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SCHW

SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
Parsed reports
2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2012 Filed May 16, 2012 16:33 UTC Tax withholdingCommon Stock 5,788 $12.96 $74,983.54
Disclosure

SEC source: 0001225208-12-012496 · doc4.xml · nonDerivative · entry 2

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,777

F1 · balance_after: The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.

Read SEC document
May 14, 2012 Filed May 16, 2012 16:33 UTC Exercise / conversionCommon Stock 6,453 $11.62 $74,994.83
Disclosure

SEC source: 0001225208-12-012496 · doc4.xml · nonDerivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2012 Filed May 14, 2012 17:05 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 12,907 $0.00 Strike: $11.62 $0.00
Disclosure

SEC source: 0001225208-12-012060 · doc4.xml · derivative · entry 4

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,907 shares

Expires 2012-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2012 Filed May 14, 2012 17:05 UTC Exercise / conversionCommon Stock 12,907 $11.62 $150,001.28
Disclosure

SEC source: 0001225208-12-012060 · doc4.xml · nonDerivative · entry 1

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 236,659.7116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2012 Filed May 2, 2012 18:06 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 2,790 $0.00 Strike: $10.49 $0.00
Disclosure

SEC source: 0001225208-12-010831 · doc4.xml · derivative · entry 6

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,790 shares

Expires 2012-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2012 Filed May 2, 2012 18:06 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 12,907 $0.00 Strike: $11.62 $0.00
Disclosure

SEC source: 0001225208-12-010831 · doc4.xml · derivative · entry 5

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,907 shares

Expires 2012-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2012 Filed May 2, 2012 18:06 UTC Exercise / conversionCommon Stock 2,790 $10.49 $29,259.29
Disclosure

SEC source: 0001225208-12-010831 · doc4.xml · nonDerivative · entry 2

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 933,226.381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2012 Filed May 2, 2012 18:06 UTC Exercise / conversionCommon Stock 12,907 $11.62 $150,001.28
Disclosure

SEC source: 0001225208-12-010831 · doc4.xml · nonDerivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 930,436.381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2012 Filed Apr 26, 2012 16:15 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 1,000,000 $13.93 $13,926,700.00
Disclosure

SEC source: 0001225208-12-010280 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 127,518,517

F2 · price: This transaction was executed in multiple trades at prices ranging from $13.79 to $14.14. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 24, 2012 Filed Apr 26, 2012 16:15 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 1,250,000 $13.79 $17,236,750.00
Disclosure

SEC source: 0001225208-12-010280 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 128,518,517

F1 · price: This transaction was executed in multiple trades at prices ranging from $13.53 to $13.865. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 23, 2012 Filed Apr 24, 2012 15:06 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 750,000 $13.74 $10,304,850.00
Disclosure

SEC source: 0001225208-12-010110 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 129,768,517

F2 · price: This transaction was executed in multiple trades at prices ranging from $13.68 to $13.825. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 20, 2012 Filed Apr 24, 2012 15:06 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 1,000,000 $14.03 $14,028,900.00
Disclosure

SEC source: 0001225208-12-010110 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,413,233

F1 · price: This transaction was executed in multiple trades at prices ranging from $13.945 to $14.15. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 12, 2012 Filed Apr 13, 2012 17:53 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 12,907 $0.00 Strike: $11.62 $0.00
Disclosure

SEC source: 0001225208-12-009715 · doc4.xml · derivative · entry 6

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,907 shares

Expires 2012-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2012 Filed Apr 13, 2012 17:53 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 10,489 $0.00 Strike: $12.43 $0.00
Disclosure

SEC source: 0001225208-12-009715 · doc4.xml · derivative · entry 5

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,489 shares

Expires 2012-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2012 Filed Apr 13, 2012 17:53 UTC Tax withholdingCommon Stock 19,970 $14.04 $280,378.80
Disclosure

SEC source: 0001225208-12-009715 · doc4.xml · nonDerivative · entry 3

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 40,318.545

Read SEC document
April 12, 2012 Filed Apr 13, 2012 17:53 UTC Exercise / conversionCommon Stock 10,489 $12.43 $130,400.30
Disclosure

SEC source: 0001225208-12-009715 · doc4.xml · nonDerivative · entry 2

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 60,288.545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2012 Filed Apr 13, 2012 17:53 UTC Exercise / conversionCommon Stock 12,907 $11.62 $150,001.28
Disclosure

SEC source: 0001225208-12-009715 · doc4.xml · nonDerivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 49,799.545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2012 Filed Apr 11, 2012 16:16 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 2,948 $0.00 Strike: $11.71 $0.00
Disclosure

SEC source: 0001225208-12-009621 · doc4.xml · derivative · entry 4

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,948 shares

Expires 2012-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2012 Filed Apr 11, 2012 16:16 UTC Tax withholdingCommon Stock 2,474 $13.95 $34,499.93
Disclosure

