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SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
Parsed reports
2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 4, 2022 00:28 UTC
Crawford Peter B.MD, EVP, and CFO
GrantNonqualified Stock Option (right to buy) · Derivative 53,668 $0.00 Strike: $77.86 $0.00
Disclosure

SEC source: 0001225208-22-004205 · doc4.xml · derivative · entry 2

Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,668

Underlying: Common Stock · 53,668 shares

Expires 2032-03-01

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:28 UTC
Crawford Peter B.MD, EVP, and CFO
Exercise / conversionCommon Stock 9,342 $80.06 $747,943.88
Disclosure

SEC source: 0001225208-22-004205 · doc4.xml · nonDerivative · entry 1

Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 22,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on the vesting of restricted stock units.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:29 UTC GrantNonqualified Stock Option (right to buy) · Derivative 125,224 $0.00 Strike: $77.86 $0.00
Disclosure

SEC source: 0001225208-22-004206 · doc4.xml · derivative · entry 1

Wurster Richard A · CIK 0001889263 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,224

Underlying: Common Stock · 125,224 shares

Expires 2032-03-01

F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 24, 2022 Filed Feb 24, 2022 22:15 UTC
Schwab Charles R.Director · Chairman
GiftCommon Stock 71,240 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-003316 · doc4.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 74,582,573

Read SEC document
February 24, 2022 Filed Feb 25, 2022 22:36 UTC
Schwab Charles R.Director · Chairman
GiftCommon Stock 24,244 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-003462 · doc4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 74,629,569

Read SEC document
February 23, 2022 Filed Feb 24, 2022 22:15 UTC
Schwab Charles R.Director · Chairman
GiftCommon Stock 351,650 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-003316 · doc4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 74,653,813

Read SEC document
February 22, 2022 Filed Feb 22, 2022 22:12 UTC
Schwab Charles R.Director · Chairman
SaleCommon Stock 78,430 $85.91 $6,738,023.26
Disclosure

SEC source: 0001225208-22-002958 · doc4.xml · nonDerivative · entry 3

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 75,005,463

F2 · price: This transaction was executed in multiple trades at prices ranging from $85.45 to $86.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 22, 2022 Filed Feb 22, 2022 22:12 UTC
Schwab Charles R.Director · Chairman
SaleCommon Stock 78,430 $85.95 $6,740,933.01
Disclosure

SEC source: 0001225208-22-002958 · doc4.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 75,083,893

F1 · price: This transaction was executed in multiple trades at prices ranging from $85.515 to $86.135. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 22:12 UTC
Schwab Charles R.Director · Chairman
GiftCommon Stock 35,620 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002958 · doc4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 75,162,323

Read SEC document
February 17, 2022 Filed Feb 18, 2022 00:59 UTC
Schwab Charles R.Director · Chairman
SaleCommon Stock 58,140 $86.63 $5,036,935.64
Disclosure

SEC source: 0001225208-22-002660 · doc4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 75,197,943

F1 · price: This transaction was executed in multiple trades at prices ranging from $86.445 to $86.89. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 19:40 UTC
Schwab Charles R.Director · Chairman
GiftCommon Stock 13,960 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002142 · doc4.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 75,256,083

Read SEC document
February 11, 2022 Filed Feb 15, 2022 19:40 UTC
Schwab Charles R.Director · Chairman
GiftCommon Stock 7,864 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002142 · doc4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 75,270,043

Read SEC document
February 10, 2022 Filed Feb 11, 2022 17:35 UTC
Schwab Charles R.Director · Chairman
GiftCommon Stock 220,064 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001858 · doc4.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 75,277,907

Read SEC document
February 10, 2022 Filed Feb 11, 2022 17:35 UTC
Schwab Charles R.Director · Chairman
SaleCommon Stock 30,873 $95.50 $2,948,430.16
Disclosure

SEC source: 0001225208-22-001858 · doc4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 75,497,971

F1 · price: This transaction was executed in multiple trades at prices ranging from $95.50 to $95.515. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 17:36 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 14,868 $0.00 Strike: $46.39 $0.00
Disclosure

SEC source: 0001225208-22-001781 · doc4.xml · derivative · entry 8

Wurster Richard A · CIK 0001889263 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,956

Underlying: Common Stock · 14,868 shares

Expires 2028-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 17:36 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 20,486 $0.00 Strike: $44.24 $0.00
Disclosure

SEC source: 0001225208-22-001781 · doc4.xml · derivative · entry 7

Wurster Richard A · CIK 0001889263 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,486 shares

Expires 2027-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 17:36 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 26,069 $0.00 Strike: $41.63 $0.00
Disclosure

SEC source: 0001225208-22-001781 · doc4.xml · derivative · entry 6

Wurster Richard A · CIK 0001889263 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,069

