SCHW

SEC source: 0001950787-25-000009 · wk-form4_1744066973.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 1,547,740.6599

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $74.145 to 75.14. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0002031313-25-000011 · wk-form4_1743641218.xml · nonDerivative · entry 2

Woolway Paul V · CIK 0002031313 · MD, Chief Banking Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 45,824.1078

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 15, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $77.935 to $77.99. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0002031313-25-000011 · wk-form4_1743641218.xml · nonDerivative · entry 1

Woolway Paul V · CIK 0002031313 · MD, Chief Banking Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 46,224.1078

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 15, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $76.88 to $77.775. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001171694-25-000004 · wk-form4_1743720536.xml · derivative · entry 2

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,078

Underlying: Common Stock · 1,078 shares

Expires 2035-04-01

F7 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

F6 · derivative.exercise_date: The option was received pursuant to the Plan and vests immediately.

SEC source: 0001171694-25-000004 · wk-form4_1743720536.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,579.01

Underlying: Common Stock · 266 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F5 · balance_after: Includes 508.34 RSUs acquired through dividend reinvestment.

SEC source: 0001561563-25-000004 · wk-form4_1743721653.xml · derivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,220.87

Underlying: Common Stock · 435 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F5 · balance_after: Includes 36.97 RSUs acquired through dividend reinvestment.

SEC source: 0001739929-25-000006 · wk-form4_1743719997.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,567

Underlying: Common Stock · 1,567 shares

Expires 2035-04-01

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

SEC source: 0001804183-25-000005 · wk-form4_1743722386.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,094.51

Underlying: Common Stock · 483 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 19.23 RSUs acquired through dividend reinvestment.

SEC source: 0001533741-25-000003 · wk-form4_1743633883.xml · nonDerivative · entry 1

Ricketts Todd M · CIK 0001533741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,805

SEC source: 0002031313-25-000008 · wk-form4_1743113337.xml · derivative · entry 3

Woolway Paul V · CIK 0002031313 · MD, Chief Banking Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,227

Underlying: Common Stock · 8,614 shares

Expires 2030-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0002031313-25-000008 · wk-form4_1743113337.xml · nonDerivative · entry 2

Woolway Paul V · CIK 0002031313 · MD, Chief Banking Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 49,204.1078

F4 · price: The transaction was executed in multiple trades at prices ranging from $80.00 to $80.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

F3 · balance_after: Includes the contribution of 9,887 shares to a trust.

SEC source: 0002031313-25-000008 · wk-form4_1743113337.xml · nonDerivative · entry 1

Woolway Paul V · CIK 0002031313 · MD, Chief Banking Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 15, 2024.

F2 · balance_after: Reflects the contribution of 8,614 shares received upon exercise of the option to a trust.

F3 · balance_after: Includes the contribution of 9,887 shares to a trust.

SEC source: 0001739929-25-000004 · wk-form4_1742259050.xml · derivative · entry 4

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,584 shares

Expires 2029-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001739929-25-000004 · wk-form4_1742259050.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,149.8422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an acquisition of 8,584 shares received pursuant to a cash exercise and hold transaction.

F2 · balance_after: Includes 67.3788 shares acquired through dividend reinvestment.

SEC source: 0001733065-25-000004 · wk-form4_1741653761.xml · nonDerivative · entry 1

Craig Jonathan M. · CIK 0001733065 · MD, Head of Investor Services

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2024.

F2 · price: The transaction was executed in multiple trades at prices ranging from $75.245 to $75.90. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001950787-25-000007 · wk-form4_1741654013.xml · nonDerivative · entry 2

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Spouse as Trustee

Disclosed balance after: 515,329

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $75.26 to $75.90. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001950787-25-000007 · wk-form4_1741654013.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 1,559,993.6599

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $75.25 to 75.90. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001649599-25-000004 · wk-form4_1741390571.xml · nonDerivative · entry 1

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,091.5208

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 23, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $75.045 to $75.69. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0002031313-25-000004 · wk-form4_1741391240.xml · nonDerivative · entry 1

Woolway Paul V · CIK 0002031313 · MD, Chief Banking Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 47,931.1078

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 15, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $75.02 to $75.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000923738-25-000012 · wk-form4_1741135688.xml · derivative · entry 7

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,200

Underlying: Common Stock · 91,200 shares

Expires 2035-03-03

F4 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0000923738-25-000012 · wk-form4_1741135688.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

F3 · balance_after: Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSU's to a living trust.

SEC source: 0001296479-25-000005 · wk-form4_1741138636.xml · derivative · entry 6

Bettinger Walter W · CIK 0001296479 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,440

Underlying: Common Stock · 52,440 shares

Expires 2035-03-03

F5 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001296479-25-000005 · wk-form4_1741138636.xml · nonDerivative · entry 2

Bettinger Walter W · CIK 0001296479 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 956,133.022

F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

SEC source: 0001649599-25-000002 · wk-form4_1741140662.xml · derivative · entry 4

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,216

Underlying: Common Stock · 39,216 shares

Expires 2035-03-03

F4 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001649599-25-000002 · wk-form4_1741140662.xml · nonDerivative · entry 2

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,320.5208

F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

SEC source: 0001733065-25-000002 · wk-form4_1741140507.xml · derivative · entry 6

Craig Jonathan M. · CIK 0001733065 · MD, Head of Investor Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,559

Underlying: Common Stock · 28,668 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001733065-25-000002 · wk-form4_1741140507.xml · derivative · entry 5

Craig Jonathan M. · CIK 0001733065 · MD, Head of Investor Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,840

Underlying: Common Stock · 63,840 shares

Expires 2035-03-03

F7 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001733065-25-000002 · wk-form4_1741140507.xml · nonDerivative · entry 4

Craig Jonathan M. · CIK 0001733065 · MD, Head of Investor Services

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 23,258

F4 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on October 31, 2024.