SEC source: 0001225208-12-009621 · doc4.xml · nonDerivative · entry 2

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 220,467

Read SEC document
April 09, 2012 Filed Apr 11, 2012 16:16 UTC Exercise / conversionCommon Stock 2,948 $11.71 $34,513.71
Disclosure

SEC source: 0001225208-12-009621 · doc4.xml · nonDerivative · entry 1

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 222,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2012 Filed Apr 6, 2012 16:03 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 2,992 $0.00 Strike: $11.71 $0.00
Disclosure

SEC source: 0001225208-12-009543 · doc4.xml · derivative · entry 4

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,992 shares

Expires 2012-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2012 Filed Apr 6, 2012 16:03 UTC Exercise / conversionCommon Stock 2,992 $11.71 $35,028.84
Disclosure

SEC source: 0001225208-12-009543 · doc4.xml · nonDerivative · entry 1

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 223,752.7116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2012 Filed Apr 6, 2012 16:09 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 2,992 $0.00 Strike: $11.71 $0.00
Disclosure

SEC source: 0001225208-12-009544 · doc4.xml · derivative · entry 4

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,992 shares

Expires 2012-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2012 Filed Apr 6, 2012 16:09 UTC Tax withholdingCommon Stock 2,409 $14.54 $35,014.82
Disclosure

SEC source: 0001225208-12-009544 · doc4.xml · nonDerivative · entry 2

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 133,423

Read SEC document
April 04, 2012 Filed Apr 6, 2012 16:09 UTC Exercise / conversionCommon Stock 2,992 $11.71 $35,028.84
Disclosure

SEC source: 0001225208-12-009544 · doc4.xml · nonDerivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 135,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2012 Filed Apr 4, 2012 15:02 UTC GrantNonqualified Stock Option (right to buy) · Derivative 5,740 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001225208-12-009239 · doc4.xml · derivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,740

Underlying: Common Stock · 5,740 shares

Expires 2022-04-02

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

Read SEC document
April 02, 2012 Filed Apr 4, 2012 15:08 UTC GrantRestricted Stock Units · Derivative 1,719 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-009240 · doc4.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,293.87

Underlying: Common Stock · 1,719 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F3 · derivative.exercise_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
March 30, 2012 Filed Apr 3, 2012 15:14 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 12,907 $0.00 Strike: $11.62 $0.00
Disclosure

SEC source: 0001225208-12-008807 · doc4.xml · derivative · entry 7

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,907 shares

Expires 2012-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2012 Filed Apr 3, 2012 15:14 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 2,772 $0.00 Strike: $11.71 $0.00
Disclosure

SEC source: 0001225208-12-008807 · doc4.xml · derivative · entry 6

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,772 shares

Expires 2012-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2012 Filed Apr 3, 2012 15:14 UTC Tax withholdingCommon Stock 12,696 $14.37 $182,441.52
Disclosure

SEC source: 0001225208-12-008807 · doc4.xml · nonDerivative · entry 3

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 80,093

Read SEC document
March 30, 2012 Filed Apr 3, 2012 15:14 UTC Exercise / conversionCommon Stock 2,772 $11.71 $32,453.19
Disclosure

SEC source: 0001225208-12-008807 · doc4.xml · nonDerivative · entry 2

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 92,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2012 Filed Apr 3, 2012 15:14 UTC Exercise / conversionCommon Stock 12,907 $11.62 $150,001.28
Disclosure

SEC source: 0001225208-12-008807 · doc4.xml · nonDerivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 90,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2012 Filed Mar 26, 2012 16:49 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 2,860 $0.00 Strike: $11.71 $0.00
Disclosure

SEC source: 0001225208-12-008266 · doc4.xml · derivative · entry 4

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,860 shares

Expires 2012-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2012 Filed Mar 26, 2012 16:49 UTC Exercise / conversionCommon Stock 2,860 $11.71 $33,483.45
Disclosure

SEC source: 0001225208-12-008266 · doc4.xml · nonDerivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 917,529.381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2012 Filed Mar 21, 2012 16:41 UTC
Gill George A.EVP - Investor Services
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 7,866 $0.00 Strike: $9.26 $0.00
Disclosure

SEC source: 0001225208-12-008144 · doc4.xml · derivative · entry 4

Gill George A. · CIK 0001545058 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,866 shares

Expires 2012-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2012 Filed Mar 21, 2012 16:41 UTC
Gill George A.EVP - Investor Services
SaleCommon Stock 7,866 $15.50 $121,923.00
Disclosure

SEC source: 0001225208-12-008144 · doc4.xml · nonDerivative · entry 2

Gill George A. · CIK 0001545058 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,617

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2012.

