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SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
Parsed reports
2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2021 Filed May 19, 2021 21:48 UTC GrantCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008333 · doc4.xml · nonDerivative · entry 1

Levitt Brian M · CIK 0001391568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,998

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:48 UTC GrantNonqualified Stock Option (right to buy) · Derivative 4,390 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-21-008334 · doc4.xml · derivative · entry 4

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Stock · 4,390 shares

Expires 2031-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:48 UTC GrantCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008334 · doc4.xml · nonDerivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,997

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:48 UTC GrantNonqualified Stock Option (right to buy) · Derivative 4,390 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-21-008335 · doc4.xml · derivative · entry 2

Haraf William S · CIK 0001632346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Stock · 4,390 shares

Expires 2031-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:48 UTC GrantCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008335 · doc4.xml · nonDerivative · entry 1

Haraf William S · CIK 0001632346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,501

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:48 UTC GrantNonqualified Stock Option (right to buy) · Derivative 4,390 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-21-008336 · doc4.xml · derivative · entry 3

Goldfarb Mark A · CIK 0001562215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Stock · 4,390 shares

Expires 2031-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:48 UTC GrantCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008336 · doc4.xml · nonDerivative · entry 1

Goldfarb Mark A · CIK 0001562215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,997

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:49 UTC GrantNonqualified Stock Option (right to buy) · Derivative 4,390 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-21-008337 · doc4.xml · derivative · entry 3

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Stock · 4,390 shares

Expires 2031-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:49 UTC GrantCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008337 · doc4.xml · nonDerivative · entry 1

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,860

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:50 UTC
Dea JoanDirector
GrantNonqualified Stock Option (right to buy) · Derivative 4,390 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-21-008338 · doc4.xml · derivative · entry 2

Dea Joan · CIK 0001643326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Stock · 4,390 shares

Expires 2031-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:50 UTC
Dea JoanDirector
GrantCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008338 · doc4.xml · nonDerivative · entry 1

Dea Joan · CIK 0001643326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,615

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:50 UTC GrantNonqualified Stock Option (right to buy) · Derivative 4,390 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-21-008339 · doc4.xml · derivative · entry 2

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Stock · 4,390 shares

Expires 2031-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:50 UTC GrantCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008339 · doc4.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,930

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:50 UTC GrantNonqualified Stock Option (right to buy) · Derivative 4,390 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-21-008340 · doc4.xml · derivative · entry 2

ADAMS JOHN K JR · CIK 0001625471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Stock · 4,390 shares

Expires 2031-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:50 UTC GrantCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008340 · doc4.xml · nonDerivative · entry 1

ADAMS JOHN K JR · CIK 0001625471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,901

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 14, 2021 Filed May 14, 2021 21:26 UTC
Schwab Charles R.Director · Chairman
SaleCommon Stock 44,380 $72.00 $3,195,360.00
Disclosure

SEC source: 0001225208-21-008183 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 32,261,256

Read SEC document
May 14, 2021 Filed May 14, 2021 21:47 UTC
Bettinger Walter WDirector · President and CEO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 33,770 $0.00 Strike: $28.44 $0.00
Disclosure

SEC source: 0001225208-21-008185 · doc4.xml · derivative · entry 8

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,770 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2021 Filed May 14, 2021 21:47 UTC
Bettinger Walter WDirector · President and CEO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 16,018 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0001225208-21-008185 · doc4.xml · derivative · entry 7

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,018 shares

Expires 2024-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2021 Filed May 14, 2021 21:47 UTC
Bettinger Walter WDirector · President and CEO
SaleCommon Stock 49,788 $72.47 $3,608,176.19
Disclosure

SEC source: 0001225208-21-008185 · doc4.xml · nonDerivative · entry 3

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,914.022

F1 · price: This transaction was executed in multiple trades at prices ranging from $72.47 to $72.475. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 14, 2021 Filed May 14, 2021 21:47 UTC
Bettinger Walter WDirector · President and CEO
Exercise / conversionCommon Stock 16,018 $27.45 $439,694.10
Disclosure

SEC source: 0001225208-21-008185 · doc4.xml · nonDerivative · entry 2

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,702.022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2021 Filed May 14, 2021 21:47 UTC
Bettinger Walter WDirector · President and CEO
Exercise / conversionCommon Stock 33,770 $28.44 $960,418.80
Disclosure

SEC source: 0001225208-21-008185 · doc4.xml · nonDerivative · entry 1

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,684.022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2021 Filed May 12, 2021 18:18 UTC
MARTINETTO JOSEPH RSenior EVP and COO
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008008 · doc4.xml · nonDerivative · entry 1

