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SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
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2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2011 Filed May 23, 2011 14:45 UTC GrantNonqualified Stock Option (right to buy) · Derivative 11,344 $0.00 Strike: $17.62 $0.00
Disclosure

SEC source: 0001225208-11-014955 · doc4.xml · derivative · entry 3

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,344

Underlying: Common Stock · 11,344 shares

Expires 2021-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2011 Filed May 23, 2011 14:45 UTC GrantCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-014955 · doc4.xml · nonDerivative · entry 1

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,378

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2011 Filed May 23, 2011 14:48 UTC GrantNonqualified Stock Option (right to buy) · Derivative 11,344 $0.00 Strike: $17.62 $0.00
Disclosure

SEC source: 0001225208-11-014956 · doc4.xml · derivative · entry 4

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,344

Underlying: Common Stock · 11,344 shares

Expires 2021-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2011 Filed May 23, 2011 14:48 UTC GrantCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-014956 · doc4.xml · nonDerivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,323

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2011 Filed May 23, 2011 14:51 UTC GrantNonqualified Stock Option (right to buy) · Derivative 11,344 $0.00 Strike: $17.62 $0.00
Disclosure

SEC source: 0001225208-11-014957 · doc4.xml · derivative · entry 4

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,344

Underlying: Common Stock · 11,344 shares

Expires 2021-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2011 Filed May 23, 2011 14:51 UTC GrantCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-014957 · doc4.xml · nonDerivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,323

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2011 Filed May 23, 2011 14:54 UTC GrantNonqualified Stock Option (right to buy) · Derivative 11,344 $0.00 Strike: $17.62 $0.00
Disclosure

SEC source: 0001225208-11-014958 · doc4.xml · derivative · entry 3

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,344

Underlying: Common Stock · 11,344 shares

Expires 2021-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2011 Filed May 23, 2011 14:54 UTC GrantCommon Stock 4,677 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-014958 · doc4.xml · nonDerivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,027

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2011 Filed May 23, 2011 14:56 UTC
Sarin ArunDirector
GrantNonqualified Stock Option (right to buy) · Derivative 11,344 $0.00 Strike: $17.62 $0.00
Disclosure

SEC source: 0001225208-11-014959 · doc4.xml · derivative · entry 3

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,344

Underlying: Common Stock · 11,344 shares

Expires 2021-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2011 Filed May 23, 2011 14:56 UTC
Sarin ArunDirector
GrantCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-014959 · doc4.xml · nonDerivative · entry 1

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,543

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2011 Filed May 23, 2011 14:59 UTC GrantNonqualified Stock Option (right to buy) · Derivative 11,344 $0.00 Strike: $17.62 $0.00
Disclosure

SEC source: 0001225208-11-014960 · doc4.xml · derivative · entry 3

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,344

Underlying: Common Stock · 11,344 shares

Expires 2021-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2011 Filed May 23, 2011 14:59 UTC GrantCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-014960 · doc4.xml · nonDerivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,323

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2011 Filed May 23, 2011 15:01 UTC GrantNonqualified Stock Option (right to buy) · Derivative 11,344 $0.00 Strike: $17.62 $0.00
Disclosure

SEC source: 0001225208-11-014961 · doc4.xml · derivative · entry 4

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,344

Underlying: Common Stock · 11,344 shares

Expires 2021-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2011 Filed May 23, 2011 15:01 UTC GrantCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-014961 · doc4.xml · nonDerivative · entry 1

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,323

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2011 Filed May 23, 2011 15:03 UTC GrantNonqualified Stock Option (right to buy) · Derivative 11,344 $0.00 Strike: $17.62 $0.00
Disclosure

SEC source: 0001225208-11-014962 · doc4.xml · derivative · entry 3

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,344

Underlying: Common Stock · 11,344 shares

Expires 2021-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2011 Filed May 23, 2011 15:03 UTC GrantCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-014962 · doc4.xml · nonDerivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,112

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2011 Filed May 19, 2011 20:35 UTC Tax withholdingCommon Stock 2,320 $17.50 $40,600.00
Disclosure

SEC source: 0001225208-11-014824 · doc4.xml · nonDerivative · entry 1

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,056

Read SEC document
May 10, 2011 Filed May 12, 2011 18:42 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 63,353 $14.32 Strike: $14.32 $907,202.29
Disclosure

SEC source: 0001225208-11-014120 · doc4.xml · derivative · entry 5

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 63,353 shares

Expires 2011-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2011 Filed May 12, 2011 18:42 UTC Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,727 $14.32 Strike: $14.32 $39,050.09
Disclosure

