Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2013 Filed Aug 5, 2013 20:14 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionCommon Stock | 13,055 | $12.45 | $162,534.75 |
DisclosureSEC source: 0001225208-13-017282 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 103,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:14 UTC |
Clark Bernard J.EVP - Advisor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 32,350 | $0.00 Strike: $22.67 | $0.00 |
DisclosureSEC source: 0001225208-13-017283 · doc4.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,350 Underlying: Common Stock · 32,350 shares Expires 2023-08-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:14 UTC |
Clendening John SEVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $19.36 | $0.00 |
DisclosureSEC source: 0001225208-13-017284 · doc4.xml · derivative · entry 5 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,677 Underlying: Common Stock · 60,000 shares Expires 2018-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:14 UTC |
Clendening John SEVP - Investor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 38,820 | $0.00 Strike: $22.67 | $0.00 |
DisclosureSEC source: 0001225208-13-017284 · doc4.xml · derivative · entry 4 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,820 Underlying: Common Stock · 38,820 shares Expires 2023-08-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:14 UTC |
Clendening John SEVP - Investor Services
|
SaleCommon Stock | 60,000 | $22.73 | $1,363,842.00 |
DisclosureSEC source: 0001225208-13-017284 · doc4.xml · nonDerivative · entry 2 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 49,595 F1 · price: This transaction was executed in multiple trades at prices ranging from $22.70 to $22.76. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:14 UTC |
Clendening John SEVP - Investor Services
|
Exercise / conversionCommon Stock | 60,000 | $19.36 | $1,161,600.00 |
DisclosureSEC source: 0001225208-13-017284 · doc4.xml · nonDerivative · entry 1 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 109,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:14 UTC |
Allen Jay LEVP - Human Resources
|
GrantNonqualified Stock Option (right to buy) · Derivative | 25,880 | $0.00 Strike: $22.67 | $0.00 |
DisclosureSEC source: 0001225208-13-017285 · doc4.xml · derivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,880 Underlying: Common Stock · 25,880 shares Expires 2023-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:14 UTC |
Bettinger Walter WDirector · President and CEO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 168,220 | $0.00 Strike: $22.67 | $0.00 |
DisclosureSEC source: 0001225208-13-017286 · doc4.xml · derivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,220 Underlying: Common Stock · 168,220 shares Expires 2023-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:14 UTC |
Gill George A.EVP - Investor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 38,820 | $0.00 Strike: $22.67 | $0.00 |
DisclosureSEC source: 0001225208-13-017287 · doc4.xml · derivative · entry 1 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,820 Underlying: Common Stock · 38,820 shares Expires 2023-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:14 UTC |
MARTINETTO JOSEPH REVP and CFO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 38,820 | $0.00 Strike: $22.67 | $0.00 |
DisclosureSEC source: 0001225208-13-017288 · doc4.xml · derivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,820 Underlying: Common Stock · 38,820 shares Expires 2023-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:14 UTC |
McCool James DEVP - Client Solutions
|
GrantNonqualified Stock Option (right to buy) · Derivative | 38,820 | $0.00 Strike: $22.67 | $0.00 |
DisclosureSEC source: 0001225208-13-017289 · doc4.xml · derivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,820 Underlying: Common Stock · 38,820 shares Expires 2023-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:14 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GrantNonqualified Stock Option (right to buy) · Derivative | 77,640 | $0.00 Strike: $22.67 | $0.00 |
DisclosureSEC source: 0001225208-13-017290 · doc4.xml · derivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,640 Underlying: Common Stock · 77,640 shares Expires 2023-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2013 Filed Jan 14, 2014 23:01 UTC Amendment |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 1,263 | $22.60 | $28,537.49 |
DisclosureSEC source: 0001225208-14-001715 · doc4a.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 16:23 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-016944 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 117,826,242 Read SEC document |
| July 25, 2013 Filed Jul 29, 2013 14:39 UTC |
Ellis Stephen ADirector
|
PurchaseCommon Stock | 11,000 | $22.00 | $242,000.00 |
DisclosureSEC source: 0001225208-13-016817 · doc4.xml · nonDerivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,066 Read SEC document |
| July 24, 2013 Filed Jul 26, 2013 20:16 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 1,048,900 | $0.00 Strike: $18.65 | $0.00 |
DisclosureSEC source: 0001225208-13-016783 · doc4.xml · derivative · entry 6 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,048,900 shares Expires 2014-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2013 Filed Jul 26, 2013 20:16 UTC |
Bettinger Walter WDirector · President and CEO
|
SaleCommon Stock | 1,048,900 | $22.16 | $23,239,533.29 |
DisclosureSEC source: 0001225208-13-016783 · doc4.xml · nonDerivative · entry 2 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,645.8859 F1 · price: This transaction was executed in multiple trades at prices ranging from $22.00 to $22.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 24, 2013 Filed Jul 26, 2013 20:16 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 1,048,900 | $18.65 | $19,559,992.09 |
