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SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
Parsed reports
2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2016 Filed May 31, 2016 16:29 UTC
Murtagh Nigel JEVP - Corporate Risk
SaleCommon Stock 2,500 $30.29 $75,715.00
Disclosure

SEC source: 0001225208-16-034148 · doc4.xml · nonDerivative · entry 1

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,011.8777

Read SEC document
May 20, 2016 Filed May 23, 2016 20:28 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 67,425 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-033801 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 100,426,968

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,866 $0.00 Strike: $28.96 $0.00
Disclosure

SEC source: 0001225208-16-033802 · doc4.xml · derivative · entry 2

ADAMS JOHN K JR · CIK 0001625471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,866

Underlying: Common Stock · 7,866 shares

Expires 2026-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantCommon Stock 4,652 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-033802 · doc4.xml · nonDerivative · entry 1

ADAMS JOHN K JR · CIK 0001625471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,361

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,866 $0.00 Strike: $28.96 $0.00
Disclosure

SEC source: 0001225208-16-033803 · doc4.xml · derivative · entry 3

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,866

Underlying: Common Stock · 7,866 shares

Expires 2026-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantCommon Stock 2,412 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-033803 · doc4.xml · nonDerivative · entry 1

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,019

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,866 $0.00 Strike: $28.96 $0.00
Disclosure

SEC source: 0001225208-16-033804 · doc4.xml · derivative · entry 4

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,866

Underlying: Common Stock · 7,866 shares

Expires 2026-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantCommon Stock 2,412 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-033804 · doc4.xml · nonDerivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,019

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,866 $0.00 Strike: $28.96 $0.00
Disclosure

SEC source: 0001225208-16-033805 · doc4.xml · derivative · entry 3

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,866

Underlying: Common Stock · 7,866 shares

Expires 2026-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantCommon Stock 4,652 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-033805 · doc4.xml · nonDerivative · entry 1

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,302

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,866 $0.00 Strike: $28.96 $0.00
Disclosure

SEC source: 0001225208-16-033806 · doc4.xml · derivative · entry 3

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,866

Underlying: Common Stock · 7,866 shares

Expires 2026-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantCommon Stock 2,412 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-033806 · doc4.xml · nonDerivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,314

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,866 $0.00 Strike: $28.96 $0.00
Disclosure

SEC source: 0001225208-16-033807 · doc4.xml · derivative · entry 2

Goldfarb Mark A · CIK 0001562215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,866

Underlying: Common Stock · 7,866 shares

Expires 2026-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantCommon Stock 2,412 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-033807 · doc4.xml · nonDerivative · entry 1

Goldfarb Mark A · CIK 0001562215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,147

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,866 $0.00 Strike: $28.96 $0.00
Disclosure

SEC source: 0001225208-16-033808 · doc4.xml · derivative · entry 2

Haraf William S · CIK 0001632346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,866

Underlying: Common Stock · 7,866 shares

Expires 2026-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantCommon Stock 4,652 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-033808 · doc4.xml · nonDerivative · entry 1

Haraf William S · CIK 0001632346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,861

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,866 $0.00 Strike: $28.96 $0.00
Disclosure

SEC source: 0001225208-16-033809 · doc4.xml · derivative · entry 4

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,866

Underlying: Common Stock · 7,866 shares

Expires 2026-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantCommon Stock 2,412 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-033809 · doc4.xml · nonDerivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,019

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,866 $0.00 Strike: $28.96 $0.00
Disclosure

SEC source: 0001225208-16-033810 · doc4.xml · derivative · entry 3

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,866

Underlying: Common Stock · 7,866 shares

Expires 2026-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantCommon Stock 4,652 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-033810 · doc4.xml · nonDerivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,413

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC
Sarin ArunDirector
GrantNonqualified Stock Option (right to buy) · Derivative 7,866 $0.00 Strike: $28.96 $0.00
Disclosure

SEC source: 0001225208-16-033811 · doc4.xml · derivative · entry 3

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,866

Underlying: Common Stock · 7,866 shares

Expires 2026-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC
Sarin ArunDirector
GrantCommon Stock 2,412 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-033811 · doc4.xml · nonDerivative · entry 1

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,019

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,866 $0.00 Strike: $28.96 $0.00
Disclosure

SEC source: 0001225208-16-033812 · doc4.xml · derivative · entry 3

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,866

Underlying: Common Stock · 7,866 shares

Expires 2026-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantCommon Stock 2,412 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-033812 · doc4.xml · nonDerivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,019

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,866 $0.00 Strike: $28.96 $0.00
Disclosure

SEC source: 0001225208-16-033813 · doc4.xml · derivative · entry 4

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,866

Underlying: Common Stock · 7,866 shares

Expires 2026-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:28 UTC GrantCommon Stock 2,412 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-033813 · doc4.xml · nonDerivative · entry 1

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,019

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:29 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,866 $0.00 Strike: $28.96 $0.00
Disclosure

SEC source: 0001225208-16-033814 · doc4.xml · derivative · entry 2

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,866

Underlying: Common Stock · 7,866 shares

Expires 2026-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:29 UTC GrantCommon Stock 2,412 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-033814 · doc4.xml · nonDerivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,774

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2016 Filed May 20, 2016 19:41 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 5,244 $0.00 Strike: $15.17 $0.00
Disclosure