SEC source: 0001225208-11-014120 · doc4.xml · derivative · entry 4

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,727 shares

Expires 2011-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2011 Filed May 12, 2011 18:42 UTC SaleCommon Stock 66,080 $18.20 $1,202,847.63
Disclosure

SEC source: 0001225208-11-014120 · doc4.xml · nonDerivative · entry 2

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,376

F1 · price: This transaction was executed in multiple trades at prices ranging from $18.19 to $18.22. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 10, 2011 Filed May 12, 2011 18:42 UTC Exercise / conversionCommon Stock 66,080 $14.32 $946,252.38
Disclosure

SEC source: 0001225208-11-014120 · doc4.xml · nonDerivative · entry 1

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2011 Filed Apr 27, 2011 18:45 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 176,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-012319 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 129,461,887

Read SEC document
April 26, 2011 Filed Apr 27, 2011 18:45 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 90,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-012319 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 129,637,887

Read SEC document
April 25, 2011 Filed Apr 26, 2011 18:48 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 2,000,000 $18.47 $36,937,400.00
Disclosure

SEC source: 0001225208-11-012235 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 129,728,387

F1 · price: This transaction was executed in multiple trades at prices ranging from $18.3575 to $18.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 21, 2011 Filed Apr 22, 2011 17:51 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 1,000,000 $18.72 $18,715,600.00
Disclosure

SEC source: 0001225208-11-012157 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 131,728,387

F1 · price: This transaction was executed in multiple trades at prices ranging from $18.64 to $18.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 21, 2011 Filed Apr 22, 2011 17:51 UTC
Brigeman Benjamin LEVP - Investor Services
SaleCommon Stock 40,717 $18.79 $765,227.15
Disclosure

SEC source: 0001225208-11-012158 · doc4.xml · nonDerivative · entry 1

Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 71,877.87

F1 · price: This transaction was executed in multiple trades at prices ranging from $18.655 to $18.89. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 21, 2011 Filed Apr 22, 2011 17:51 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 52,636 $0.00 Strike: $8.76 $0.00
Disclosure

SEC source: 0001225208-11-012159 · doc4.xml · derivative · entry 5

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,636 shares

Expires 2011-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2011 Filed Apr 22, 2011 17:51 UTC SaleCommon Stock 45,786 $18.84 $862,608.24
Disclosure

SEC source: 0001225208-11-012159 · doc4.xml · nonDerivative · entry 3

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,376

Read SEC document
April 21, 2011 Filed Apr 22, 2011 17:51 UTC SaleCommon Stock 6,850 $18.85 $129,122.50
Disclosure

SEC source: 0001225208-11-012159 · doc4.xml · nonDerivative · entry 2

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,162

Read SEC document
April 21, 2011 Filed Apr 22, 2011 17:51 UTC Exercise / conversionCommon Stock 52,636 $8.76 $461,180.84
Disclosure

SEC source: 0001225208-11-012159 · doc4.xml · nonDerivative · entry 1

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2011 Filed Apr 22, 2011 17:51 UTC
Dwyer Carrie EEVP and General Counsel
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 78,667 $0.00 Strike: $9.26 $0.00
Disclosure

SEC source: 0001225208-11-012160 · doc4.xml · derivative · entry 15

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,667 shares

Expires 2012-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2011 Filed Apr 22, 2011 17:51 UTC
Dwyer Carrie EEVP and General Counsel
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 25,593 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0001225208-11-012160 · doc4.xml · derivative · entry 14

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,593 shares

Expires 2011-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2011 Filed Apr 22, 2011 17:51 UTC
Dwyer Carrie EEVP and General Counsel
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 127,965 $0.00 Strike: $14.32 $0.00
Disclosure

SEC source: 0001225208-11-012160 · doc4.xml · derivative · entry 13

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 127,965 shares

Expires 2011-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2011 Filed Apr 22, 2011 17:51 UTC
Dwyer Carrie EEVP and General Counsel
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 19,666 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001225208-11-012160 · doc4.xml · derivative · entry 12

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,666 shares

Expires 2012-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2011 Filed Apr 22, 2011 17:51 UTC
Dwyer Carrie EEVP and General Counsel
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 6,555 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001225208-11-012160 · doc4.xml · derivative · entry 11

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,555 shares

Expires 2012-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2011 Filed Apr 22, 2011 17:51 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 205,831 $18.74 $3,856,449.62
Disclosure