F6 · price: The transaction was executed in multiple trades at prices ranging from $78.96 to $79.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

F5 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable living trust.

SEC source: 0001733065-25-000002 · wk-form4_1741140507.xml · nonDerivative · entry 3

Craig Jonathan M. · CIK 0001733065 · MD, Head of Investor Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on October 31, 2024.

F5 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable living trust.

SEC source: 0001733065-25-000002 · wk-form4_1741140507.xml · nonDerivative · entry 2

Craig Jonathan M. · CIK 0001733065 · MD, Head of Investor Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

F3 · balance_after: Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a revocable living trust.

SEC source: 0001792910-25-000004 · wk-form4_1741135983.xml · derivative · entry 5

Morgan Peter J. III · CIK 0001792910 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,360

Underlying: Common Stock · 27,360 shares

Expires 2035-03-03

F4 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001792910-25-000004 · wk-form4_1741135983.xml · nonDerivative · entry 2

Morgan Peter J. III · CIK 0001792910 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,176

F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

SEC source: 0001889263-25-000002 · wk-form4_1741138817.xml · derivative · entry 4

Wurster Richard A · CIK 0001889263 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,419

Underlying: Common Stock · 231,419 shares

Expires 2035-03-03

F4 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001889263-25-000002 · wk-form4_1741138817.xml · nonDerivative · entry 2

Wurster Richard A · CIK 0001889263 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,911

F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

SEC source: 0002028977-25-000002 · wk-form4_1741140869.xml · derivative · entry 4

Beatty Jonathan S · CIK 0002028977 · MD, Head of Advisor Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,096

Underlying: Common Stock · 30,096 shares

Expires 2035-03-03

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0002031313-25-000002 · wk-form4_1741139001.xml · derivative · entry 7

Woolway Paul V · CIK 0002031313 · MD, Chief Banking Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,064

Underlying: Common Stock · 20,064 shares

Expires 2035-03-03

F6 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0002031313-25-000002 · wk-form4_1741139001.xml · nonDerivative · entry 3

Woolway Paul V · CIK 0002031313 · MD, Chief Banking Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 57,818.1078

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 15, 2024.

F4 · price: The transaction was executed in multiple trades at prices ranging from $78.96 to $79.705. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

SEC source: 0002031313-25-000002 · wk-form4_1741139001.xml · nonDerivative · entry 2

Woolway Paul V · CIK 0002031313 · MD, Chief Banking Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,040

F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

SEC source: 0002034140-25-000002 · wk-form4_1741141043.xml · derivative · entry 1

Verdeschi Michael D · CIK 0002034140 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,344

Underlying: Common Stock · 79,344 shares

Expires 2035-03-03

F1 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0000923738-25-000012 · wk-form4_1741135688.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,263

F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2024.

SEC source: 0001296479-25-000005 · wk-form4_1741138636.xml · nonDerivative · entry 1

Bettinger Walter W · CIK 0001296479 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,052,672.022

F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2024.

SEC source: 0001649599-25-000002 · wk-form4_1741140662.xml · nonDerivative · entry 1

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,597.5208

F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2024.

SEC source: 0001733065-25-000002 · wk-form4_1741140507.xml · nonDerivative · entry 1

Craig Jonathan M. · CIK 0001733065 · MD, Head of Investor Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,409

F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2024.

SEC source: 0001792910-25-000004 · wk-form4_1741135983.xml · nonDerivative · entry 1

Morgan Peter J. III · CIK 0001792910 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,554

F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2024.

SEC source: 0001889263-25-000002 · wk-form4_1741138817.xml · nonDerivative · entry 1

Wurster Richard A · CIK 0001889263 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,519

F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2024.

SEC source: 0002028977-25-000002 · wk-form4_1741140869.xml · nonDerivative · entry 2

Beatty Jonathan S · CIK 0002028977 · MD, Head of Advisor Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,375

F1 · kind: Shares withheld for taxes upon the settlement of restricted stock units granted to the reporting person.

SEC source: 0002028977-25-000002 · wk-form4_1741140869.xml · nonDerivative · entry 1

Beatty Jonathan S · CIK 0002028977 · MD, Head of Advisor Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0002031313-25-000002 · wk-form4_1741139001.xml · nonDerivative · entry 1

Woolway Paul V · CIK 0002031313 · MD, Chief Banking Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,407

F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2024.

SEC source: 0000923738-25-000010 · wk-form4_1741047466.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 59,968,250

F1 · price: This transaction was executed in multiple trades at prices ranging from $79.00 to $79.33. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Reflects a transfer of shares between trusts.

SEC source: 0000923738-25-000008 · wk-form4_1740529741.xml · nonDerivative · entry 4

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Spouse as Trustee

Disclosed balance after: 7,347,842.33