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 206,651

Read SEC document
May 10, 2021 Filed May 11, 2021 19:06 UTC
Bettinger Walter WDirector · President and CEO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 20,483 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0001225208-21-007935 · doc4.xml · derivative · entry 6

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,018

Underlying: Common Stock · 20,483 shares

Expires 2024-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 11, 2021 19:06 UTC
Bettinger Walter WDirector · President and CEO
SaleCommon Stock 20,483 $72.48 $1,484,583.26
Disclosure

SEC source: 0001225208-21-007935 · doc4.xml · nonDerivative · entry 2

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,914.022

F1 · price: This transaction was executed in multiple trades at prices ranging from $72.47 to $72.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 10, 2021 Filed May 11, 2021 19:06 UTC
Bettinger Walter WDirector · President and CEO
Exercise / conversionCommon Stock 20,483 $27.45 $562,258.35
Disclosure

SEC source: 0001225208-21-007935 · doc4.xml · nonDerivative · entry 1

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,397.022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 11, 2021 19:07 UTC
Schwab Charles R.Director · Chairman
SaleCommon Stock 25,620 $72.01 $1,844,926.94
Disclosure

SEC source: 0001225208-21-007936 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 32,305,636

F1 · price: This transaction was executed in multiple trades at prices ranging from $72.00 to $72.16. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 06, 2021 Filed May 6, 2021 23:03 UTC
Bettinger Walter WDirector · President and CEO
SaleCommon Stock 124,669 $71.44 $8,906,727.37
Disclosure

SEC source: 0001225208-21-007701 · doc4.xml · nonDerivative · entry 2

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,914.022

F1 · price: This transaction was executed in multiple trades at prices ranging from $71.37 to $71.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 06, 2021 Filed May 6, 2021 23:03 UTC
Bettinger Walter WDirector · President and CEO
SaleCommon Stock 0.8639 $70.79 $61.16
Disclosure

SEC source: 0001225208-21-007701 · doc4.xml · nonDerivative · entry 1

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,583.022

Read SEC document
May 06, 2021 Filed May 6, 2021 23:04 UTC
MARTINETTO JOSEPH RSenior EVP and COO
SaleCommon Stock 16,433 $70.62 $1,160,555.98
Disclosure

SEC source: 0001225208-21-007702 · doc4.xml · nonDerivative · entry 1

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 208,651

F1 · price: This transaction was executed in multiple trades at prices ranging from $70.365 to $70.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 03, 2021 Filed May 4, 2021 21:10 UTC
Schwab Charles R.Director · Chairman
SaleCommon Stock 78,685 $70.33 $5,533,798.02
Disclosure

SEC source: 0001225208-21-007506 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 32,331,256

F1 · price: This transaction was executed in multiple trades at prices ranging from $70.21 to $70.43. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 29, 2021 Filed Apr 29, 2021 18:25 UTC
Bettinger Walter WDirector · President and CEO
SaleCommon Stock 242,002 $70.68 $17,105,862.97
Disclosure

SEC source: 0001225208-21-007203 · doc4.xml · nonDerivative · entry 1

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,583.8859

F1 · price: This transaction was executed in multiple trades at prices ranging from $70.43 to $71.045. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 29, 2021 Filed Apr 29, 2021 18:25 UTC
Morgan Peter J. IIIEVP and General Counsel
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 7,321 $0.00 Strike: $41.98 $0.00
Disclosure

SEC source: 0001225208-21-007204 · doc4.xml · derivative · entry 5

Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,965

Underlying: Common Stock · 7,321 shares

Expires 2030-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed Apr 29, 2021 18:25 UTC
Morgan Peter J. IIIEVP and General Counsel
SaleCommon Stock 7,321 $70.85 $518,703.10
Disclosure

SEC source: 0001225208-21-007204 · doc4.xml · nonDerivative · entry 2

Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,358

F1 · price: This transaction was executed in multiple trades at prices ranging from $70.68 to $70.90. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 29, 2021 Filed Apr 29, 2021 18:25 UTC
Morgan Peter J. IIIEVP and General Counsel
Exercise / conversionCommon Stock 7,321 $41.98 $307,335.58
Disclosure

SEC source: 0001225208-21-007204 · doc4.xml · nonDerivative · entry 1

Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed Apr 29, 2021 21:47 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 3,500 $0.00 Strike: $13.64 $0.00
Disclosure