DisclosureSEC source: 0001225208-13-016783 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,589,545.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2013 Filed Jul 23, 2013 16:41 UTC |
Gill George A.EVP - Investor Services
|
SaleNonqualified Stock Option (right to buy) · Derivative | 9,450 | $0.00 Strike: $19.42 | $0.00 |
DisclosureSEC source: 0001225208-13-016477 · doc4.xml · derivative · entry 8 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,450 shares Expires 2013-12-12 Read SEC document |
| July 19, 2013 Filed Jul 23, 2013 16:41 UTC |
Gill George A.EVP - Investor Services
|
SaleNonqualified Stock Option (right to buy) · Derivative | 955 | $0.00 Strike: $18.34 | $0.00 |
DisclosureSEC source: 0001225208-13-016477 · doc4.xml · derivative · entry 7 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 955 shares Expires 2014-02-01 Read SEC document |
| July 19, 2013 Filed Jul 23, 2013 16:41 UTC |
Gill George A.EVP - Investor Services
|
SaleCommon Stock | 9,450 | $21.70 | $205,060.28 |
DisclosureSEC source: 0001225208-13-016477 · doc4.xml · nonDerivative · entry 4 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,625 F1 · price: This transaction was executed in multiple trades at prices ranging from $21.68 to $21.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 19, 2013 Filed Jul 23, 2013 16:41 UTC |
Gill George A.EVP - Investor Services
|
SaleCommon Stock | 955 | $21.70 | $20,723.02 |
DisclosureSEC source: 0001225208-13-016477 · doc4.xml · nonDerivative · entry 3 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,075 F1 · price: This transaction was executed in multiple trades at prices ranging from $21.68 to $21.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 19, 2013 Filed Jul 23, 2013 16:41 UTC |
Gill George A.EVP - Investor Services
|
Exercise / conversionCommon Stock | 955 | $18.34 | $17,517.57 |
DisclosureSEC source: 0001225208-13-016477 · doc4.xml · nonDerivative · entry 2 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2013 Filed Jul 23, 2013 16:41 UTC |
Gill George A.EVP - Investor Services
|
Exercise / conversionCommon Stock | 9,450 | $19.42 | $183,551.13 |
DisclosureSEC source: 0001225208-13-016477 · doc4.xml · nonDerivative · entry 1 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2013 Filed Jul 18, 2013 22:45 UTC |
Ellis Stephen ADirector
|
PurchaseCommon Stock | 11,665 | $21.45 | $250,161.76 |
DisclosureSEC source: 0001225208-13-016343 · doc4.xml · nonDerivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,066 F1 · price: This transaction was executed in multiple trades at prices ranging from $21.445 to $21.475. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 08, 2013 Filed Jul 9, 2013 21:08 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 45,756 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-13-015988 · doc4.xml · derivative · entry 6 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,316 Underlying: Common Stock · 45,756 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 08, 2013 Filed Jul 9, 2013 21:08 UTC |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 45,756 | $22.22 | $1,016,844.74 |
DisclosureSEC source: 0001225208-13-015988 · doc4.xml · nonDerivative · entry 2 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 90,067 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $22.20 to $22.29. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 08, 2013 Filed Jul 9, 2013 21:08 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionCommon Stock | 45,756 | $17.38 | $795,239.28 |
DisclosureSEC source: 0001225208-13-015988 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2013 Filed Jul 3, 2013 15:30 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 5,374 | $0.00 Strike: $21.38 | $0.00 |
DisclosureSEC source: 0001225208-13-015691 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,374 Underlying: Common Stock · 5,374 shares Expires 2023-07-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| July 01, 2013 Filed Jul 3, 2013 15:30 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 6,075 | $0.00 Strike: $21.38 | $0.00 |
DisclosureSEC source: 0001225208-13-015692 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,075 Underlying: Common Stock · 6,075 shares Expires 2023-07-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| July 01, 2013 Filed Jul 3, 2013 15:30 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-015693 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,365.32 Underlying: Common Stock · 1,404 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| July 01, 2013 Filed Jul 3, 2013 15:30 UTC |
Ellis Stephen ADirector
|
GrantRestricted Stock Units · Derivative | 1,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-015694 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,710.61 Underlying: Common Stock · 1,287 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| July 01, 2013 Filed Jul 3, 2013 15:30 UTC |
WILSON ROBERT NDirector
|
GrantRestricted Stock Units · Derivative | 673 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-015695 · doc4.xml · derivative · entry 1 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,767.19 Underlying: Common Stock · 673 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| June 28, 2013 Filed Jul 2, 2013 15:53 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 15,191 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001225208-13-015285 · doc4.xml · derivative · entry 8 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,411 Underlying: Common Stock · 15,191 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2013 Filed Jul 2, 2013 15:53 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 11,418 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-13-015285 · doc4.xml · derivative · entry 7 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,443 Underlying: Common Stock · 11,418 shares Expires 2021-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2013 Filed Jul 2, 2013 15:53 UTC |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 26,609 | $21.26 | $565,608.89 |