SEC source: 0001225208-16-033684 · doc4.xml · derivative · entry 4

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,244 shares

Expires 2016-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2016 Filed May 20, 2016 19:41 UTC Tax withholdingCommon Stock 2,775 $28.67 $79,545.38
Disclosure

SEC source: 0001225208-16-033684 · doc4.xml · nonDerivative · entry 2

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,761

Read SEC document
May 18, 2016 Filed May 20, 2016 19:41 UTC Exercise / conversionCommon Stock 5,244 $15.17 $79,542.57
Disclosure

SEC source: 0001225208-16-033684 · doc4.xml · nonDerivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2016 Filed May 18, 2016 16:28 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 71,100 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-033591 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 100,494,393

Read SEC document
May 13, 2016 Filed May 16, 2016 20:26 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 5,244 $0.00 Strike: $15.17 $0.00
Disclosure

SEC source: 0001225208-16-033362 · doc4.xml · derivative · entry 4

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,244 shares

Expires 2016-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2016 Filed May 16, 2016 20:26 UTC Tax withholdingCommon Stock 2,851 $27.90 $79,528.65
Disclosure

SEC source: 0001225208-16-033362 · doc4.xml · nonDerivative · entry 2

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 213,156

Read SEC document
May 13, 2016 Filed May 16, 2016 20:26 UTC Exercise / conversionCommon Stock 5,244 $15.17 $79,542.57
Disclosure

SEC source: 0001225208-16-033362 · doc4.xml · nonDerivative · entry 1

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 216,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2016 Filed Apr 28, 2016 21:05 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 78,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-031953 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 100,565,493

Read SEC document
April 28, 2016 Filed Apr 29, 2016 15:51 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 5,244 $0.00 Strike: $15.17 $0.00
Disclosure

SEC source: 0001225208-16-031996 · doc4.xml · derivative · entry 4

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,244 shares

Expires 2016-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2016 Filed Apr 29, 2016 15:51 UTC Exercise / conversionCommon Stock 5,244 $15.17 $79,542.57
Disclosure

SEC source: 0001225208-16-031996 · doc4.xml · nonDerivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 810,646.079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2016 Filed Apr 28, 2016 21:05 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 50,950 $29.88 $1,522,457.33
Disclosure

SEC source: 0001225208-16-031953 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 100,643,993

F1 · price: This transaction was executed in multiple trades at prices ranging from $29.86 to $29.915. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 27, 2016 Filed Feb 10, 2017 22:09 UTC Amendment
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 417,300 $30.33 $12,654,789.42
Disclosure

SEC source: 0001225208-17-002792 · doc4a.xml · nonDerivative · entry 3

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,837,293

F1 · price: This transaction was executed in multiple trades at prices ranging from $18.0881 to $18.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 26, 2016 Filed Apr 27, 2016 14:28 UTC
Bettinger Walter WDirector · President and CEO
SaleCommon Stock 10,000 $29.78 $297,811.00
Disclosure

SEC source: 0001225208-16-031821 · doc4.xml · nonDerivative · entry 1

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,458.8859

F1 · price: This transaction was executed in multiple trades at prices ranging from $29.745 to $29.81. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 24, 2016 Filed Feb 10, 2017 22:09 UTC Amendment
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 630,000 $30.17 $19,004,643.00
Disclosure

SEC source: 0001225208-17-002792 · doc4a.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 102,550,543

F1 · price: This transaction was executed in multiple trades at prices ranging from $18.0881 to $18.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 21, 2016 Filed Apr 21, 2016 23:31 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 280,000 $29.14 $8,159,200.00
Disclosure

SEC source: 0001225208-16-031615 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 100,694,943

F2 · price: This transaction was executed in multiple trades at prices ranging from $29.01 to $29.38. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 20, 2016 Filed Apr 21, 2016 18:48 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 5,244 $0.00 Strike: $15.17 $0.00
Disclosure

SEC source: 0001225208-16-031611 · doc4.xml · derivative · entry 5

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,244 shares

Expires 2016-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2016 Filed Apr 21, 2016 18:48 UTC Tax withholdingCommon Stock 2,751 $28.91 $79,520.96
Disclosure

SEC source: 0001225208-16-031611 · doc4.xml · nonDerivative · entry 2

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 103,370

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April 20, 2016 Filed Apr 21, 2016 18:48 UTC Exercise / conversionCommon Stock 5,244 $15.17 $79,542.57
Disclosure

SEC source: 0001225208-16-031611 · doc4.xml · nonDerivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 106,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 20, 2016 Filed Apr 21, 2016 23:31 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 280,000 $28.91 $8,094,268.00
Disclosure

SEC source: 0001225208-16-031615 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 100,974,943

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.64 to $29.22. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 18, 2016 Filed Apr 19, 2016 17:06 UTC
Bettinger Walter WDirector · President and CEO
GiftCommon Stock 14,213 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-031541 · doc4.xml · nonDerivative · entry 1

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,458.8859

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April 18, 2016 Filed Apr 19, 2016 17:06 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 7,866 $0.00 Strike: $15.17 $0.00
Disclosure

SEC source: 0001225208-16-031542 · doc4.xml · derivative · entry 3

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,866 shares

Expires 2016-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2016 Filed Apr 19, 2016 17:06 UTC Tax withholdingCommon Stock 4,174 $28.58 $119,292.92
Disclosure

SEC source: 0001225208-16-031542 · doc4.xml · nonDerivative · entry 2

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,362

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.