Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2013 Filed May 13, 2013 19:10 UTC |
BECHTLE NANCY HDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $9.31 | $0.00 |
DisclosureSEC source: 0001225208-13-012065 · doc4.xml · derivative · entry 4 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2013-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2013 Filed May 13, 2013 19:10 UTC |
BECHTLE NANCY HDirector
|
Tax withholdingCommon Stock | 2,729 | $17.90 | $48,835.46 |
DisclosureSEC source: 0001225208-13-012065 · doc4.xml · nonDerivative · entry 2 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 230,148 Read SEC document |
| May 10, 2013 Filed May 13, 2013 19:10 UTC |
BECHTLE NANCY HDirector
|
Exercise / conversionCommon Stock | 5,244 | $9.31 | $48,845.24 |
DisclosureSEC source: 0001225208-13-012065 · doc4.xml · nonDerivative · entry 1 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 232,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2013 Filed May 7, 2013 17:10 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $9.31 | $0.00 |
DisclosureSEC source: 0001225208-13-011495 · doc4.xml · derivative · entry 5 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2013-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2013 Filed May 7, 2013 17:10 UTC |
HERRINGER FRANK CDirector
|
Tax withholdingCommon Stock | 2,783 | $17.55 | $48,841.65 |
DisclosureSEC source: 0001225208-13-011495 · doc4.xml · nonDerivative · entry 2 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,005 Read SEC document |
| May 06, 2013 Filed May 7, 2013 17:10 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionCommon Stock | 5,244 | $9.31 | $48,845.24 |
DisclosureSEC source: 0001225208-13-011495 · doc4.xml · nonDerivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 90,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2013 Filed May 6, 2013 16:41 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 1,051,079 | $17.18 | $18,054,804.41 |
DisclosureSEC source: 0001225208-13-011352 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384,790 F2 · price: This transaction was executed in multiple trades at prices ranging from $16.63 to $17.53. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 03, 2013 Filed May 6, 2013 16:41 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $9.31 | $0.00 |
DisclosureSEC source: 0001225208-13-011353 · doc4.xml · derivative · entry 4 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2013-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2013 Filed May 6, 2013 16:41 UTC |
MCLIN STEPHEN TDirector
|
SaleCommon Stock | 5,244 | $17.38 | $91,142.82 |
DisclosureSEC source: 0001225208-13-011353 · doc4.xml · nonDerivative · entry 2 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 134,146 F1 · price: This transaction was executed in multiple trades at prices ranging from $17.37 to $17.40. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 03, 2013 Filed May 6, 2013 16:41 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionCommon Stock | 5,244 | $9.31 | $48,845.24 |
DisclosureSEC source: 0001225208-13-011353 · doc4.xml · nonDerivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 139,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2013 Filed May 6, 2013 16:41 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 448,921 | $16.47 | $7,393,055.49 |
DisclosureSEC source: 0001225208-13-011352 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,435,869 F1 · price: This transaction was executed in multiple trades at prices ranging from $16.42 to $16.515. The price reported reflects the weighted6 average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 26, 2013 Filed Apr 29, 2013 19:31 UTC |
SNEED PAULA ADirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $9.06 | $0.00 |
DisclosureSEC source: 0001225208-13-010509 · doc4.xml · derivative · entry 6 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2014-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2013 Filed Apr 29, 2013 19:31 UTC |
SNEED PAULA ADirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $9.31 | $0.00 |
DisclosureSEC source: 0001225208-13-010509 · doc4.xml · derivative · entry 5 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2013-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2013 Filed Apr 29, 2013 19:31 UTC |
SNEED PAULA ADirector
|
SaleCommon Stock | 8,215 | $16.73 | $137,452.56 |
DisclosureSEC source: 0001225208-13-010509 · doc4.xml · nonDerivative · entry 3 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 46,168.545 F1 · price: This transaction was executed in multiple trades at prices ranging from $16.70 to $16.76. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 26, 2013 Filed Apr 29, 2013 19:31 UTC |
SNEED PAULA ADirector
|
Exercise / conversionCommon Stock | 5,244 | $9.06 | $47,495.43 |
DisclosureSEC source: 0001225208-13-010509 · doc4.xml · nonDerivative · entry 2 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 54,383.545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2013 Filed Apr 29, 2013 19:31 UTC |
SNEED PAULA ADirector
|
Exercise / conversionCommon Stock | 5,244 | $9.31 | $48,845.24 |
DisclosureSEC source: 0001225208-13-010509 · doc4.xml · nonDerivative · entry 1 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 49,139.545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 11, 2013 Filed Apr 11, 2013 23:42 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 315,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-009915 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 118,826,242 Read SEC document |
| April 10, 2013 Filed Apr 11, 2013 16:29 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 4,327 | $0.00 Strike: $11.18 | $0.00 |
DisclosureSEC source: 0001225208-13-009894 · doc4.xml · derivative · entry 6 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,327 shares Expires 2013-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2013 Filed Apr 11, 2013 16:29 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $9.31 | $0.00 |
DisclosureSEC source: 0001225208-13-009894 · doc4.xml · derivative · entry 5 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2013-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2013 Filed Apr 11, 2013 16:29 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 4,327 | $11.18 | $48,389.27 |
DisclosureSEC source: 0001225208-13-009894 · doc4.xml · nonDerivative · entry 2 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 960,543.967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2013 Filed Apr 11, 2013 16:29 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 5,244 | $9.31 | $48,845.24 |
DisclosureSEC source: 0001225208-13-009894 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 956,216.967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2013 Filed Apr 3, 2013 15:59 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $9.31 | $0.00 |
DisclosureSEC source: 0001225208-13-009342 · doc4.xml · derivative · entry 6 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2013-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2013 Filed Apr 3, 2013 15:59 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $8.47 | $0.00 |
DisclosureSEC source: 0001225208-13-009342 · doc4.xml · derivative · entry 5 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2013-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2013 Filed Apr 3, 2013 15:59 UTC |
WILSON ROBERT NDirector
|
Tax withholdingCommon Stock | 5,408 | $17.24 | $93,233.92 |
DisclosureSEC source: 0001225208-13-009342 · doc4.xml · nonDerivative · entry 3 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,772 Read SEC document |
| April 02, 2013 Filed Apr 3, 2013 15:59 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionCommon Stock | 5,244 | $8.47 | $44,395.70 |
