SCHW

SEC source: 0001389181-08-000010 · edgar.xml · derivative · entry 6

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,622 shares

Expires 2011-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001389181-08-000010 · edgar.xml · nonDerivative · entry 5

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,515.21

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2008.

F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 8,357.31 shares held by a 401(k) and 4,853.20 shares held by an ESOP.

SEC source: 0001389181-08-000010 · edgar.xml · nonDerivative · entry 4

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,326.21

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2008.

SEC source: 0001389181-08-000010 · edgar.xml · nonDerivative · entry 3

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,667.21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001389181-08-000010 · edgar.xml · nonDerivative · entry 2

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,856.21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001389181-08-000010 · edgar.xml · nonDerivative · entry 1

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,759.21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001389181-08-000008 · edgar.xml · derivative · entry 11

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,978 shares

Expires 2009-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001389181-08-000008 · edgar.xml · derivative · entry 10

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,978 shares

Expires 2009-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001389181-08-000008 · edgar.xml · nonDerivative · entry 6

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,515.21

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2008.

F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 8,357.31 shares held by a 401(k) and 4,853.20 shares held by an ESOP.

SEC source: 0001389181-08-000008 · edgar.xml · nonDerivative · entry 5

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,471.21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001389181-08-000008 · edgar.xml · derivative · entry 9

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,761 shares

Expires 2011-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001389181-08-000008 · edgar.xml · derivative · entry 8

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,711 shares

Expires 2011-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001389181-08-000008 · edgar.xml · derivative · entry 7

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,445 shares

Expires 2011-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001389181-08-000008 · edgar.xml · nonDerivative · entry 4

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,515.21

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2008.

SEC source: 0001389181-08-000008 · edgar.xml · nonDerivative · entry 3

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,860.21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001389181-08-000008 · edgar.xml · nonDerivative · entry 2

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,099.21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001389181-08-000008 · edgar.xml · nonDerivative · entry 1

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,388.21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001311478-08-000002 · edgar.xml · nonDerivative · entry 2

Goldman Charles G · CIK 0001311478 · EVP/COO, Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,537

F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 36,775 shares of company stock and an indirect beneficial ownership interest in 729 shares held through an employee stock purchase plan.

SEC source: 0001311478-08-000002 · edgar.xml · nonDerivative · entry 1

Goldman Charles G · CIK 0001311478 · EVP/COO, Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,137

SEC source: 0001276501-08-000002 · edgar.xml · derivative · entry 6

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,440 shares

Expires 2009-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001276501-08-000002 · edgar.xml · derivative · entry 5

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,740 shares

Expires 2009-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001276501-08-000002 · edgar.xml · derivative · entry 4

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,740

Underlying: Common Stock · 700 shares

Expires 2009-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001276501-08-000002 · edgar.xml · nonDerivative · entry 3

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,896

F1 · price: This transaction was executed in multiple trades at prices ranging from $24.15 to $24.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 553.89 shares held by an ESOP.

SEC source: 0001276501-08-000002 · edgar.xml · nonDerivative · entry 2

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001276501-08-000002 · edgar.xml · nonDerivative · entry 1

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001389181-08-000006 · edgar.xml · nonDerivative · entry 1

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,943.21

F1 · balance_after: The reporting person also has an indirect beneficial ownership interest in 8,353.27 shares held by a 401(k) and 4,857 shares held by an ESOP.

SEC source: 0000923738-08-000016 · edgar.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,649,020

F1 · balance_after: Includes 1,848,509 shares previously held through the ESOP which were distributed to the reporting person on August 26, 2008 and are now owned directly.

F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 135,336,887 shares held in trust, 39,350,941 shares held by an LLC, 7,085,465 shares held by his spouse, and 2,355,329 shares held by a limited partnership.

SEC source: 0001311379-08-000004 · edgar.xml · derivative · entry 3

Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,422

Underlying: Common Stock · 30,000 shares

Expires 2011-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001311379-08-000004 · edgar.xml · nonDerivative · entry 2

Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,011

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.75 to $22.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001311379-08-000004 · edgar.xml · nonDerivative · entry 1

Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001296424-08-000005 · edgar.xml · nonDerivative · entry 1

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,133

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.745 to $23.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 5,705 shares held in a trust for her daughter, 5,705 shares held in a trust for her son, and 1,133 shares held by an ESOP.

SEC source: 0000902189-08-000004 · edgar.xml · derivative · entry 16

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,955 shares

Expires 2017-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000902189-08-000004 · edgar.xml · derivative · entry 15

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,622 shares

Expires 2016-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000902189-08-000004 · edgar.xml · derivative · entry 14

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,244 shares

Expires 2015-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000902189-08-000004 · edgar.xml · derivative · entry 13

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,244 shares

Expires 2014-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000902189-08-000004 · edgar.xml · derivative · entry 12

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,244 shares

Expires 2013-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000902189-08-000004 · edgar.xml · derivative · entry 11

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,907 shares

Expires 2012-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000902189-08-000004 · edgar.xml · derivative · entry 10

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,111 shares

Expires 2011-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000902189-08-000004 · edgar.xml · derivative · entry 9

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,028 shares

Expires 2011-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001188400-08-000005 · edgar.xml · nonDerivative · entry 1

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,555

F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 11,894 shares of company common stock.

SEC source: 0001296424-08-000003 · edgar.xml · nonDerivative · entry 1

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,618

F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 5,705 shares held in a trust for her daughter, 5,705 shares held in a trust for her son, and 1,133 shares held by an ESOP.

SEC source: 0001171694-08-000009 · edgar.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,198

Underlying: Common Stock · 1,198 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

SEC source: 0001188402-08-000009 · edgar.xml · derivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,379

Underlying: Common Stock · 3,379 shares

Expires 2018-07-01

F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan II and vest immediately.

SEC source: 0001193024-08-000008 · edgar.xml · derivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018

Underlying: Common Stock · 1,018 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

SEC source: 0001188402-08-000016 · edgar.xml · derivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,695

Underlying: Common Stock · 3,695 shares

Expires 2018-07-01

F1 · shares: The number of options on the reporting person's original Form 4 was reported incorrectly.

SEC source: 0000902189-08-000004 · edgar.xml · nonDerivative · entry 8

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,591,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 21,205 shares of company common stock.

SEC source: 0000902189-08-000004 · edgar.xml · nonDerivative · entry 7

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,589,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000902189-08-000004 · edgar.xml · nonDerivative · entry 6

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,587,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000902189-08-000004 · edgar.xml · nonDerivative · entry 5

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,581,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000902189-08-000004 · edgar.xml · nonDerivative · entry 4

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,576,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.