Read SEC document
March 19, 2012 Filed Mar 21, 2012 16:41 UTC
Gill George A.EVP - Investor Services
Exercise / conversionCommon Stock 7,866 $9.26 $72,817.92
Disclosure

SEC source: 0001225208-12-008144 · doc4.xml · nonDerivative · entry 1

Gill George A. · CIK 0001545058 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2012 Filed Mar 21, 2012 16:41 UTC
Clendening John SEVP-Shared Strategic Services
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 57,614 $0.00 Strike: $14.59 $0.00
Disclosure

SEC source: 0001225208-12-008145 · doc4.xml · derivative · entry 4

Clendening John S · CIK 0001388961 · EVP-Shared Strategic Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,498

Underlying: Common Stock · 57,614 shares

Expires 2012-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2012 Filed Mar 21, 2012 16:41 UTC
Clendening John SEVP-Shared Strategic Services
SaleCommon Stock 57,614 $15.51 $893,443.34
Disclosure

SEC source: 0001225208-12-008145 · doc4.xml · nonDerivative · entry 2

Clendening John S · CIK 0001388961 · EVP-Shared Strategic Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 34,913

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2012.

F2 · price: This transaction was executed in multiple trades at prices ranging from $15.50 to $15.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 19, 2012 Filed Mar 21, 2012 16:41 UTC
Clendening John SEVP-Shared Strategic Services
Exercise / conversionCommon Stock 57,614 $14.59 $840,352.04
Disclosure

SEC source: 0001225208-12-008145 · doc4.xml · nonDerivative · entry 1

Clendening John S · CIK 0001388961 · EVP-Shared Strategic Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 92,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 16:39 UTC
Allen Jay LEVP - Human Resources
GrantNonqualified Stock Option (right to buy) · Derivative 33,058 $0.00 Strike: $13.91 $0.00
Disclosure

SEC source: 0001225208-12-006551 · doc4.xml · derivative · entry 1

Allen Jay L · CIK 0001416062 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,058

Underlying: Common Stock · 33,058 shares

Expires 2022-03-01

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 16:39 UTC
Clendening John SEVP-Shared Strategic Services
GrantNonqualified Stock Option (right to buy) · Derivative 57,852 $0.00 Strike: $13.91 $0.00
Disclosure

SEC source: 0001225208-12-006552 · doc4.xml · derivative · entry 1

Clendening John S · CIK 0001388961 · EVP-Shared Strategic Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,852

Underlying: Common Stock · 57,852 shares

Expires 2022-03-01

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 16:39 UTC
Bettinger Walter WDirector · President and CEO
GrantNonqualified Stock Option (right to buy) · Derivative 268,596 $0.00 Strike: $13.91 $0.00
Disclosure

SEC source: 0001225208-12-006553 · doc4.xml · derivative · entry 1

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,596

Underlying: Common Stock · 268,596 shares

Expires 2022-03-01

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 16:39 UTC
Dwyer Carrie EEVP and General Counsel
GrantNonqualified Stock Option (right to buy) · Derivative 41,323 $0.00 Strike: $13.91 $0.00
Disclosure

SEC source: 0001225208-12-006554 · doc4.xml · derivative · entry 1

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,323

Underlying: Common Stock · 41,323 shares

Expires 2022-03-01

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

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March 01, 2012 Filed Mar 5, 2012 16:39 UTC GrantNonqualified Stock Option (right to buy) · Derivative 57,852 $0.00 Strike: $13.91 $0.00
Disclosure

SEC source: 0001225208-12-006555 · doc4.xml · derivative · entry 1

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,852

Underlying: Common Stock · 57,852 shares

Expires 2022-03-01

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

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March 01, 2012 Filed Mar 5, 2012 16:39 UTC
McCool James DEVP - Institutional Services
GrantNonqualified Stock Option (right to buy) · Derivative 61,984 $0.00 Strike: $13.91 $0.00
Disclosure

SEC source: 0001225208-12-006556 · doc4.xml · derivative · entry 1

McCool James D · CIK 0001389181 · EVP - Institutional Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,984

Underlying: Common Stock · 61,984 shares

Expires 2022-03-01

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

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March 01, 2012 Filed Mar 5, 2012 16:39 UTC
Schwab Charles R.Director · Chairman · 10% owner
GrantNonqualified Stock Option (right to buy) · Derivative 123,967 $0.00 Strike: $13.91 $0.00
Disclosure

SEC source: 0001225208-12-006557 · doc4.xml · derivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,967

Underlying: Common Stock · 123,967 shares

Expires 2022-03-01

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

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February 03, 2012 Filed Feb 6, 2012 16:38 UTC
Bettinger Walter WDirector · President and CEO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 31,467 $0.00 Strike: $9.26 $0.00
Disclosure

SEC source: 0001225208-12-003140 · doc4.xml · derivative · entry 9

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,467 shares

Expires 2012-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 03, 2012 Filed Feb 6, 2012 16:38 UTC
Bettinger Walter WDirector · President and CEO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 39,200 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001225208-12-003140 · doc4.xml · derivative · entry 8

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,200 shares

Expires 2012-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2012 Filed Feb 6, 2012 16:38 UTC
Bettinger Walter WDirector · President and CEO
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 7,999 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001225208-12-003140 · doc4.xml · derivative · entry 7

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,999 shares

Expires 2012-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.