Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2020 Filed Jan 31, 2020 23:37 UTC |
Morgan Peter J. IIIEVP and General Counsel
|
SaleCommon Stock | 3,429 | $46.11 | $158,108.10 |
DisclosureSEC source: 0001225208-20-001429 · doc4.xml · nonDerivative · entry 4 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,865 F1 · price: This transaction was executed in multiple trades at prices ranging from $46.07 to $46.205. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 23:37 UTC |
Morgan Peter J. IIIEVP and General Counsel
|
Exercise / conversionCommon Stock | 3,429 | $28.44 | $97,520.76 |
DisclosureSEC source: 0001225208-20-001429 · doc4.xml · nonDerivative · entry 3 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 23:37 UTC |
Morgan Peter J. IIIEVP and General Counsel
|
Exercise / conversionCommon Stock | 6,552 | $31.37 | $205,536.24 |
DisclosureSEC source: 0001225208-20-001429 · doc4.xml · nonDerivative · entry 2 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 23:37 UTC |
Morgan Peter J. IIIEVP and General Counsel
|
Exercise / conversionCommon Stock | 6,757 | $31.65 | $213,859.05 |
DisclosureSEC source: 0001225208-20-001429 · doc4.xml · nonDerivative · entry 1 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 23:50 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 107,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001431 · doc4.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,571,771 Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 23:50 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 112,360 | $0.00 Strike: $18.25 | $0.00 |
DisclosureSEC source: 0001225208-20-001431 · doc4.xml · derivative · entry 8 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 112,360 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 23:50 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 215,000 | $47.16 | $10,139,443.00 |
DisclosureSEC source: 0001225208-20-001431 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,679,621 F2 · price: This transaction was executed in multiple trades at prices ranging from $47.14 to $47.215. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 23:50 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 112,360 | $47.24 | $5,307,448.20 |
DisclosureSEC source: 0001225208-20-001431 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,894,621 F1 · price: This transaction was executed in multiple trades at prices ranging from $47.175 to $47.275. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 23:50 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 112,360 | $18.25 | $2,050,570.00 |
DisclosureSEC source: 0001225208-20-001431 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,006,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2020 Filed Jan 17, 2020 20:08 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 102,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000893 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,894,621 Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 19:54 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,153 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-20-000891 · doc4.xml · derivative · entry 3 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,025 Underlying: Common Stock · 3,153 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 19:54 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 3,153 | $49.00 | $154,497.00 |
DisclosureSEC source: 0001225208-20-000891 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019. Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 19:54 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 3,153 | $16.40 | $51,709.20 |
DisclosureSEC source: 0001225208-20-000891 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2020 Filed Jan 15, 2020 18:33 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,162 | $0.00 Strike: $12.88 | $0.00 |
DisclosureSEC source: 0001225208-20-000784 · doc4.xml · derivative · entry 3 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,761 Underlying: Common Stock · 3,162 shares Expires 2022-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2020 Filed Jan 15, 2020 18:33 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 3,162 | $47.33 | $149,647.97 |
DisclosureSEC source: 0001225208-20-000784 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019. F2 · price: This transaction was executed in multiple trades at prices ranging from $47.16 to $47.39. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 15, 2020 Filed Jan 15, 2020 18:33 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 3,162 | $12.88 | $40,726.56 |
DisclosureSEC source: 0001225208-20-000784 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:48 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 4,800 | $0.00 Strike: $19.78 | $0.00 |
DisclosureSEC source: 0001225208-20-000330 · doc4.xml · derivative · entry 4 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,800 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:48 UTC |
MCLIN STEPHEN TDirector
|
Tax withholdingCommon Stock | 1,979 | $47.97 | $94,922.74 |
DisclosureSEC source: 0001225208-20-000330 · doc4.xml · nonDerivative · entry 2 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 157,109 Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:48 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionCommon Stock | 4,800 | $19.78 | $94,944.00 |
DisclosureSEC source: 0001225208-20-000330 · doc4.xml · nonDerivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 159,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 12:28 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,861 | Not disclosed Strike: $48.23 | Not disclosed |
DisclosureSEC source: 0001225208-20-000579 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,861 Underlying: Common Stock · 2,861 shares Expires 2030-01-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 12:29 UTC |
Ruffel Charles A.Director
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,431 | Not disclosed Strike: $48.23 | Not disclosed |
DisclosureSEC source: 0001225208-20-000582 · doc4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,431 Underlying: Common Stock · 1,431 shares Expires 2030-01-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 12:29 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-000580 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,406.64 Underlying: Common Stock · 700 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 12:29 UTC |
Ellis Stephen ADirector
|
GrantRestricted Stock Units · Derivative | 324 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-000581 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,968.61 Underlying: Common Stock · 324 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 22:34 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 196,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-016024 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,996,921 Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 23:47 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 189,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015932 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,192,921 Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 20:41 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 28,078 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-19-015673 · doc4.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,078 shares Expires 2024-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 20:41 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 28,078 | $51.00 | $1,432,115.58 |
