xml · derivative · entry 1

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,179

Underlying: Common Stock · 93,457 shares

Expires not disclosed

F1 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to May 30, 2028. In addition, on or after May 30, 2026, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

F1 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to May 30, 2028. In addition, on or after May 30, 2026, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 22:43 UTC
Zhao LynnDirector · CFO
PurchaseSubordinated Convertible Note · Derivative 93,457 $100,000.00 Strike: $1.07 $9,345,700,000.00
Disclosure

SEC source: 0000944075-25-000031 · primary_doc.xml · derivative · entry 1

Zhao Lynn · CIK 0001724840 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,580

Underlying: Common Stock · 93,457 shares

Expires not disclosed

F1 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to May 30, 2028. In addition, on or after May 30, 2026, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

F1 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to May 30, 2028. In addition, on or after May 30, 2026, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 22:36 UTC PurchaseSubordinated Convertible Note · Derivative 23,364 $25,000.00 Strike: $1.07 $584,100,000.00
Disclosure

SEC source: 0000944075-25-000030 · primary_doc.xml · derivative · entry 1

Glaenzer Eric · CIK 0002034608 · CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,638

Underlying: Common Stock · 23,364 shares

Expires not disclosed

F1 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to May 30, 2028. In addition, on or after May 30, 2026, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

F1 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to May 30, 2028. In addition, on or after May 30, 2026, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:28 UTC PurchaseCommon Stock 4,492 $1.11 $4,967.25
Disclosure

SEC source: 0000944075-25-000027 · primary_doc.xml · nonDerivative · entry 1

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,850

F1 · kind: Shares were acquired in the open market during a permitted trading window in accordance with the company's insider trading policy.

Read SEC document
May 01, 2025 Filed May 1, 2025 22:54 UTC PurchaseCommon Stock 13,625 $1.26 $17,197.48
Disclosure

SEC source: 0000944075-25-000020 · primary_doc.xml · nonDerivative · entry 1

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,358

F1 · kind: Shares were acquired in the open market during a permitted trading window in accordance with the company's insider trading policy.

F2 · price: Shares were purchased in multiple transactions. The reported price reflects the weighted average price.

Read SEC document
April 30, 2025 Filed May 1, 2025 18:34 UTC PurchaseCommon Stock 5,709 $1.22 $6,937.58
Disclosure

SEC source: 0000944075-25-000019 · primary_doc.xml · nonDerivative · entry 2

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,733

F1 · kind: Shares were acquired in the open market during a permitted trading window in accordance with the company's insider trading policy.

F2 · price: Shares were purchased in multiple transactions. The reported price reflects the weighted average price.

Read SEC document
April 29, 2025 Filed May 1, 2025 18:34 UTC PurchaseCommon Stock 2,909 $1.19 $3,470.73
Disclosure

SEC source: 0000944075-25-000019 · primary_doc.xml · nonDerivative · entry 1

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,024

F1 · kind: Shares were acquired in the open market during a permitted trading window in accordance with the company's insider trading policy.

F2 · price: Shares were purchased in multiple transactions. The reported price reflects the weighted average price.

Read SEC document
February 28, 2025 Filed Mar 1, 2025 00:38 UTC
BASS CHARLIEDirector · 10% owner
SaleCommon Stock 1,000 $1.13 $1,130.00
Disclosure

SEC source: 0000944075-25-000007 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Custodial Account for Minor Child

Disclosed balance after: 0

F1 · kind: The shares were sold from a custodial account for the reporting person's child during a permitted trading window, in compliance with the company's insider trading policy. The reporting person controls the account.

Read SEC document
February 28, 2025 Filed Mar 1, 2025 00:52 UTC PurchaseCommon Stock 13,115 $1.18 $15,416.68
Disclosure

SEC source: 0000944075-25-000008 · primary_doc.xml · nonDerivative · entry 1

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,115

F1 · kind: Shares were acquired in the open market during a permitted trading window in accordance with the company's insider trading policy.

F2 · price: Shares were purchased in multiple transactions. The reported price reflects the weighted average price.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 01:05 UTC
MILLS KEVIN JDirector · Chief Executive Officer
GrantCommon Stock 23,600 $0.00 $0.00
Disclosure

SEC source: 0000944075-25-000005 · primary_doc.xml · nonDerivative · entry 3

MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,444

F3 · kind: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2026, 20% on February 1, 2027, 25% on February 1, 2028, and 40% on February 1, 2029.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 01:05 UTC
MILLS KEVIN JDirector · Chief Executive Officer
GrantCommon Stock 43,637 $0.00 $0.00
Disclosure

SEC source: 0000944075-25-000005 · primary_doc.xml · nonDerivative · entry 2

MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,844

F2 · kind: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee, with the shares vesting immediately on 2/1/2025.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 01:05 UTC
MILLS KEVIN JDirector · Chief Executive Officer
Disposition to issuerCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000944075-25-000005 · primary_doc.xml · nonDerivative · entry 1

MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,207

F1 · kind: This award of restricted shares of common stock and performance-based restricted shares of common stock was granted on May 3, 2022. The unvested restricted shares of common stock subject to this award were cancelled.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 00:41 UTC
OTT LEONARD LChief Information Officer
GrantCommon Stock 18,900 $0.00 $0.00
Disclosure

SEC source: 0000944075-25-000003 · primary_doc.xml · nonDerivative · entry 3

OTT LEONARD L · CIK 0001192169 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,084

F3 · kind: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2026, 20% on February 1, 2027, 25% on February 1, 2028, and 40% on February 1, 2029.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 00:41 UTC
OTT LEONARD LChief Information Officer
GrantCommon Stock 16,960 $0.00 $0.00
Disclosure

