Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 13,271 | $25.97 | $344,581.52 |
DisclosureSEC source: 0001225208-14-007536 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,610.1352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Clendening John SEVP - Investor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 35,613 | $0.00 Strike: $25.86 | $0.00 |
DisclosureSEC source: 0001225208-14-007537 · doc4.xml · derivative · entry 3 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,613 Underlying: Common Stock · 35,613 shares Expires 2024-03-03 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Clendening John SEVP - Investor Services
|
Exercise / conversionCommon Stock | 15,438 | $25.97 | $400,847.67 |
DisclosureSEC source: 0001225208-14-007537 · doc4.xml · nonDerivative · entry 1 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 71,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Gill George A.EVP - Investor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 35,613 | $0.00 Strike: $25.86 | $0.00 |
DisclosureSEC source: 0001225208-14-007538 · doc4.xml · derivative · entry 4 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,613 Underlying: Common Stock · 35,613 shares Expires 2024-03-03 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Gill George A.EVP - Investor Services
|
Exercise / conversionCommon Stock | 14,974 | $25.97 | $388,799.91 |
DisclosureSEC source: 0001225208-14-007538 · doc4.xml · nonDerivative · entry 1 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
MARTINETTO JOSEPH REVP and CFO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 35,613 | $0.00 Strike: $25.86 | $0.00 |
DisclosureSEC source: 0001225208-14-007539 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,613 Underlying: Common Stock · 35,613 shares Expires 2024-03-03 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Exercise / conversionCommon Stock | 14,175 | $25.97 | $368,053.88 |
DisclosureSEC source: 0001225208-14-007539 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:37 UTC |
McCool James DEVP - Client Solutions
|
GrantNonqualified Stock Option (right to buy) · Derivative | 35,613 | $0.00 Strike: $25.86 | $0.00 |
DisclosureSEC source: 0001225208-14-007540 · doc4.xml · derivative · entry 4 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,613 Underlying: Common Stock · 35,613 shares Expires 2024-03-03 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:37 UTC |
McCool James DEVP - Client Solutions
|
Exercise / conversionCommon Stock | 14,891 | $25.97 | $386,644.82 |
DisclosureSEC source: 0001225208-14-007540 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,805.3297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:37 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GrantNonqualified Stock Option (right to buy) · Derivative | 71,226 | $0.00 Strike: $25.86 | $0.00 |
DisclosureSEC source: 0001225208-14-007541 · doc4.xml · derivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,226 Underlying: Common Stock · 71,226 shares Expires 2024-03-03 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:37 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 28,198 | $25.97 | $732,161.07 |
DisclosureSEC source: 0001225208-14-007541 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,353,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| February 27, 2014 Filed Mar 3, 2014 21:07 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 159,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-007047 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,127,962 Read SEC document |
| February 27, 2014 Filed Mar 3, 2014 21:07 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 285,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-007047 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,316,215.33 Read SEC document |
| February 26, 2014 Filed Feb 27, 2014 21:36 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $9.06 | $0.00 |
DisclosureSEC source: 0001225208-14-006659 · doc4.xml · derivative · entry 6 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2014-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2014 Filed Feb 27, 2014 21:36 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,037 | $0.00 Strike: $11.28 | $0.00 |
DisclosureSEC source: 0001225208-14-006659 · doc4.xml · derivative · entry 5 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,037 shares Expires 2014-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2014 Filed Feb 27, 2014 21:36 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 5,037 | $11.28 | $56,809.80 |
DisclosureSEC source: 0001225208-14-006659 · doc4.xml · nonDerivative · entry 2 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 948,952.432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2014 Filed Feb 27, 2014 21:36 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 5,244 | $9.06 | $47,495.43 |
DisclosureSEC source: 0001225208-14-006659 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 943,915.432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2014 Filed Feb 12, 2014 22:16 UTC |
Bettinger Walter WDirector · President and CEO
|
GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-004365 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,379.8859 Read SEC document |
| February 06, 2014 Filed Feb 7, 2014 22:18 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 150,000 | $24.25 | $3,637,335.00 |
DisclosureSEC source: 0001225208-14-003700 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 38,137,941 F1 · price: This transaction was executed in multiple trades at prices ranging from $23.855 to $24.45. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 05, 2014 Filed Feb 5, 2014 22:34 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 150,000 | $23.94 | $3,590,820.00 |
DisclosureSEC source: 0001225208-14-003507 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 38,287,941 F2 · price: This transaction was executed in multiple trades at prices ranging from $23.75 to $24.08. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 04, 2014 Filed Feb 5, 2014 22:34 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 100,000 | $24.14 | $2,414,410.00 |
DisclosureSEC source: 0001225208-14-003507 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 38,437,941 F1 · price: This transaction was executed in multiple trades at prices ranging from $24.08 to $24.21. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 03, 2014 Filed Feb 5, 2014 22:34 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 39,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-003507 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,286,987 Read SEC document |
| January 30, 2014 Filed Jan 30, 2014 21:42 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 500,000 | $25.16 | $12,580,000.00 |
DisclosureSEC source: 0001225208-14-002849 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,326,242 F3 · price: This transaction was executed in multiple trades at prices ranging from $24.875 to $25.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 29, 2014 Filed Jan 30, 2014 21:42 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 500,000 | $24.86 | $12,428,050.00 |
DisclosureSEC source: 0001225208-14-002849 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,826,242 F2 · price: This transaction was executed in multiple trades at prices ranging from $24.63 to $25.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 28, 2014 Filed Jan 30, 2014 21:42 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 500,000 | $25.12 | $12,558,950.00 |
DisclosureSEC source: 0001225208-14-002849 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 117,326,242 F1 · price: This transaction was executed in multiple trades at prices ranging from $24.82 to $25.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 21:11 UTC |
