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SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
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2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2018 Filed May 7, 2018 21:09 UTC
Garfield David REVP and General Counsel
Exercise / conversionCommon Stock 9,556 $42.99 $410,812.44
Disclosure

SEC source: 0001225208-18-008845 · doc4.xml · nonDerivative · entry 3

Garfield David R · CIK 0001621886 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2018 Filed May 7, 2018 21:09 UTC
Garfield David REVP and General Counsel
Exercise / conversionCommon Stock 12,786 $30.17 $385,753.62
Disclosure

SEC source: 0001225208-18-008845 · doc4.xml · nonDerivative · entry 2

Garfield David R · CIK 0001621886 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2018 Filed May 7, 2018 21:09 UTC
Garfield David REVP and General Counsel
Exercise / conversionCommon Stock 14,988 $26.39 $395,533.32
Disclosure

SEC source: 0001225208-18-008845 · doc4.xml · nonDerivative · entry 1

Garfield David R · CIK 0001621886 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2018 Filed May 7, 2018 22:47 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 250,000 $57.01 $14,253,100.00
Disclosure

SEC source: 0001225208-18-008850 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 85,669,551

F2 · price: This transaction was executed in multiple trades at prices ranging from $56.88 to $57.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 04, 2018 Filed May 7, 2018 22:47 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 200,000 $56.19 $11,238,860.00
Disclosure

SEC source: 0001225208-18-008850 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 85,919,551

F1 · price: This transaction was executed in multiple trades at prices ranging from $55.985 to $56.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 01, 2018 Filed May 1, 2018 21:46 UTC
Chandoha Marie APresident - CSIM
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 14,235 $0.00 Strike: $42.99 $0.00
Disclosure

SEC source: 0001225208-18-008413 · doc4.xml · derivative · entry 6

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 43,005

Underlying: Common Stock · 14,235 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 1, 2018 21:46 UTC
Chandoha Marie APresident - CSIM
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 22,563 $0.00 Strike: $30.17 $0.00
Disclosure

SEC source: 0001225208-18-008413 · doc4.xml · derivative · entry 5

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,564

Underlying: Common Stock · 22,563 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 1, 2018 21:46 UTC
Chandoha Marie APresident - CSIM
SaleCommon Stock 22,563 $55.24 $1,246,373.35
Disclosure

SEC source: 0001225208-18-008413 · doc4.xml · nonDerivative · entry 4

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,606

F1 · price: This transaction was executed in multiple trades at prices ranging from $55.12 to $55.38. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 01, 2018 Filed May 1, 2018 21:46 UTC
Chandoha Marie APresident - CSIM
SaleCommon Stock 14,235 $55.24 $786,337.13
Disclosure

SEC source: 0001225208-18-008413 · doc4.xml · nonDerivative · entry 3

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 37,169

F1 · price: This transaction was executed in multiple trades at prices ranging from $55.12 to $55.38. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 01, 2018 Filed May 1, 2018 21:46 UTC
Chandoha Marie APresident - CSIM
Exercise / conversionCommon Stock 14,235 $42.99 $611,962.65
Disclosure

SEC source: 0001225208-18-008413 · doc4.xml · nonDerivative · entry 2

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 51,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 1, 2018 21:46 UTC
Chandoha Marie APresident - CSIM
Exercise / conversionCommon Stock 22,563 $30.17 $680,725.71
Disclosure

SEC source: 0001225208-18-008413 · doc4.xml · nonDerivative · entry 1

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 37,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed Apr 30, 2018 23:04 UTC
Chandoha Marie APresident - CSIM
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 100 $0.00 Strike: $42.99 $0.00
Disclosure

SEC source: 0001225208-18-008264 · doc4.xml · derivative · entry 3

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 57,240

Underlying: Common Stock · 100 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed Apr 30, 2018 23:04 UTC
Chandoha Marie APresident - CSIM
SaleCommon Stock 100 $56.29 $5,629.00
Disclosure

SEC source: 0001225208-18-008264 · doc4.xml · nonDerivative · entry 2

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,606

Read SEC document
April 30, 2018 Filed Apr 30, 2018 23:04 UTC
Chandoha Marie APresident - CSIM
Exercise / conversionCommon Stock 100 $42.99 $4,299.00
Disclosure

SEC source: 0001225208-18-008264 · doc4.xml · nonDerivative · entry 1

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 23:03 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 6,500 $0.00 Strike: $13.64 $0.00
Disclosure

SEC source: 0001225208-18-008262 · doc4.xml · derivative · entry 6

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 6,500 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The date first exercisable is 11/01/2013.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 23:03 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 6,500 $0.00 Strike: $16.40 $0.00
Disclosure

