Last 12 months
Inside the activity.
26 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 26 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2017 Filed Apr 4, 2017 17:19 UTC |
OTT LEONARD LVP Engineering & CTO
|
ConversionCommon | 11,544 | $2.90 | $33,477.60 |
DisclosureSEC source: 0000944075-17-000010 · primary_doc.xml · nonDerivative · entry 3 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:55 UTC |
OTT LEONARD LVP Engineering & CTO
|
GrantCommon stock option · Derivative | 12,000 | $0.00 Strike: $4.22 | $0.00 |
DisclosureSEC source: 0000944075-17-000011 · primary_doc.xml · derivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,162 Underlying: Common · 12,000 shares Expires 2027-04-03 F1 · derivative.exercise_date: Vests monthly over 48 months Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:25 UTC |
Lopez JamesVP Sales & Marketing
|
GrantCommon stock option · Derivative | 12,000 | $0.00 Strike: $4.22 | $0.00 |
DisclosureSEC source: 0000944075-17-000014 · primary_doc.xml · derivative · entry 1 Lopez James · CIK 0001621324 · VP Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,000 Underlying: Common · 12,000 shares Expires 2027-04-03 F1 · derivative.exercise_date: Vests monthly over 48 months Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:29 UTC |
MILLS KEVIN JDirector · President and CEO
|
GrantCommon stock option · Derivative | 16,000 | $0.00 Strike: $4.22 | $0.00 |
DisclosureSEC source: 0000944075-17-000015 · primary_doc.xml · derivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,774 Underlying: Common · 16,000 shares Expires 2027-04-03 F1 · derivative.exercise_date: Vests monthly over 48 months Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:18 UTC |
Baillif LeeVP of Operations
|
GrantCommon stock option · Derivative | 12,000 | $0.00 Strike: $4.22 | $0.00 |
DisclosureSEC source: 0000944075-17-000013 · primary_doc.xml · derivative · entry 1 Baillif Lee · CIK 0001391340 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,354 Underlying: Common · 12,000 shares Expires 2027-04-03 F1 · derivative.exercise_date: Vests monthly over 48 months Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:13 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
GrantCommon stock option · Derivative | 12,000 | $0.00 Strike: $4.22 | $0.00 |
DisclosureSEC source: 0000944075-17-000012 · primary_doc.xml · derivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,119 Underlying: Common · 12,000 shares Expires 2027-04-03 F1 · derivative.exercise_date: Vests monthly over 48 months Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:19 UTC |
OTT LEONARD LVP Engineering & CTO
|
OtherCommon stock option · Derivative | 3,211 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0000944075-17-000010 · primary_doc.xml · derivative · entry 5 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,228 Underlying: Common · 3,211 shares Expires 2020-07-01 F1 · derivative.exercise_date: Vests monthly over 48 months Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:19 UTC |
OTT LEONARD LVP Engineering & CTO
|
Disposition to issuerCommon | 3,211 | $4.17 | $13,389.87 |
DisclosureSEC source: 0000944075-17-000010 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:19 UTC |
OTT LEONARD LVP Engineering & CTO
|
ConversionCommon | 3,211 | $2.95 | $9,472.45 |
DisclosureSEC source: 0000944075-17-000010 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 19:37 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
OtherCommon stock option · Derivative | 4,071 | $0.95 Strike: $0.95 | $3,867.45 |
DisclosureSEC source: 0000944075-17-000006 · primary_doc.xml · derivative · entry 6 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,119 Underlying: Common · 4,071 shares Expires 2024-03-03 F2 · derivative.exercise_date: Monthly vesting Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 19:37 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
Disposition to issuerCommon | 4,071 | $4.52 | $18,400.51 |
DisclosureSEC source: 0000944075-17-000006 · primary_doc.xml · nonDerivative · entry 4 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 19:37 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
ConversionCommon | 4,071 | $0.95 | $3,867.45 |
DisclosureSEC source: 0000944075-17-000006 · primary_doc.xml · nonDerivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 18:48 UTC |
MILLS KEVIN JDirector · President and CEO
|
SaleCommon | 4,096 | $4.48 | $18,350.08 |
DisclosureSEC source: 0000944075-17-000005 · primary_doc.xml · nonDerivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,941 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 19:37 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
OtherCommon stock option · Derivative | 929 | $0.95 Strike: $0.95 | $882.55 |
