Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 05, 2013 Filed Nov 5, 2013 18:52 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 10,000 | $13.64 | $136,400.00 |
DisclosureSEC source: 0001225208-13-022870 · doc4.xml · nonDerivative · entry 3 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 36,843.6945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2013 Filed Nov 5, 2013 18:52 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 10,368 | $11.75 | $121,824.00 |
DisclosureSEC source: 0001225208-13-022870 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 26,843.6945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2013 Filed Nov 5, 2013 18:20 UTC Amendment |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 20,316 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-13-022860 · doc4a.xml · derivative · entry 5 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,316 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2013 Filed Nov 5, 2013 18:20 UTC Amendment |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 20,316 | $23.08 | $468,850.62 |
DisclosureSEC source: 0001225208-13-022860 · doc4a.xml · nonDerivative · entry 3 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 95,089 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2013. F3 · price: This transaction was executed in multiple trades at prices ranging from $22.96 to $23.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 04, 2013 Filed Nov 5, 2013 18:20 UTC Amendment |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionCommon Stock | 20,316 | $17.38 | $353,092.08 |
DisclosureSEC source: 0001225208-13-022860 · doc4a.xml · nonDerivative · entry 2 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 115,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2013 Filed Nov 6, 2013 23:44 UTC |
Gill George A.EVP - Investor Services
|
GrantCommon Stock | 570 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-023023 · doc4.xml · nonDerivative · entry 1 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,216 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 04, 2013 Filed Nov 7, 2013 00:03 UTC |
Clark Bernard J.EVP - Advisor Services
|
GrantCommon Stock | 740 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-023024 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,824.8215 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 04, 2013 Filed Jan 14, 2014 23:01 UTC Amendment |
Gill George A.EVP - Investor Services
|
Tax withholdingCommon Stock | 343 | $23.10 | $7,923.30 |
DisclosureSEC source: 0001225208-14-001714 · doc4a.xml · nonDerivative · entry 1 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,603 Read SEC document |
| November 04, 2013 Filed Jan 14, 2014 23:01 UTC Amendment |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 1,071 | $23.10 | $24,740.10 |
DisclosureSEC source: 0001225208-14-001717 · doc4a.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2013 Filed Nov 4, 2013 18:09 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-13-022745 · doc4.xml · derivative · entry 10 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2013 Filed Nov 4, 2013 18:09 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 13,823 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-13-022745 · doc4.xml · derivative · entry 9 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,647 Underlying: Common Stock · 13,823 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2013 Filed Nov 4, 2013 18:09 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 9,514 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001225208-13-022745 · doc4.xml · derivative · entry 8 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,897 Underlying: Common Stock · 9,514 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2013 Filed Nov 4, 2013 18:09 UTC |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 35,837 | $22.90 | $820,541.87 |
DisclosureSEC source: 0001225208-13-022745 · doc4.xml · nonDerivative · entry 4 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 90,067 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $22.635 to $23.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2013 Filed Nov 4, 2013 18:09 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionCommon Stock | 9,514 | $15.43 | $146,801.02 |
DisclosureSEC source: 0001225208-13-022745 · doc4.xml · nonDerivative · entry 3 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 125,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2013 Filed Nov 4, 2013 18:09 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionCommon Stock | 12,500 | $13.64 | $170,500.00 |
DisclosureSEC source: 0001225208-13-022745 · doc4.xml · nonDerivative · entry 2 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2013 Filed Nov 4, 2013 18:09 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionCommon Stock | 13,823 | $11.75 | $162,420.25 |
DisclosureSEC source: 0001225208-13-022745 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 103,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:20 UTC Amendment |
Dwyer Carrie EEVP and General Counsel
|
GrantNonqualified Stock Option (right to buy) · Derivative | 24,016 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-13-022860 · doc4a.xml · derivative · entry 4 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,016 Underlying: Common Stock · 24,016 shares Expires 2023-11-01 F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:20 UTC Amendment |
Dwyer Carrie EEVP and General Counsel
|
GrantCommon Stock | 5,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-022860 · doc4a.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 130,926 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:20 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GrantNonqualified Stock Option (right to buy) · Derivative | 72,047 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-13-022861 · doc4.xml · derivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,047 Underlying: Common Stock · 72,047 shares Expires 2023-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:20 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GrantCommon Stock | 16,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-022861 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,822 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:20 UTC |
McCool James DEVP - Client Solutions
|
GrantNonqualified Stock Option (right to buy) · Derivative | 36,024 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-13-022862 · doc4.xml · derivative · entry 4 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,024 Underlying: Common Stock · 36,024 shares Expires 2023-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:20 UTC |
McCool James DEVP - Client Solutions
|
GrantCommon Stock | 7,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-022862 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,913.3761 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:21 UTC |
Clark Bernard J.EVP - Advisor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 30,020 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-13-022863 · doc4.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,020 Underlying: Common Stock · 30,020 shares Expires 2023-11-01 F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:21 UTC |
Clark Bernard J.EVP - Advisor Services
|
GrantCommon Stock | 5,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-022863 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,084.8215 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:21 UTC |
Bettinger Walter WDirector · President and CEO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 156,100 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-13-022864 · doc4.xml · derivative · entry 5 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,100 Underlying: Common Stock · 156,100 shares Expires 2023-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:21 UTC |