SEC source: 0001225208-21-007246 · doc4.xml · derivative · entry 4

Crawford Peter B. · CIK 0001706835 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 3,500 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed Apr 29, 2021 21:47 UTC SaleCommon Stock 3,500 $71.68 $250,895.75
Disclosure

SEC source: 0001225208-21-007246 · doc4.xml · nonDerivative · entry 2

Crawford Peter B. · CIK 0001706835 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 32,095

F1 · price: This transaction was executed in multiple trades at prices ranging from $71.22 to $72.07. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 29, 2021 Filed Apr 29, 2021 21:47 UTC Exercise / conversionCommon Stock 3,500 $13.64 $47,740.00
Disclosure

SEC source: 0001225208-21-007246 · doc4.xml · nonDerivative · entry 1

Crawford Peter B. · CIK 0001706835 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 35,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed Apr 29, 2021 18:31 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 7,794 $0.00 Strike: $28.44 $0.00
Disclosure

SEC source: 0001225208-21-007207 · doc4.xml · derivative · entry 6

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,794 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed Apr 29, 2021 18:31 UTC SaleCommon Stock 7,794 $70.99 $553,324.90
Disclosure

SEC source: 0001225208-21-007207 · doc4.xml · nonDerivative · entry 4

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $70.99 to $71.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 29, 2021 Filed Apr 29, 2021 18:31 UTC Exercise / conversionCommon Stock 7,794 $28.44 $221,661.36
Disclosure

SEC source: 0001225208-21-007207 · doc4.xml · nonDerivative · entry 3

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 7,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed Apr 29, 2021 22:39 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $26.39 $0.00
Disclosure

SEC source: 0001225208-21-007254 · doc4.xml · derivative · entry 3

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,453

Underlying: Common Stock · 12,500 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed Apr 29, 2021 22:39 UTC SaleCommon Stock 12,500 $72.00 $899,983.75
Disclosure

SEC source: 0001225208-21-007254 · doc4.xml · nonDerivative · entry 2

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $71.99 to $72.025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 29, 2021 Filed Apr 29, 2021 22:39 UTC Exercise / conversionCommon Stock 12,500 $26.39 $329,875.00
Disclosure

SEC source: 0001225208-21-007254 · doc4.xml · nonDerivative · entry 1

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 29, 2021 Filed Apr 29, 2021 22:44 UTC
MARTINETTO JOSEPH RSenior EVP and COO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 105,295 $0.00 Strike: $30.17 $0.00
Disclosure

SEC source: 0001225208-21-007256 · doc4.xml · derivative · entry 8

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,295 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 29, 2021 Filed Apr 29, 2021 22:44 UTC
MARTINETTO JOSEPH RSenior EVP and COO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 119,905 $0.00 Strike: $26.39 $0.00
Disclosure

SEC source: 0001225208-21-007256 · doc4.xml · derivative · entry 7

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 119,905 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 29, 2021 Filed Apr 29, 2021 22:44 UTC
MARTINETTO JOSEPH RSenior EVP and COO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 30,121 $0.00 Strike: $31.44 $0.00
Disclosure

SEC source: 0001225208-21-007256 · doc4.xml · derivative · entry 6

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,121 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The date first exercisable is 6/01/2016.

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April 29, 2021 Filed Apr 29, 2021 22:44 UTC
MARTINETTO JOSEPH RSenior EVP and COO
SaleCommon Stock 255,321 $71.70 $18,305,443.35
Disclosure

SEC source: 0001225208-21-007256 · doc4.xml · nonDerivative · entry 4

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 225,084

F1 · price: This transaction was executed in multiple trades at prices ranging from $71.41 to $72.15. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 29, 2021 Filed Apr 29, 2021 22:44 UTC
MARTINETTO JOSEPH RSenior EVP and COO
Exercise / conversionCommon Stock 30,121 $31.44 $947,004.24
Disclosure

SEC source: 0001225208-21-007256 · doc4.xml · nonDerivative · entry 3

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 480,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 29, 2021 Filed Apr 29, 2021 22:44 UTC
MARTINETTO JOSEPH RSenior EVP and COO
Exercise / conversionCommon Stock 105,295 $30.17 $3,176,750.15
Disclosure

SEC source: 0001225208-21-007256 · doc4.xml · nonDerivative · entry 2

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 450,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed Apr 29, 2021 22:44 UTC
MARTINETTO JOSEPH RSenior EVP and COO
Exercise / conversionCommon Stock 119,905 $26.39 $3,164,292.95
Disclosure

SEC source: 0001225208-21-007256 · doc4.xml · nonDerivative · entry 1

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 344,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.