DisclosureSEC source: 0000944075-17-000006 · primary_doc.xml · derivative · entry 5 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,190 Underlying: Common · 929 shares Expires 2024-03-03 F2 · derivative.exercise_date: Monthly vesting Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 19:37 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
Disposition to issuerCommon | 929 | $4.50 | $4,180.50 |
DisclosureSEC source: 0000944075-17-000006 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 19:37 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
ConversionCommon | 929 | $0.95 | $882.55 |
DisclosureSEC source: 0000944075-17-000006 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 18:48 UTC |
MILLS KEVIN JDirector · President and CEO
|
SaleCommon | 904 | $4.48 | $4,049.92 |
DisclosureSEC source: 0000944075-17-000005 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,037 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:44 UTC |
OTT LEONARD LVP Engineering $ CTO
|
OtherCommon stock option · Derivative | 11 | $3.04 Strike: $3.04 | $33.44 |
DisclosureSEC source: 0000944075-17-000004 · primary_doc.xml · derivative · entry 6 OTT LEONARD L · CIK 0001192169 · VP Engineering $ CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,439 Underlying: Common · 11 shares Expires 2020-07-01 F1 · derivative.exercise_date: Monthly vesting Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:44 UTC |
OTT LEONARD LVP Engineering $ CTO
|
Disposition to issuerCommon | 11 | $4.10 | $45.10 |
DisclosureSEC source: 0000944075-17-000004 · primary_doc.xml · nonDerivative · entry 4 OTT LEONARD L · CIK 0001192169 · VP Engineering $ CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:44 UTC |
OTT LEONARD LVP Engineering $ CTO
|
ConversionCommon | 11 | $3.04 | $33.44 |
DisclosureSEC source: 0000944075-17-000004 · primary_doc.xml · nonDerivative · entry 3 OTT LEONARD L · CIK 0001192169 · VP Engineering $ CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Feb 27, 2017 20:14 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
OtherCommon stock option · Derivative | 6,800 | $1.08 Strike: $1.08 | $7,344.00 |
DisclosureSEC source: 0000944075-17-000003 · primary_doc.xml · derivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,119 Underlying: Common · 6,800 shares Expires 2022-11-09 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 27, 2017 Filed Feb 27, 2017 20:14 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
SaleCommon | 6,800 | $4.30 | $29,240.00 |
DisclosureSEC source: 0000944075-17-000003 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
| February 27, 2017 Filed Feb 27, 2017 20:14 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
ConversionCommon | 6,800 | $1.08 | $7,344.00 |
DisclosureSEC source: 0000944075-17-000003 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 19:44 UTC |
OTT LEONARD LVP Engineering $ CTO
|
OtherCommon stock option · Derivative | 4,637 | $2.74 Strike: $2.74 | $12,705.38 |
DisclosureSEC source: 0000944075-17-000004 · primary_doc.xml · derivative · entry 5 OTT LEONARD L · CIK 0001192169 · VP Engineering $ CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,450 Underlying: Common · 4,637 shares Expires 2020-06-01 F1 · derivative.exercise_date: Monthly vesting Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 19:44 UTC |
OTT LEONARD LVP Engineering $ CTO
|
Disposition to issuerCommon | 4,637 | $4.32 | $20,016.54 |
DisclosureSEC source: 0000944075-17-000004 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · VP Engineering $ CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 19:44 UTC |
OTT LEONARD LVP Engineering $ CTO
|
ConversionCommon | 4,637 | $2.74 | $12,705.38 |
DisclosureSEC source: 0000944075-17-000004 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering $ CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 17:36 UTC |
MILLS KEVIN JDirector · President and CEO
|
GiftCommon | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-17-000001 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,941 Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 17:34 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
OtherCommon stock option · Derivative | 5,000 | $1.04 Strike: $1.04 | $5,200.00 |
DisclosureSEC source: 0000944075-16-000091 · primary_doc.xml · derivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,919 Underlying: Common · 5,000 shares Expires 2023-04-01 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 17:34 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
SaleCommon | 5,000 | $4.00 | $20,000.00 |
DisclosureSEC source: 0000944075-16-000091 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 F1 · kind: Automatic sale 10b5-1 plan dated 6/13/16. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 17:34 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