MCLIN STEPHEN TDirector
|
GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002289 · doc4.xml · nonDerivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 131,375 Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 19:31 UTC |
Gill George A.EVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 20,892 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001225208-14-002082 · doc4.xml · derivative · entry 5 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,892 shares Expires 2014-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 19:31 UTC |
Gill George A.EVP - Investor Services
|
SaleCommon Stock | 20,892 | $26.90 | $562,028.23 |
DisclosureSEC source: 0001225208-14-002082 · doc4.xml · nonDerivative · entry 2 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,141 F1 · price: This transaction was executed in multiple trades at prices ranging from $26.80 to $27.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 19:31 UTC |
Gill George A.EVP - Investor Services
|
Exercise / conversionCommon Stock | 20,892 | $23.33 | $487,399.91 |
DisclosureSEC source: 0001225208-14-002082 · doc4.xml · nonDerivative · entry 1 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2014 Filed Jan 21, 2014 23:10 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 75,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002057 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325,250 Read SEC document |
| January 17, 2014 Filed Jan 21, 2014 23:10 UTC |
BECHTLE NANCY HDirector
|
GiftCommon Stock | 34,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002058 · doc4.xml · nonDerivative · entry 1 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 199,884 Read SEC document |
| January 03, 2014 Filed Jan 6, 2014 22:53 UTC |
Gill George A.EVP - Investor Services
|
Tax withholdingCommon Stock | 462 | $25.87 | $11,951.94 |
DisclosureSEC source: 0001225208-14-001050 · doc4.xml · nonDerivative · entry 1 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,754 Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 18:48 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Tax withholdingCommon Stock | 577 | $25.88 | $14,929.88 |
DisclosureSEC source: 0001225208-14-000881 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,512 Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 20:43 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-000954 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,438.86 Underlying: Common Stock · 1,162 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 21:19 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 4,493 | $0.00 Strike: $25.82 | $0.00 |
DisclosureSEC source: 0001225208-14-000973 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,493 Underlying: Common Stock · 4,493 shares Expires 2024-01-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 21:19 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 5,079 | $0.00 Strike: $25.82 | $0.00 |
DisclosureSEC source: 0001225208-14-000974 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,079 Underlying: Common Stock · 5,079 shares Expires 2024-01-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 21:19 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,247 | $0.00 Strike: $25.82 | $0.00 |
DisclosureSEC source: 0001225208-14-000975 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,247 Underlying: Common Stock · 2,247 shares Expires 2024-01-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| December 23, 2013 Filed Dec 24, 2013 17:12 UTC |
BUTCHER C PRESTONDirector
|
GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-026001 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 938,644.181 Read SEC document |
| December 11, 2013 Filed Dec 13, 2013 21:19 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,813 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001225208-13-025368 · doc4.xml · derivative · entry 4 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,813 shares Expires 2014-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2013 Filed Dec 13, 2013 21:19 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 7,813 | $25.10 | $196,101.61 |
DisclosureSEC source: 0001225208-13-025368 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,466.6945 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $25.09 to $25.125. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 11, 2013 Filed Dec 13, 2013 21:19 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 7,813 | $23.33 | $182,273.38 |
DisclosureSEC source: 0001225208-13-025368 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,279.6945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2013 Filed Dec 11, 2013 19:09 UTC |
McCool James DEVP - Client Solutions
|
GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-025178 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,913.3761 Read SEC document |
| December 09, 2013 Filed Dec 11, 2013 19:09 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 17,202 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001225208-13-025179 · doc4.xml · derivative · entry 7 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,813 Underlying: Common Stock · 17,202 shares Expires 2014-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2013 Filed Dec 11, 2013 19:09 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,651 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-13-025179 · doc4.xml · derivative · entry 6 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,852 Underlying: Common Stock · 10,651 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2013 Filed Dec 11, 2013 19:09 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 27,853 | $25.06 | $698,113.16 |
DisclosureSEC source: 0001225208-13-025179 · doc4.xml · nonDerivative · entry 4 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,466.6945 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F3 · price: This transaction was executed in multiple trades at prices ranging from $24.97 to $25.115. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 09, 2013 Filed Dec 11, 2013 19:09 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 2,979 | $25.03 | $74,563.18 |
DisclosureSEC source: 0001225208-13-025179 · doc4.xml · nonDerivative · entry 3 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,319.6945 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $25.00 to $25.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 09, 2013 Filed Dec 11, 2013 19:09 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 10,651 | $18.66 | $198,747.66 |
DisclosureSEC source: 0001225208-13-025179 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 38,298.6945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2013 Filed Dec 11, 2013 19:09 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 17,202 | $23.33 | $401,314.06 |
DisclosureSEC source: 0001225208-13-025179 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 27,647.6945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2013 Filed Dec 9, 2013 20:31 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 500 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-13-025040 · doc4.xml · derivative · entry 4 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,503 Underlying: Common Stock · 500 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2013 Filed Dec 9, 2013 20:31 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 500 | $24.97 | $12,485.00 |
DisclosureSEC source: 0001225208-13-025040 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,445.6945 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.