Underlying: Common Stock · 26,069 shares

Expires 2029-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 17:36 UTC SaleCommon Stock 61,423 $94.62 $5,811,715.27
Disclosure

SEC source: 0001225208-22-001781 · doc4.xml · nonDerivative · entry 4

Wurster Richard A · CIK 0001889263 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,954

F1 · price: This transaction was executed in multiple trades at prices ranging from $94.42 to $94.92. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 17:36 UTC Exercise / conversionCommon Stock 14,868 $46.39 $689,726.52
Disclosure

SEC source: 0001225208-22-001781 · doc4.xml · nonDerivative · entry 3

Wurster Richard A · CIK 0001889263 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 17:36 UTC Exercise / conversionCommon Stock 20,486 $44.24 $906,300.64
Disclosure

SEC source: 0001225208-22-001781 · doc4.xml · nonDerivative · entry 2

Wurster Richard A · CIK 0001889263 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 17:36 UTC Exercise / conversionCommon Stock 26,069 $41.63 $1,085,252.47
Disclosure

SEC source: 0001225208-22-001781 · doc4.xml · nonDerivative · entry 1

Wurster Richard A · CIK 0001889263 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2022 Filed Feb 12, 2022 01:12 UTC GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001970 · doc4.xml · nonDerivative · entry 1

Wurster Richard A · CIK 0001889263 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,354

Read SEC document
February 08, 2022 Filed Feb 8, 2022 21:00 UTC
Morgan Peter J. IIIMD, EVP, and General Counsel
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 2,203 $0.00 Strike: $46.39 $0.00
Disclosure

SEC source: 0001225208-22-001602 · doc4.xml · derivative · entry 6

Morgan Peter J. III · CIK 0001792910 · MD, EVP, and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,203

Underlying: Common Stock · 2,203 shares

Expires 2028-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 8, 2022 21:00 UTC
Morgan Peter J. IIIMD, EVP, and General Counsel
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 2,277 $0.00 Strike: $44.24 $0.00
Disclosure

SEC source: 0001225208-22-001602 · doc4.xml · derivative · entry 5

Morgan Peter J. III · CIK 0001792910 · MD, EVP, and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,277 shares

Expires 2027-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 8, 2022 21:00 UTC
Morgan Peter J. IIIMD, EVP, and General Counsel
SaleCommon Stock 4,480 $94.04 $421,318.91
Disclosure

SEC source: 0001225208-22-001602 · doc4.xml · nonDerivative · entry 3

Morgan Peter J. III · CIK 0001792910 · MD, EVP, and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,578

F1 · price: This transaction was executed in multiple trades at prices ranging from $94.00 to $94.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 08, 2022 Filed Feb 8, 2022 21:00 UTC
Morgan Peter J. IIIMD, EVP, and General Counsel
Exercise / conversionCommon Stock 2,203 $46.39 $102,197.17
Disclosure

SEC source: 0001225208-22-001602 · doc4.xml · nonDerivative · entry 2

Morgan Peter J. III · CIK 0001792910 · MD, EVP, and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 8, 2022 21:00 UTC
Morgan Peter J. IIIMD, EVP, and General Counsel
Exercise / conversionCommon Stock 2,277 $44.24 $100,734.48
Disclosure

SEC source: 0001225208-22-001602 · doc4.xml · nonDerivative · entry 1

Morgan Peter J. III · CIK 0001792910 · MD, EVP, and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:09 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 16,491 $0.00 Strike: $12.66 $0.00
Disclosure

SEC source: 0001225208-22-001804 · doc4.xml · derivative · entry 5

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,491 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date first exercisable was 5/21/2013.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:09 UTC Tax withholdingCommon Stock 2,209 $94.48 $208,711.84
Disclosure

SEC source: 0001225208-22-001804 · doc4.xml · nonDerivative · entry 2

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 149,668

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:09 UTC Exercise / conversionCommon Stock 16,491 $12.66 $208,776.06
Disclosure

SEC source: 0001225208-22-001804 · doc4.xml · nonDerivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 151,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 17:57 UTC
Schwab Charles R.Director · Chairman
SaleCommon Stock 119,280 $92.59 $11,043,872.78
Disclosure

SEC source: 0001225208-22-001580 · doc4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 75,528,844

F1 · price: This transaction was executed in multiple trades at prices ranging from $92.50 to $92.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 21:13 UTC
Crawford Peter B.MD, EVP, and CFO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $23.12 $0.00
Disclosure

SEC source: 0001225208-22-001612 · doc4.xml · derivative · entry 3

Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,792

Underlying: Common Stock · 7,500 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 21:13 UTC
Crawford Peter B.MD, EVP, and CFO
SaleCommon Stock 7,500 $93.11 $698,331.00
Disclosure