DisclosureSEC source: 0001225208-13-009342 · doc4.xml · nonDerivative · entry 2 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2013 Filed Apr 3, 2013 15:59 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionCommon Stock | 5,244 | $9.31 | $48,845.24 |
DisclosureSEC source: 0001225208-13-009342 · doc4.xml · nonDerivative · entry 1 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2013 Filed Apr 3, 2013 15:59 UTC |
WILSON ROBERT NDirector
|
GrantRestricted Stock Units · Derivative | 828 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-009342 · doc4.xml · derivative · entry 4 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,769.43 Underlying: Common Stock · 828 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| April 01, 2013 Filed Apr 3, 2013 15:59 UTC |
Ellis Stephen ADirector
|
GrantRestricted Stock Units · Derivative | 1,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-009343 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,413.57 Underlying: Common Stock · 1,583 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| April 01, 2013 Filed Apr 3, 2013 15:59 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-009344 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,507.98 Underlying: Common Stock · 1,727 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| April 01, 2013 Filed Apr 3, 2013 16:00 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 7,152 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-13-009345 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,152 Underlying: Common Stock · 7,152 shares Expires 2023-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| April 01, 2013 Filed Apr 3, 2013 16:00 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 8,085 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-13-009346 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,085 Underlying: Common Stock · 8,085 shares Expires 2023-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| March 21, 2013 Filed Mar 22, 2013 15:48 UTC |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 6,079 | $17.63 | $107,153.93 |
DisclosureSEC source: 0001225208-13-008197 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 108,067 F1 · price: This transaction was executed in multiple trades at prices ranging from $17.60 to $17.67. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 13, 2013 Filed Mar 14, 2013 16:21 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 5,000 | $18.00 | $90,001.00 |
DisclosureSEC source: 0001225208-13-007620 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 78,825.8215 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2012. F2 · price: This transaction was executed in multiple trades at prices ranging from $18.00 to $18.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC |
Allen Jay LEVP - Human Resources
|
GrantNonqualified Stock Option (right to buy) · Derivative | 40,356 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-13-006552 · doc4.xml · derivative · entry 3 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,356 Underlying: Common Stock · 40,356 shares Expires 2023-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC |
Allen Jay LEVP - Human Resources
|
GrantCommon Stock | 3,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006552 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 41,331.6312 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC |
Bettinger Walter WDirector · President and CEO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 262,309 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-13-006553 · doc4.xml · derivative · entry 5 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,309 Underlying: Common Stock · 262,309 shares Expires 2023-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC |
Bettinger Walter WDirector · President and CEO
|
GrantCommon Stock | 29,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006553 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,645.8859 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC |
Clendening John SEVP - Investor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 60,533 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-13-006554 · doc4.xml · derivative · entry 3 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,533 Underlying: Common Stock · 60,533 shares Expires 2023-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC |
Clendening John SEVP - Investor Services
|
GrantCommon Stock | 6,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006554 · doc4.xml · nonDerivative · entry 1 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 49,595 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC |
Clark Bernard J.EVP - Advisor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 50,444 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-13-006555 · doc4.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,444 Underlying: Common Stock · 50,444 shares Expires 2023-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC |
Clark Bernard J.EVP - Advisor Services
|
GrantCommon Stock | 4,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006555 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,825.8215 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC |
Gill George A.EVP - Investor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 60,533 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-13-006556 · doc4.xml · derivative · entry 4 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,533 Underlying: Common Stock · 60,533 shares Expires 2023-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC |
Gill George A.EVP - Investor Services
|
GrantCommon Stock | 5,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006556 · doc4.xml · nonDerivative · entry 1 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,625 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC |
MARTINETTO JOSEPH REVP and CFO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 60,533 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-13-006557 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,533 Underlying: Common Stock · 60,533 shares Expires 2023-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC |
MARTINETTO JOSEPH REVP and CFO
|
GrantCommon Stock | 6,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006557 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,615 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC |
McCool James DEVP - Client Solutions
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GrantNonqualified Stock Option (right to buy) · Derivative | 60,533 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-13-006558 · doc4.xml · derivative · entry 4 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,533 Underlying: Common Stock · 60,533 shares Expires 2023-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC |
McCool James DEVP - Client Solutions
|
GrantCommon Stock | 6,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006558 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,244.6777 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GrantNonqualified Stock Option (right to buy) · Derivative | 121,066 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-13-006559 · doc4.xml · derivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,066 Underlying: Common Stock · 121,066 shares Expires 2023-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GrantCommon Stock | 13,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006559 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,884,790 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC |
Dwyer Carrie EEVP and General Counsel
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GrantNonqualified Stock Option (right to buy) · Derivative | 40,356 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-13-006560 · doc4.xml · derivative · entry 5 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,356 Underlying: Common Stock · 40,356 shares Expires 2023-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.