SEC source: 0001225208-18-008262 · doc4.xml · derivative · entry 5

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,767

Underlying: Common Stock · 6,500 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The date first exercisable is 3/1/2014.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 23:03 UTC
Murtagh Nigel JEVP - Corporate Risk
SaleCommon Stock 6,500 $55.97 $363,790.05
Disclosure

SEC source: 0001225208-18-008262 · doc4.xml · nonDerivative · entry 4

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,630.3606

F1 · price: This transaction was executed in multiple trades at prices ranging from $55.90 to $56.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 23:03 UTC
Murtagh Nigel JEVP - Corporate Risk
SaleCommon Stock 6,500 $55.97 $363,790.05
Disclosure

SEC source: 0001225208-18-008262 · doc4.xml · nonDerivative · entry 3

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,130.3606

F1 · price: This transaction was executed in multiple trades at prices ranging from $55.90 to $56.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 23:03 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionCommon Stock 6,500 $13.64 $88,660.00
Disclosure

SEC source: 0001225208-18-008262 · doc4.xml · nonDerivative · entry 2

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,630.3606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 23:03 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionCommon Stock 6,500 $16.40 $106,600.00
Disclosure

SEC source: 0001225208-18-008262 · doc4.xml · nonDerivative · entry 1

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,130.3606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 23:04 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 89,670 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008263 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 86,941,721

Read SEC document
April 25, 2018 Filed Apr 25, 2018 23:06 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 200,000 $54.60 $10,919,440.00
Disclosure

SEC source: 0001225208-18-008036 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 33,074,941

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.86 to $54.88. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 22:33 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 165,000 $55.23 $9,113,395.50
Disclosure

SEC source: 0001225208-18-008120 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 33,109,941

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.50 to $55.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 24, 2018 Filed Apr 24, 2018 23:42 UTC
Kallsen Terri REVP - Investor Services
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 18,803 $0.00 Strike: $30.17 $0.00
Disclosure

SEC source: 0001225208-18-008015 · doc4.xml · derivative · entry 8

Kallsen Terri R · CIK 0001627137 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,803

Underlying: Common Stock · 18,803 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2018 Filed Apr 24, 2018 23:42 UTC
Kallsen Terri REVP - Investor Services
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 17,482 $0.00 Strike: $26.39 $0.00
Disclosure

SEC source: 0001225208-18-008015 · doc4.xml · derivative · entry 7

Kallsen Terri R · CIK 0001627137 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,965

Underlying: Common Stock · 17,482 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2018 Filed Apr 24, 2018 23:42 UTC
Kallsen Terri REVP - Investor Services
SaleCommon Stock 18,803 $55.89 $1,050,848.90
Disclosure

SEC source: 0001225208-18-008015 · doc4.xml · nonDerivative · entry 4

Kallsen Terri R · CIK 0001627137 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $55.75 to $56.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 24, 2018 Filed Apr 24, 2018 23:42 UTC
Kallsen Terri REVP - Investor Services
SaleCommon Stock 17,482 $55.89 $977,021.78
Disclosure

SEC source: 0001225208-18-008015 · doc4.xml · nonDerivative · entry 3

Kallsen Terri R · CIK 0001627137 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 18,803

F1 · price: This transaction was executed in multiple trades at prices ranging from $55.75 to $56.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 24, 2018 Filed Apr 24, 2018 23:42 UTC
Kallsen Terri REVP - Investor Services
Exercise / conversionCommon Stock 17,482 $26.39 $461,349.98
Disclosure

SEC source: 0001225208-18-008015 · doc4.xml · nonDerivative · entry 2

Kallsen Terri R · CIK 0001627137 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 36,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2018 Filed Apr 24, 2018 23:42 UTC
Kallsen Terri REVP - Investor Services
Exercise / conversionCommon Stock 18,803 $30.17 $567,286.51
Disclosure

SEC source: 0001225208-18-008015 · doc4.xml · nonDerivative · entry 1

Kallsen Terri R · CIK 0001627137 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 18,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2018 Filed Apr 24, 2018 23:42 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 250,000 $55.01 $13,751,650.00
Disclosure

SEC source: 0001225208-18-008016 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 87,031,391

F2 · price: This transaction was executed in multiple trades at prices ranging from $54.575 to $55.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 24, 2018 Filed Apr 24, 2018 23:42 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 12,000 $55.27 $663,237.60
Disclosure

SEC source: 0001225208-18-008016 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 87,281,391

F1 · price: This transaction was executed in multiple trades at prices ranging from $55.06 to $55.47. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 23, 2018 Filed Apr 23, 2018 21:28 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 250,000 $54.99 $13,747,475.00
Disclosure

SEC source: 0001225208-18-007980 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 87,293,391