Bettinger Walter WDirector · President and CEO
|
GrantCommon Stock | 34,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-022864 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,379.8859 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:21 UTC |
MARTINETTO JOSEPH REVP and CFO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 36,024 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-13-022865 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,024 Underlying: Common Stock · 36,024 shares Expires 2023-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:21 UTC |
MARTINETTO JOSEPH REVP and CFO
|
GrantCommon Stock | 7,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-022865 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,089 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:21 UTC |
Gill George A.EVP - Investor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 36,024 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-13-022866 · doc4.xml · derivative · entry 4 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,024 Underlying: Common Stock · 36,024 shares Expires 2023-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:21 UTC |
Gill George A.EVP - Investor Services
|
GrantCommon Stock | 4,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-022866 · doc4.xml · nonDerivative · entry 1 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,646 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:21 UTC |
Clendening John SEVP - Investor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 36,024 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-13-022867 · doc4.xml · derivative · entry 3 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,024 Underlying: Common Stock · 36,024 shares Expires 2023-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:21 UTC |
Clendening John SEVP - Investor Services
|
GrantCommon Stock | 6,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-022867 · doc4.xml · nonDerivative · entry 1 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 55,927 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:52 UTC |
Allen Jay LEVP - Human Resources
|
GrantNonqualified Stock Option (right to buy) · Derivative | 24,016 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-13-022870 · doc4.xml · derivative · entry 7 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,016 Underlying: Common Stock · 24,016 shares Expires 2023-11-01 F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:52 UTC |
Allen Jay LEVP - Human Resources
|
GrantCommon Stock | 4,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-022870 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,475.6945 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2013 Filed Jan 14, 2014 23:01 UTC Amendment |
Gill George A.EVP - Investor Services
|
GrantCommon Stock | 2,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001713 · doc4a.xml · nonDerivative · entry 1 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,946 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| October 23, 2013 Filed Oct 23, 2013 21:25 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 188,991 | $0.00 Strike: $18.29 | $0.00 |
DisclosureSEC source: 0001225208-13-022234 · doc4.xml · derivative · entry 13 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 188,991 shares Expires 2013-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2013 Filed Oct 23, 2013 21:25 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 188,991 | $23.22 | $4,388,276.52 |
DisclosureSEC source: 0001225208-13-022234 · doc4.xml · nonDerivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384,790 F3 · price: This transaction was executed in multiple trades at prices ranging from $23.05 to $23.42. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 23, 2013 Filed Oct 23, 2013 21:25 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 188,991 | $18.29 | $3,456,928.88 |
DisclosureSEC source: 0001225208-13-022234 · doc4.xml · nonDerivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2013 Filed Oct 23, 2013 21:25 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 188,991 | $0.00 Strike: $18.29 | $0.00 |
DisclosureSEC source: 0001225208-13-022234 · doc4.xml · derivative · entry 12 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,991 Underlying: Common Stock · 188,991 shares Expires 2013-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2013 Filed Oct 23, 2013 21:25 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 188,991 | $23.40 | $4,421,538.94 |
DisclosureSEC source: 0001225208-13-022234 · doc4.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384,790 F2 · price: This transaction was executed in multiple trades at prices ranging from $23.16 to $23.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 22, 2013 Filed Oct 23, 2013 21:25 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 188,991 | $18.29 | $3,456,928.88 |
DisclosureSEC source: 0001225208-13-022234 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2013 Filed Oct 24, 2013 16:31 UTC |
MCLIN STEPHEN TDirector
|
GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-022240 · doc4.xml · nonDerivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 137,375 Read SEC document |
| October 21, 2013 Filed Oct 23, 2013 21:25 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 188,991 | $0.00 Strike: $18.29 | $0.00 |
DisclosureSEC source: 0001225208-13-022234 · doc4.xml · derivative · entry 11 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,982 Underlying: Common Stock · 188,991 shares Expires 2013-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2013 Filed Oct 23, 2013 21:25 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 188,991 | $23.69 | $4,477,177.89 |
DisclosureSEC source: 0001225208-13-022234 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384,790 F1 · price: This transaction was executed in multiple trades at prices ranging from $23.55 to $23.78. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 21, 2013 Filed Oct 23, 2013 21:25 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 188,991 | $18.29 | $3,456,928.88 |
DisclosureSEC source: 0001225208-13-022234 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2013 Filed Oct 18, 2013 15:03 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 34,972 | $0.00 Strike: $19.99 | $0.00 |
DisclosureSEC source: 0001225208-13-022027 · doc4.xml · derivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,972 shares Expires 2014-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2013 Filed Oct 18, 2013 15:03 UTC |
MARTINETTO JOSEPH REVP and CFO
|
SaleCommon Stock | 34,972 | $23.64 | $826,909.44 |
DisclosureSEC source: 0001225208-13-022027 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,615 F1 · price: This transaction was executed in multiple trades at prices ranging from $23.55 to $23.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 16, 2013 Filed Oct 18, 2013 15:03 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Exercise / conversionCommon Stock | 34,972 | $23.64 | $826,909.44 |
DisclosureSEC source: 0001225208-13-022027 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2013 Filed Oct 18, 2013 15:03 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,367 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-13-022028 · doc4.xml · derivative · entry 15 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,103 Underlying: Common Stock · 10,367 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2013 Filed Oct 18, 2013 15:03 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 16,572 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001225208-13-022028 · doc4.xml · derivative · entry 14 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,572 Underlying: Common Stock · 16,572 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.