SEC source: 0000944075-25-000003 · primary_doc.xml · nonDerivative · entry 2

OTT LEONARD L · CIK 0001192169 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,184

F2 · kind: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee, with the shares vesting immediately on 2/1/2025.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 00:41 UTC
OTT LEONARD LChief Information Officer
Disposition to issuerCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000944075-25-000003 · primary_doc.xml · nonDerivative · entry 1

OTT LEONARD L · CIK 0001192169 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,224

F1 · kind: This award of restricted shares of common stock and performance-based restricted shares of common stock was granted on May 3, 2022. The unvested restricted shares of common stock subject to this award were cancelled.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 00:58 UTC
Holmes David A.Chief Business Officer
GrantCommon Stock 20,900 $0.00 $0.00
Disclosure

SEC source: 0000944075-25-000004 · primary_doc.xml · nonDerivative · entry 3

Holmes David A. · CIK 0001864423 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,330

F3 · kind: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2026, 20% on February 1, 2027, 25% on February 1, 2028, and 40% on February 1, 2029.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 00:58 UTC
Holmes David A.Chief Business Officer
GrantCommon Stock 28,579 $0.00 $0.00
Disclosure

SEC source: 0000944075-25-000004 · primary_doc.xml · nonDerivative · entry 2

Holmes David A. · CIK 0001864423 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,430

F2 · kind: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee, with the shares vesting immediately on 2/1/2025.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 00:58 UTC
Holmes David A.Chief Business Officer
Disposition to issuerCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000944075-25-000004 · primary_doc.xml · nonDerivative · entry 1

Holmes David A. · CIK 0001864423 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,851

F1 · kind: This award of restricted shares of common stock and performance-based restricted shares of common stock was granted on May 3, 2022. The unvested restricted shares of common stock subject to this award were cancelled.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 00:34 UTC
Zhao LynnDirector · Chief Financial Officer
GrantCommon Stock 18,900 $0.00 $0.00
Disclosure

SEC source: 0000944075-25-000002 · primary_doc.xml · nonDerivative · entry 3

Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,060

F3 · kind: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2026, 20% on February 1, 2027, 25% on February 1, 2028, and 40% on February 1, 2029.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 00:34 UTC
Zhao LynnDirector · Chief Financial Officer
GrantCommon Stock 16,960 $0.00 $0.00
Disclosure

SEC source: 0000944075-25-000002 · primary_doc.xml · nonDerivative · entry 2

Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,160

F2 · kind: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee, with the shares vesting immediately on 2/1/2025.

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February 01, 2025 Filed Feb 4, 2025 00:34 UTC
Zhao LynnDirector · Chief Financial Officer
Disposition to issuerCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000944075-25-000002 · primary_doc.xml · nonDerivative · entry 1

Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,200

F1 · kind: This award of restricted shares of common stock and performance-based restricted shares of common stock was granted on May 3, 2022. The unvested restricted shares of common stock subject to this award were cancelled.

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February 01, 2025 Filed Feb 4, 2025 00:27 UTC
Glaenzer EricChief Technology Officer
GrantCommon Stock 16,500 $0.00 $0.00
Disclosure

SEC source: 0000944075-25-000001 · primary_doc.xml · nonDerivative · entry 2

Glaenzer Eric · CIK 0002034608 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,763

F2 · kind: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2026, 20% on February 1, 2027, 25% on February 1, 2028, and 40% on February 1, 2029.

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February 01, 2025 Filed Feb 4, 2025 00:27 UTC
Glaenzer EricChief Technology Officer
GrantCommon Stock 15,463 $0.00 $0.00
Disclosure

SEC source: 0000944075-25-000001 · primary_doc.xml · nonDerivative · entry 1

Glaenzer Eric · CIK 0002034608 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,263

F1 · kind: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee, with the shares vesting immediately on 2/1/2025.

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November 29, 2024 Filed Dec 2, 2024 19:31 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.57 $7,827.50
Disclosure

SEC source: 0000944075-24-000097 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,591,651

Read SEC document
November 27, 2024 Filed Nov 27, 2024 21:39 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.48 $7,383.50
Disclosure

SEC source: 0000944075-24-000096 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,586,651

Read SEC document
November 26, 2024 Filed Nov 26, 2024 21:16 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.53 $7,644.00
Disclosure

SEC source: 0000944075-24-000095 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,581,651

Read SEC document
November 25, 2024 Filed Nov 26, 2024 21:16 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.50 $7,484.50
Disclosure

SEC source: 0000944075-24-000095 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,576,651

Read SEC document
November 22, 2024 Filed Nov 22, 2024 22:35 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.46 $7,294.50
Disclosure

SEC source: 0000944075-24-000094 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,571,651

Read SEC document
November 21, 2024 Filed Nov 22, 2024 22:35 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.49 $7,430.50
Disclosure

SEC source: 0000944075-24-000094 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,566,651

Read SEC document
November 20, 2024 Filed Nov 20, 2024 22:32 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.43 $7,148.50
Disclosure

SEC source: 0000944075-24-000092 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,561,651

Read SEC document
November 19, 2024 Filed Nov 20, 2024 22:32 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.40 $6,996.00
Disclosure

SEC source: 0000944075-24-000092 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,556,651

Read SEC document
November 18, 2024 Filed Nov 18, 2024 21:58 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.36 $6,802.50
Disclosure

SEC source: 0000944075-24-000090 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,551,651

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:58 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.31 $6,546.50
Disclosure

SEC source: 0000944075-24-000090 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,546,651

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.