DisclosureSEC source: 0001225208-19-015673 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 72,268.8091 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019. F2 · price: This transaction was executed in multiple trades at prices ranging from $51.00 to $51.035. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 20:41 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 28,078 | $27.45 | $770,741.10 |
DisclosureSEC source: 0001225208-19-015673 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 100,346.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 20:10 UTC |
Morgan Peter J. IIIEVP and General Counsel
|
SaleCommon Stock | 624 | $49.70 | $31,011.30 |
DisclosureSEC source: 0001225208-19-015041 · doc4.xml · nonDerivative · entry 1 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,556 F1 · price: This transaction was executed in multiple trades at prices ranging from $49.695 to $49.705. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 27, 2019 Filed Nov 28, 2019 00:41 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 300,000 | $49.77 | $14,929,680.00 |
DisclosureSEC source: 0001225208-19-015029 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,598,871 F2 · price: This transaction was executed in multiple trades at prices ranging from $49.485 to $49.965. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 22:14 UTC |
Sarin ArunDirector
|
SaleCommon Stock | 15,000 | $49.11 | $736,587.00 |
DisclosureSEC source: 0001225208-19-015021 · doc4.xml · nonDerivative · entry 1 SARIN ARUN · CIK 0001188405 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 12,766 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.97 to $49.25. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 22:23 UTC |
Morgan Peter J. IIIEVP and General Counsel
|
SaleCommon Stock | 2,500 | $49.02 | $122,547.00 |
DisclosureSEC source: 0001225208-19-015023 · doc4.xml · nonDerivative · entry 1 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,180 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.99 to $49.035. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 26, 2019 Filed Nov 28, 2019 00:13 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 11,082 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-19-015027 · doc4.xml · derivative · entry 5 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,082 shares Expires 2020-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The date first exercisable is 5/17/2011. Read SEC document |
| November 26, 2019 Filed Nov 28, 2019 00:13 UTC |
HERRINGER FRANK CDirector
|
Tax withholdingCommon Stock | 3,912 | $49.23 | $192,568.20 |
DisclosureSEC source: 0001225208-19-015027 · doc4.xml · nonDerivative · entry 2 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 124,624 Read SEC document |
| November 26, 2019 Filed Nov 28, 2019 00:13 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionCommon Stock | 11,082 | $17.38 | $192,605.16 |
DisclosureSEC source: 0001225208-19-015027 · doc4.xml · nonDerivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 128,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2019 Filed Nov 28, 2019 00:41 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 30,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015029 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,898,871 Read SEC document |
| November 26, 2019 Filed Nov 28, 2019 00:41 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 300,000 | $49.01 | $14,702,880.00 |
DisclosureSEC source: 0001225208-19-015029 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,929,346 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.775 to $49.285. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 00:56 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 2,537,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014408 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,805,746 Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 19:06 UTC |
Morgan Peter J. IIIEVP and General Counsel
|
Tax withholdingCommon Stock | 478 | $42.71 | $20,414.19 |
DisclosureSEC source: 0001225208-19-014182 · doc4.xml · nonDerivative · entry 1 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,680 Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 20:09 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 48,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013990 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 77,343,566 Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:20 UTC |
Morgan Peter J. IIIEVP and General Counsel
|
Tax withholdingCommon Stock | 1,175 | $41.61 | $48,885.88 |
DisclosureSEC source: 0001225208-19-014087 · doc4.xml · nonDerivative · entry 2 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,158 Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:20 UTC |
Morgan Peter J. IIIEVP and General Counsel
|
GrantCommon Stock | 7,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014087 · doc4.xml · nonDerivative · entry 1 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,333 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the Company's 2013 Stock Incentive Plan and vest in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| October 23, 2019 Filed Oct 23, 2019 23:17 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 24,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013777 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,496,811 Read SEC document |
| October 17, 2019 Filed Oct 18, 2019 16:35 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 25,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013605 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,521,011 Read SEC document |
| October 16, 2019 Filed Oct 17, 2019 17:34 UTC |
Sarin ArunDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 1,574 | $0.00 Strike: $18.38 | $0.00 |
DisclosureSEC source: 0001225208-19-013468 · doc4.xml · derivative · entry 5 SARIN ARUN · CIK 0001188405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,574 shares Expires 2019-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The date first exercisable is 12/10/2010. Read SEC document |
| October 16, 2019 Filed Oct 17, 2019 17:34 UTC |
Sarin ArunDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 11,082 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-19-013468 · doc4.xml · derivative · entry 4 SARIN ARUN · CIK 0001188405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,082 shares Expires 2020-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The date first exercisable is 5/17/2011. Read SEC document |
| October 16, 2019 Filed Oct 17, 2019 17:34 UTC |
Sarin ArunDirector
|
Exercise / conversionCommon Stock | 1,574 | $18.38 | $28,930.12 |
DisclosureSEC source: 0001225208-19-013468 · doc4.xml · nonDerivative · entry 2 SARIN ARUN · CIK 0001188405 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 27,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2019 Filed Oct 17, 2019 17:34 UTC |
Sarin ArunDirector
|
Exercise / conversionCommon Stock | 11,082 | $17.38 | $192,605.16 |
DisclosureSEC source: 0001225208-19-013468 · doc4.xml · nonDerivative · entry 1 SARIN ARUN · CIK 0001188405 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 26,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2019 Filed Oct 15, 2019 21:33 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,740 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001225208-19-013407 · doc4.xml · derivative · entry 3 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,500 Underlying: Common Stock · 3,740 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2019 Filed Oct 15, 2019 21:33 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 3,740 | $38.97 | $145,747.80 |
DisclosureSEC source: 0001225208-19-013407 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.