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.84 to $55.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 23:06 UTC
MARTINETTO JOSEPH RSenior EVP and COO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 70,000 $0.00 Strike: $13.64 $0.00
Disclosure

SEC source: 0001225208-18-007984 · doc4.xml · derivative · entry 16

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,000 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 23:06 UTC
MARTINETTO JOSEPH RSenior EVP and COO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 64,130 $0.00 Strike: $15.05 $0.00
Disclosure

SEC source: 0001225208-18-007984 · doc4.xml · derivative · entry 15

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,130 shares

Expires 2021-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 23:06 UTC
MARTINETTO JOSEPH RSenior EVP and COO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 60,533 $0.00 Strike: $16.40 $0.00
Disclosure

SEC source: 0001225208-18-007984 · doc4.xml · derivative · entry 14

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,533 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 23:06 UTC
MARTINETTO JOSEPH RSenior EVP and COO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 57,852 $0.00 Strike: $13.91 $0.00
Disclosure

SEC source: 0001225208-18-007984 · doc4.xml · derivative · entry 13

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,852 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 23:06 UTC
MARTINETTO JOSEPH RSenior EVP and COO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 28,170 $0.00 Strike: $15.08 $0.00
Disclosure

SEC source: 0001225208-18-007984 · doc4.xml · derivative · entry 12

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,170 shares

Expires 2023-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The date first exercisable is 1/02/2014.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 23:06 UTC
MARTINETTO JOSEPH RSenior EVP and COO
SaleCommon Stock 70,000 $54.80 $3,835,972.00
Disclosure

SEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 10

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,330

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.50 to $55.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 23:06 UTC
MARTINETTO JOSEPH RSenior EVP and COO
SaleCommon Stock 64,130 $54.80 $3,514,298.35
Disclosure

SEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 9

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,330

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.50 to $55.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 20, 2018 Filed Apr 23, 2018 23:06 UTC
MARTINETTO JOSEPH RSenior EVP and COO
SaleCommon Stock 60,533 $54.80 $3,317,184.19
Disclosure

SEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 8

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,460

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.50 to $55.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 20, 2018 Filed Apr 23, 2018 23:06 UTC
MARTINETTO JOSEPH RSenior EVP and COO
SaleCommon Stock 57,852 $54.80 $3,170,266.46
Disclosure

SEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 7

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,993

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.50 to $55.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 20, 2018 Filed Apr 23, 2018 23:06 UTC
MARTINETTO JOSEPH RSenior EVP and COO
SaleCommon Stock 28,170 $54.80 $1,543,704.73
Disclosure

SEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 6

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,845

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.50 to $55.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 20, 2018 Filed Apr 23, 2018 23:06 UTC
MARTINETTO JOSEPH RSenior EVP and COO
Exercise / conversionCommon Stock 28,170 $15.08 $424,803.60
Disclosure

SEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 5

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 20, 2018 Filed Apr 23, 2018 23:06 UTC
MARTINETTO JOSEPH RSenior EVP and COO
Exercise / conversionCommon Stock 57,852 $13.91 $804,721.32
Disclosure

SEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 4

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 23:06 UTC
MARTINETTO JOSEPH RSenior EVP and COO
Exercise / conversionCommon Stock 60,533 $16.40 $992,741.20
Disclosure

SEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 3

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 20, 2018 Filed Apr 23, 2018 23:06 UTC
MARTINETTO JOSEPH RSenior EVP and COO
Exercise / conversionCommon Stock 64,130 $15.05 $965,156.50
Disclosure

SEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 2

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 20, 2018 Filed Apr 23, 2018 23:06 UTC
MARTINETTO JOSEPH RSenior EVP and COO
Exercise / conversionCommon Stock 70,000 $13.64 $954,800.00
Disclosure

SEC source: 0001225208-18-007984 · doc4.xml · nonDerivative · entry 1

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 20, 2018 Filed Apr 23, 2018 21:56 UTC
Chandoha Marie APresident - CSIM
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 22,482 $0.00 Strike: $26.39 $0.00
Disclosure

SEC source: 0001225208-18-007982 · doc4.xml · derivative · entry 6

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 44,965

Underlying: Common Stock · 22,482 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 21:56 UTC
Chandoha Marie APresident - CSIM
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 8,904 $0.00 Strike: $25.86 $0.00
Disclosure

SEC source: 0001225208-18-007982 · doc4.xml · derivative · entry 5

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,904 shares

Expires 2024-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 21:56 UTC
Chandoha Marie APresident - CSIM
SaleCommon Stock 22,482 $54.79 $1,231,887.70
Disclosure

SEC source: 0001225208-18-007982 · doc4.xml · nonDerivative · entry 4

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,606

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.75 to $54.90. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.