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SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
Parsed reports
2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2019 Filed May 21, 2019 22:07 UTC GrantNonqualified Stock Option (right to buy) · Derivative 8,584 $0.00 Strike: $43.21 $0.00
Disclosure

SEC source: 0001225208-19-008342 · doc4.xml · derivative · entry 2

Haraf William S · CIK 0001632346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,584

Underlying: Common Stock · 8,584 shares

Expires 2029-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2019 Filed May 21, 2019 22:07 UTC GrantCommon Stock 3,567 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008342 · doc4.xml · nonDerivative · entry 1

Haraf William S · CIK 0001632346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,576

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2019 Filed May 21, 2019 22:07 UTC GrantNonqualified Stock Option (right to buy) · Derivative 8,584 $0.00 Strike: $43.21 $0.00
Disclosure

SEC source: 0001225208-19-008343 · doc4.xml · derivative · entry 3

Goldfarb Mark A · CIK 0001562215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,584

Underlying: Common Stock · 8,584 shares

Expires 2029-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2019 Filed May 21, 2019 22:07 UTC GrantCommon Stock 1,841 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008343 · doc4.xml · nonDerivative · entry 1

Goldfarb Mark A · CIK 0001562215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,772

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2019 Filed May 21, 2019 22:07 UTC GrantNonqualified Stock Option (right to buy) · Derivative 8,584 $0.00 Strike: $43.21 $0.00
Disclosure

SEC source: 0001225208-19-008344 · doc4.xml · derivative · entry 3

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,584

Underlying: Common Stock · 8,584 shares

Expires 2029-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2019 Filed May 21, 2019 22:07 UTC GrantCommon Stock 1,841 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008344 · doc4.xml · nonDerivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,772

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2019 Filed May 21, 2019 22:07 UTC GrantNonqualified Stock Option (right to buy) · Derivative 8,584 $0.00 Strike: $43.21 $0.00
Disclosure

SEC source: 0001225208-19-008345 · doc4.xml · derivative · entry 3

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,584

Underlying: Common Stock · 8,584 shares

Expires 2029-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2019 Filed May 21, 2019 22:07 UTC GrantCommon Stock 3,567 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008345 · doc4.xml · nonDerivative · entry 1

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,159

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2019 Filed May 21, 2019 22:08 UTC
Dea JoanDirector
GrantNonqualified Stock Option (right to buy) · Derivative 8,584 $0.00 Strike: $43.21 $0.00
Disclosure

SEC source: 0001225208-19-008346 · doc4.xml · derivative · entry 2

Dea Joan · CIK 0001643326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,584

Underlying: Common Stock · 8,584 shares

Expires 2029-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2019 Filed May 21, 2019 22:08 UTC
Dea JoanDirector
GrantCommon Stock 3,567 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008346 · doc4.xml · nonDerivative · entry 1

Dea Joan · CIK 0001643326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,690

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2019 Filed May 21, 2019 22:08 UTC GrantNonqualified Stock Option (right to buy) · Derivative 8,584 $0.00 Strike: $43.21 $0.00
Disclosure

SEC source: 0001225208-19-008347 · doc4.xml · derivative · entry 2

ADAMS JOHN K JR · CIK 0001625471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,584

Underlying: Common Stock · 8,584 shares

Expires 2029-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2019 Filed May 21, 2019 22:08 UTC GrantCommon Stock 3,567 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008347 · doc4.xml · nonDerivative · entry 1

ADAMS JOHN K JR · CIK 0001625471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,976

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 16, 2019 Filed May 16, 2019 19:40 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 4,356 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001225208-19-008105 · doc4.xml · derivative · entry 4

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,356 shares

Expires 2019-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2019 Filed May 16, 2019 19:40 UTC SaleCommon Stock 4,356 $43.85 $191,024.10
Disclosure

SEC source: 0001225208-19-008105 · doc4.xml · nonDerivative · entry 2

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 147,243

F1 · price: This transaction was executed in multiple trades at prices ranging from $43.85 to $43.855. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 16, 2019 Filed May 16, 2019 19:40 UTC Exercise / conversionCommon Stock 4,356 $18.00 $78,408.00
Disclosure

SEC source: 0001225208-19-008105 · doc4.xml · nonDerivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 151,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 13, 2019 20:48 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 22,130 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007837 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 76,683,836

Read SEC document
May 10, 2019 Filed May 13, 2019 20:48 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 4,425 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007837 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse as Trustee

Disclosed balance after: 18,175,245.33

Read SEC document
May 08, 2019 Filed May 9, 2019 22:32 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 109,080 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-000741 · edgar.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse as Trustee

Disclosed balance after: 18,179,670.33

Read SEC document
May 03, 2019 Filed May 3, 2019 21:13 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 45,450 $46.27 $2,102,912.42
Disclosure

SEC source: 0001225208-19-007720 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 76,705,966

F2 · price: This transaction was executed in multiple trades at prices ranging from $46.195 to $46.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 03, 2019 Filed May 3, 2019 21:13 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 10,830 $46.29 $501,357.52
Disclosure