ConversionCommon | 5,000 | $1.04 | $5,200.00 |
DisclosureSEC source: 0000944075-16-000091 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 17:41 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
OtherCommon stock option · Derivative | 1,300 | $1.04 Strike: $1.04 | $1,352.00 |
DisclosureSEC source: 0000944075-16-000090 · primary_doc.xml · derivative · entry 6 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,919 Underlying: Common · 1,300 shares Expires 2023-04-01 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 17:41 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
Disposition to issuerCommon | 1,300 | $3.28 | $4,264.00 |
DisclosureSEC source: 0000944075-16-000090 · primary_doc.xml · nonDerivative · entry 4 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 17:41 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
ConversionCommon | 1,300 | $1.04 | $1,352.00 |
DisclosureSEC source: 0000944075-16-000090 · primary_doc.xml · nonDerivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 17:41 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
OtherCommon stock option · Derivative | 3,400 | $1.04 Strike: $1.04 | $3,536.00 |
DisclosureSEC source: 0000944075-16-000090 · primary_doc.xml · derivative · entry 5 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,219 Underlying: Common · 3,400 shares Expires 2023-04-01 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 17:41 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
Disposition to issuerCommon | 3,400 | $3.22 | $10,948.00 |
DisclosureSEC source: 0000944075-16-000090 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 17:41 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
ConversionCommon | 3,400 | $1.04 | $3,536.00 |
DisclosureSEC source: 0000944075-16-000090 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:29 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
OtherCommon stock option · Derivative | 300 | $1.04 Strike: $1.04 | $312.00 |
DisclosureSEC source: 0000944075-16-000089 · primary_doc.xml · derivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,619 Underlying: Common · 300 shares Expires 2023-04-01 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:29 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
Disposition to issuerCommon | 300 | $3.38 | $1,014.00 |
DisclosureSEC source: 0000944075-16-000089 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:29 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
ConversionCommon | 300 | $1.04 | $312.00 |
DisclosureSEC source: 0000944075-16-000089 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2016 Filed Oct 26, 2016 21:06 UTC |
MILLS KEVIN JDirector · President and CEO
|
OtherCommon stock option · Derivative | 21,560 | $1.96 Strike: $1.96 | $42,257.60 |
DisclosureSEC source: 0000944075-16-000083 · primary_doc.xml · derivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,774 Underlying: Common Stock · 21,560 shares Expires 2019-02-23 F1 · derivative.exercise_date: Grant dated 2/23/2009 vested monthly over 4 years. Read SEC document |
| October 25, 2016 Filed Oct 26, 2016 21:06 UTC |
MILLS KEVIN JDirector · President and CEO
|
Tax withholdingCommon Stock | 21,560 | $1.96 | $42,257.60 |
DisclosureSEC source: 0000944075-16-000083 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,943 Read SEC document |
| October 25, 2016 Filed Nov 14, 2016 23:41 UTC Amendment |
MILLS KEVIN JDirector · President and CEO
|
OtherCommon stock option · Derivative | 21,560 | $1.96 Strike: $1.96 | $42,257.60 |
DisclosureSEC source: 0000944075-16-000087 · primary_doc.xml · derivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,774 Underlying: Common Stock · 21,560 shares Expires 2019-02-23 F2 · derivative.exercise_date: Grant dated 2/23/2009 vested monthly over 4 years. Read SEC document |
| October 25, 2016 Filed Nov 14, 2016 23:41 UTC Amendment |
MILLS KEVIN JDirector · President and CEO
|
Tax withholdingCommon Stock | 21,560 | $1.96 | $42,257.60 |
DisclosureSEC source: 0000944075-16-000087 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,941 F1 · balance_after: Amends Amount of Securities Beneficially Owned Following Reported Transaction reported as 172,943. Read SEC document |
| April 27, 2011 Filed Mar 12, 2021 22:22 UTC |
BASS CHARLIEDirector
|
OtherCommon Stock Option · Derivative | 10,000 | $2.10 Strike: $2.10 | $21,000.00 |
DisclosureSEC source: 0000944075-21-000021 · primary_doc.xml · derivative · entry 2 BASS CHARLIE · CIK 0001192161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,500 Underlying: Common · 10,000 shares Expires 2021-04-27 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing April 27, 2011. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.