SEC source: 0001225208-11-012160 · doc4.xml · nonDerivative · entry 6

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 241,624

F1 · price: This transaction was executed in multiple trades at prices ranging from $18.6675 to $18.825. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 21, 2011 Filed Apr 22, 2011 17:51 UTC
Dwyer Carrie EEVP and General Counsel
Exercise / conversionCommon Stock 6,555 $12.50 $81,929.63
Disclosure

SEC source: 0001225208-11-012160 · doc4.xml · nonDerivative · entry 5

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 447,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2011 Filed Apr 22, 2011 17:51 UTC
Dwyer Carrie EEVP and General Counsel
Exercise / conversionCommon Stock 19,666 $12.50 $245,801.40
Disclosure

SEC source: 0001225208-11-012160 · doc4.xml · nonDerivative · entry 4

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 440,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2011 Filed Apr 22, 2011 17:51 UTC
Dwyer Carrie EEVP and General Counsel
Exercise / conversionCommon Stock 25,593 $9.72 $248,879.13
Disclosure

SEC source: 0001225208-11-012160 · doc4.xml · nonDerivative · entry 3

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 421,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2011 Filed Apr 22, 2011 17:51 UTC
Dwyer Carrie EEVP and General Counsel
Exercise / conversionCommon Stock 78,667 $9.26 $728,244.02
Disclosure

SEC source: 0001225208-11-012160 · doc4.xml · nonDerivative · entry 2

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 395,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2011 Filed Apr 22, 2011 17:51 UTC
Dwyer Carrie EEVP and General Counsel
Exercise / conversionCommon Stock 127,965 $14.32 $1,832,433.21
Disclosure

SEC source: 0001225208-11-012160 · doc4.xml · nonDerivative · entry 1

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 316,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2011 Filed Apr 22, 2011 17:51 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 273,100 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-012157 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,497,359

Read SEC document
April 18, 2011 Filed Apr 19, 2011 20:02 UTC
Clendening John SEVP-Shared Strategic Services
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $14.59 $0.00
Disclosure

SEC source: 0001225208-11-011961 · doc4.xml · derivative · entry 4

Clendening John S · CIK 0001388961 · EVP-Shared Strategic Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,112

Underlying: Common Stock · 10,000 shares

Expires 2012-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2011 Filed Apr 19, 2011 20:02 UTC
Clendening John SEVP-Shared Strategic Services
SaleCommon Stock 10,000 $17.90 $179,000.00
Disclosure

SEC source: 0001225208-11-011961 · doc4.xml · nonDerivative · entry 2

Clendening John S · CIK 0001388961 · EVP-Shared Strategic Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 25,295

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April 18, 2011 Filed Apr 19, 2011 20:02 UTC
Clendening John SEVP-Shared Strategic Services
Exercise / conversionCommon Stock 10,000 $14.59 $145,859.00
Disclosure

SEC source: 0001225208-11-011961 · doc4.xml · nonDerivative · entry 1

Clendening John S · CIK 0001388961 · EVP-Shared Strategic Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 35,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 18, 2011 Filed Apr 19, 2011 20:02 UTC
Bettinger Walter WDirector · President and CEO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 239,257 $0.00 Strike: $8.76 $0.00
Disclosure

SEC source: 0001225208-11-011962 · doc4.xml · derivative · entry 10

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 239,257 shares

Expires 2011-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2011 Filed Apr 19, 2011 20:02 UTC
Bettinger Walter WDirector · President and CEO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 28,110 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0001225208-11-011962 · doc4.xml · derivative · entry 9

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,110 shares

Expires 2011-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2011 Filed Apr 19, 2011 20:02 UTC
Bettinger Walter WDirector · President and CEO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 140,551 $0.00 Strike: $14.32 $0.00
Disclosure

SEC source: 0001225208-11-011962 · doc4.xml · derivative · entry 8

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 140,551 shares

Expires 2011-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2011 Filed Apr 19, 2011 20:02 UTC
Bettinger Walter WDirector · President and CEO
SaleCommon Stock 407,918 $18.02 $7,350,274.44
Disclosure

SEC source: 0001225208-11-011962 · doc4.xml · nonDerivative · entry 4

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,227.8859

F1 · price: This transaction was executed in multiple trades at prices ranging from $18.00 to $18.075. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 18, 2011 Filed Apr 19, 2011 20:02 UTC
Bettinger Walter WDirector · President and CEO
Exercise / conversionCommon Stock 28,110 $9.72 $273,355.70
Disclosure

SEC source: 0001225208-11-011962 · doc4.xml · nonDerivative · entry 3

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817,145.8859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.