SEC source: 0001225208-22-001612 · doc4.xml · nonDerivative · entry 2

Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,997

F1 · price: This transaction was executed in multiple trades at prices ranging from $93.07 to $93.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 21:13 UTC
Crawford Peter B.MD, EVP, and CFO
Exercise / conversionCommon Stock 7,500 $23.12 $173,400.00
Disclosure

SEC source: 0001225208-22-001612 · doc4.xml · nonDerivative · entry 1

Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 20,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 00:43 UTC
Schwab Charles R.Director · Chairman
SaleCommon Stock 119,280 $90.20 $10,759,449.62
Disclosure

SEC source: 0001225208-22-001465 · doc4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 75,648,124

F1 · price: This transaction was executed in multiple trades at prices ranging from $90.00 to $90.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 02, 2022 Filed Feb 2, 2022 21:03 UTC
Schwab Charles R.Director · Chairman
SaleCommon Stock 119,280 $89.75 $10,705,749.77
Disclosure

SEC source: 0001225208-22-001304 · doc4.xml · nonDerivative · entry 3

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 75,767,404

F1 · price: This transaction was executed in multiple trades at prices ranging from $89.57 to $89.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 20:15 UTC
Crawford Peter B.MD, EVP, and CFO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $23.12 $0.00
Disclosure

SEC source: 0001225208-22-001292 · doc4.xml · derivative · entry 4

Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,292

Underlying: Common Stock · 6,000 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 20:15 UTC
Crawford Peter B.MD, EVP, and CFO
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001292 · doc4.xml · nonDerivative · entry 3

Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,997

Read SEC document
February 01, 2022 Filed Feb 2, 2022 20:15 UTC
Crawford Peter B.MD, EVP, and CFO
SaleCommon Stock 6,000 $89.38 $536,264.40
Disclosure

SEC source: 0001225208-22-001292 · doc4.xml · nonDerivative · entry 2

Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,997

F1 · price: This transaction was executed in multiple trades at prices ranging from $89.34 to $89.45. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 20:15 UTC
Crawford Peter B.MD, EVP, and CFO
Exercise / conversionCommon Stock 6,000 $23.12 $138,720.00
Disclosure

SEC source: 0001225208-22-001292 · doc4.xml · nonDerivative · entry 1

Crawford Peter B. · CIK 0001706835 · MD, EVP, and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 20,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 21:03 UTC
Schwab Charles R.Director · Chairman
GiftCommon Stock 2,778 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001304 · doc4.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 75,886,684

Read SEC document
February 01, 2022 Filed Feb 2, 2022 21:03 UTC
Schwab Charles R.Director · Chairman
SaleCommon Stock 1,420 $89.43 $126,986.77
Disclosure

SEC source: 0001225208-22-001304 · doc4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 75,889,462

Read SEC document
January 31, 2022 Filed Feb 1, 2022 18:03 UTC
Morgan Peter J. IIIMD, EVP, and General Counsel
SaleCommon Stock 2,239 $87.14 $195,104.44
Disclosure

SEC source: 0001225208-22-001225 · doc4.xml · nonDerivative · entry 1

Morgan Peter J. III · CIK 0001792910 · MD, EVP, and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,578

F1 · price: This transaction was executed in multiple trades at prices ranging from $87.12 to $87.15. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 18:18 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 1,613 $0.00 Strike: $44.13 $0.00
Disclosure

SEC source: 0001225208-22-000740 · doc4.xml · derivative · entry 6

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,613 shares

Expires 2029-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 13, 2022 Filed Jan 14, 2022 18:18 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 1,185 $0.00 Strike: $41.58 $0.00
Disclosure

SEC source: 0001225208-22-000740 · doc4.xml · derivative · entry 5

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,185 shares

Expires 2029-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 13, 2022 Filed Jan 14, 2022 18:18 UTC Exercise / conversionCommon Stock 1,185 $41.58 $49,272.30
Disclosure

SEC source: 0001225208-22-000740 · doc4.xml · nonDerivative · entry 2

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 13, 2022 Filed Jan 14, 2022 18:18 UTC Exercise / conversionCommon Stock 1,613 $44.13 $71,181.69
Disclosure

SEC source: 0001225208-22-000740 · doc4.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 12, 2022 Filed Jan 13, 2022 17:36 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 4,976 $0.00 Strike: $26.39 $0.00
Disclosure

SEC source: 0001225208-22-000715 · doc4.xml · derivative · entry 3

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,977

Underlying: Common Stock · 4,976 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 12, 2022 Filed Jan 13, 2022 17:36 UTC SaleCommon Stock 4,976 $95.00 $472,722.99
Disclosure

SEC source: 0001225208-22-000715 · doc4.xml · nonDerivative · entry 2

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $95.00 to $95.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 12, 2022 Filed Jan 13, 2022 17:36 UTC Exercise / conversionCommon Stock 4,976 $26.39 $131,316.64
Disclosure

SEC source: 0001225208-22-000715 · doc4.xml · nonDerivative · entry 1

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.