DisclosureSEC source: 0001225208-13-015285 · doc4.xml · nonDerivative · entry 3 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 90,067 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $21.25 to $21.44. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 28, 2013 Filed Jul 2, 2013 15:53 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionCommon Stock | 11,418 | $15.05 | $171,840.90 |
DisclosureSEC source: 0001225208-13-015285 · doc4.xml · nonDerivative · entry 2 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2013 Filed Jul 2, 2013 15:53 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionCommon Stock | 15,191 | $15.43 | $234,397.13 |
DisclosureSEC source: 0001225208-13-015285 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 105,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2013 Filed Jun 27, 2013 17:47 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 400 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-13-014896 · doc4.xml · derivative · entry 9 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,861 Underlying: Common Stock · 400 shares Expires 2021-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2013 Filed Jun 27, 2013 17:47 UTC |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 400 | $21.26 | $8,502.00 |
DisclosureSEC source: 0001225208-13-014896 · doc4.xml · nonDerivative · entry 4 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 90,067 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2013. F3 · price: This transaction was executed in multiple trades at prices ranging from $21.25 to $21.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 26, 2013 Filed Jun 27, 2013 17:47 UTC |
Dwyer Carrie EEVP and General Counsel
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Exercise / conversionCommon Stock | 400 | $15.05 | $6,020.00 |
DisclosureSEC source: 0001225208-13-014896 · doc4.xml · nonDerivative · entry 3 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 90,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2013 Filed Jun 27, 2013 17:47 UTC |
Dwyer Carrie EEVP and General Counsel
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Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 13,027 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001225208-13-014896 · doc4.xml · derivative · entry 8 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,260 Underlying: Common Stock · 13,027 shares Expires 2020-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2013 Filed Jun 27, 2013 17:47 UTC |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 13,027 | $20.97 | $273,204.85 |
DisclosureSEC source: 0001225208-13-014896 · doc4.xml · nonDerivative · entry 2 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 90,067 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $20.95 to $21.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 25, 2013 Filed Jun 27, 2013 17:47 UTC |
Dwyer Carrie EEVP and General Counsel
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Exercise / conversionCommon Stock | 13,027 | $15.00 | $195,405.00 |
DisclosureSEC source: 0001225208-13-014896 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 103,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2013 Filed Jun 21, 2013 16:06 UTC |
Dwyer Carrie EEVP and General Counsel
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Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 300 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001225208-13-014689 · doc4.xml · derivative · entry 6 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,287 Underlying: Common Stock · 300 shares Expires 2020-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2013 Filed Jun 21, 2013 16:06 UTC |
Dwyer Carrie EEVP and General Counsel
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SaleCommon Stock | 300 | $20.95 | $6,285.00 |
DisclosureSEC source: 0001225208-13-014689 · doc4.xml · nonDerivative · entry 2 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 90,067 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2013. Read SEC document |
| June 20, 2013 Filed Jun 21, 2013 16:06 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionCommon Stock | 300 | $15.00 | $4,500.00 |
DisclosureSEC source: 0001225208-13-014689 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 90,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 19, 2013 Filed Jun 20, 2013 16:25 UTC |
Dwyer Carrie EEVP and General Counsel
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Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,830 | $0.00 Strike: $13.91 | $0.00 |
DisclosureSEC source: 0001225208-13-014632 · doc4.xml · derivative · entry 9 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,993 Underlying: Common Stock · 7,830 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 19, 2013 Filed Jun 20, 2013 16:25 UTC |
Dwyer Carrie EEVP and General Counsel
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SaleCommon Stock | 7,830 | $20.73 | $162,337.82 |
DisclosureSEC source: 0001225208-13-014632 · doc4.xml · nonDerivative · entry 4 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 90,067 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2013. F3 · price: This transaction was executed in multiple trades at prices ranging from $20.71 to $20.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 19, 2013 Filed Jun 20, 2013 16:25 UTC |
Dwyer Carrie EEVP and General Counsel
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Exercise / conversionCommon Stock | 7,830 | $13.91 | $108,915.30 |
DisclosureSEC source: 0001225208-13-014632 · doc4.xml · nonDerivative · entry 3 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 97,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.