SEC source: 0001225208-19-007720 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 76,751,416

F1 · price: This transaction was executed in multiple trades at prices ranging from $46.215 to $46.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:09 UTC PurchaseCommon Stock 2,500 $46.10 $115,250.00
Disclosure

SEC source: 0001123292-19-000700 · edgar.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by IRA

Disclosed balance after: 2,500

Read SEC document
April 29, 2019 Filed Apr 29, 2019 20:23 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 250,000 $45.97 $11,492,100.00
Disclosure

SEC source: 0001225208-19-007276 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 76,762,246

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.805 to $46.035. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 25, 2019 Filed Apr 25, 2019 21:07 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 250,000 $45.56 $11,390,300.00
Disclosure

SEC source: 0001225208-19-007198 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 77,012,246

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.355 to $45.715. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 16:14 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 250,000 $45.57 $11,391,300.00
Disclosure

SEC source: 0001225208-19-007170 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 77,262,246

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.435 to $45.735. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 22, 2019 Filed Apr 23, 2019 15:22 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 250,000 $45.29 $11,321,550.00
Disclosure

SEC source: 0001225208-19-007115 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 77,512,246

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.1875 to $45.415. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 17, 2019 Filed Apr 18, 2019 21:29 UTC
Murtagh Nigel JEVP - Corporate Risk
SaleCommon Stock 23,200 $45.70 $1,060,300.32
Disclosure

SEC source: 0001225208-19-007041 · doc4.xml · nonDerivative · entry 1

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,875.3494

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.52 to $45.80. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 659 $0.00 Strike: $12.45 $0.00
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · derivative · entry 28

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,451

Underlying: Common Stock · 659 shares

Expires 2022-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 615 $0.00 Strike: $12.93 $0.00
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · derivative · entry 27

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,308

Underlying: Common Stock · 615 shares

Expires 2022-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 15 $0.00 Strike: $12.93 $0.00
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · derivative · entry 26

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,923

Underlying: Common Stock · 15 shares

Expires 2022-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 15,667 $0.00 Strike: $23.12 $0.00
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · derivative · entry 25

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,345

Underlying: Common Stock · 15,667 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The date first exercisable is 11/01/2014.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 297 $0.00 Strike: $13.64 $0.00
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · derivative · entry 24

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,203

Underlying: Common Stock · 297 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The date first exercisable is 11/01/2013.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 1,718 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · derivative · entry 23

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,903

Underlying: Common Stock · 1,718 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The date first exercisable is 11/01/2012.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 19,093 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · derivative · entry 22

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,093 shares

Expires 2024-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The date first exercisable is 8/01/2015.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 15,619 $0.00 Strike: $22.67 $0.00
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · derivative · entry 21

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,791

Underlying: Common Stock · 15,619 shares

Expires 2023-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The date first exercisable is 8/01/2014.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 19,349 $0.00 Strike: $25.86 $0.00
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · derivative · entry 20

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832

Underlying: Common Stock · 19,349 shares

Expires 2024-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The date first exercisable is 3/03/2015.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 202 $0.00 Strike: $16.40 $0.00
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · derivative · entry 19

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,565

Underlying: Common Stock · 202 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The date first exercisable is 3/01/2014.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
SaleCommon Stock 19,349 $45.64 $883,132.86
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · nonDerivative · entry 18

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,075.3494

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.68 to $45.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
SaleCommon Stock 19,093 $45.64 $871,448.43
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · nonDerivative · entry 17

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,424.3494

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.68 to $45.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
SaleCommon Stock 15,667 $45.64 $715,077.91
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · nonDerivative · entry 16

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,517.3494

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.68 to $45.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
SaleCommon Stock 1,718 $45.64 $78,413.47
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · nonDerivative · entry 15

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,184.3494

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.68 to $45.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
SaleCommon Stock 659 $45.64 $30,078.28
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · nonDerivative · entry 14

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,902.3494

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.68 to $45.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
SaleCommon Stock 297 $45.64 $13,555.76
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · nonDerivative · entry 13

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,561.3494

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.68 to $45.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
SaleCommon Stock 202 $45.64 $9,219.74
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · nonDerivative · entry 12

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,858.3494

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.68 to $45.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
SaleCommon Stock 15 $45.64 $684.63
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · nonDerivative · entry 11

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,060.3494

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.68 to $45.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionCommon Stock 15 $12.93 $193.95
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · nonDerivative · entry 10

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,075.3494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionCommon Stock 202 $16.40 $3,312.80
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · nonDerivative · entry 9

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,060.3494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionCommon Stock 297 $13.64 $4,051.08
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · nonDerivative · entry 8

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,858.3494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionCommon Stock 615 $12.93 $7,951.95
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · nonDerivative · entry 7

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,561.3494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionCommon Stock 659 $12.45 $8,204.55
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · nonDerivative · entry 6

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,946.3494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 23:57 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionCommon Stock 1,718 $11.75 $20,186.50
Disclosure

SEC source: 0001225208-19-006862 · doc4.xml · nonDerivative · entry 5

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,287.3494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.