Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2004 Filed Feb 25, 2004 20:18 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 5,300 | $12.25 | $64,925.00 |
DisclosureSEC source: 0000923738-04-000004 · edgar.xml · nonDerivative · entry 9 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 170,436,998 Read SEC document |
| February 23, 2004 Filed Feb 25, 2004 20:18 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 4,800 | $12.23 | $58,704.00 |
DisclosureSEC source: 0000923738-04-000004 · edgar.xml · nonDerivative · entry 8 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 170,442,298 Read SEC document |
| February 23, 2004 Filed Feb 25, 2004 20:18 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 9,100 | $12.22 | $111,202.00 |
DisclosureSEC source: 0000923738-04-000004 · edgar.xml · nonDerivative · entry 7 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 170,447,098 Read SEC document |
| February 23, 2004 Filed Feb 25, 2004 20:18 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 27,700 | $12.21 | $338,217.00 |
DisclosureSEC source: 0000923738-04-000004 · edgar.xml · nonDerivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 170,456,198 Read SEC document |
| February 23, 2004 Filed Feb 25, 2004 20:18 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 28,800 | $12.20 | $351,360.00 |
DisclosureSEC source: 0000923738-04-000004 · edgar.xml · nonDerivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 170,483,898 Read SEC document |
| February 23, 2004 Filed Feb 25, 2004 20:18 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 38,600 | $12.19 | $470,534.00 |
DisclosureSEC source: 0000923738-04-000004 · edgar.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 170,512,698 Read SEC document |
| February 23, 2004 Filed Feb 25, 2004 20:18 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 5,400 | $12.18 | $65,772.00 |
DisclosureSEC source: 0000923738-04-000004 · edgar.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 170,551,298 Read SEC document |
| February 23, 2004 Filed Feb 25, 2004 20:18 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 22,200 | $12.17 | $270,174.00 |
DisclosureSEC source: 0000923738-04-000004 · edgar.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 170,556,698 Read SEC document |
| February 23, 2004 Filed Feb 25, 2004 20:18 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 6,300 | $12.16 | $76,608.00 |
DisclosureSEC source: 0000923738-04-000004 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 170,578,898 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2004. Read SEC document |
| February 23, 2004 Filed Feb 25, 2004 20:24 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 1,100 | $12.28 | $13,508.00 |
DisclosureSEC source: 0000923738-04-000005 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 170,335,198 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2004. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:52 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionNon-Qualified Stock Option (right to acquire) · Derivative | 67,500 | $0.00 Strike: $3.63 | $0.00 |
DisclosureSEC source: 0001171694-04-000003 · edgar.xml · derivative · entry 6 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,500 shares Expires 2006-10-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:52 UTC |
HERRINGER FRANK CDirector
|
SaleCommon Stock | 13,300 | $12.94 | $172,102.00 |
DisclosureSEC source: 0001171694-04-000003 · edgar.xml · nonDerivative · entry 5 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 44,761 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 5,283 shares of Company stock, and an indirect beneficial ownership in 50,625 shares held by his spouse and 150 shares held by his spouse as custodian. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:52 UTC |
HERRINGER FRANK CDirector
|
SaleCommon Stock | 17,100 | $12.93 | $221,103.00 |
DisclosureSEC source: 0001171694-04-000003 · edgar.xml · nonDerivative · entry 4 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 58,061 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:52 UTC |
HERRINGER FRANK CDirector
|
SaleCommon Stock | 13,000 | $12.92 | $167,960.00 |
DisclosureSEC source: 0001171694-04-000003 · edgar.xml · nonDerivative · entry 3 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,161 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:52 UTC |
HERRINGER FRANK CDirector
|
SaleCommon Stock | 24,100 | $12.91 | $311,131.00 |
DisclosureSEC source: 0001171694-04-000003 · edgar.xml · nonDerivative · entry 2 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,161 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:52 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionCommon Stock | 67,500 | $3.63 | $245,025.00 |
DisclosureSEC source: 0001171694-04-000003 · edgar.xml · nonDerivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 112,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 23:07 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001185987-04-000005 · edgar.xml · derivative · entry 3 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Stock · 100,000 shares Expires 2004-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 23:07 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 100,000 | $12.60 | $1,260,000.00 |
DisclosureSEC source: 0001185987-04-000005 · edgar.xml · nonDerivative · entry 2 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,299,286.09 F1 · balance_after: The reporting person also has a direct beneficial ownership in 365,498 shares, and an indirect beneficial ownership in the following shares: 137,699.97 by Trust B; 137,699.97 by Trust C; 3,212.03 by Trust D; 24,677 by Spouse in Trust; 965,220.33 by ESOP; and 179,138.52 by 401(k). Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 23:07 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
Exercise / conversionCommon Stock | 100,000 | $1.60 | $160,000.00 |
DisclosureSEC source: 0001185987-04-000005 · edgar.xml · nonDerivative · entry 1 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,399,286.09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 19:33 UTC |
BECHTLE NANCY HDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,250 | $0.00 Strike: $1.46 | $0.00 |
DisclosureSEC source: 0001188400-04-000001 · edgar.xml · derivative · entry 4 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,250 shares Expires 2004-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 19:33 UTC |
BECHTLE NANCY HDirector
|
SaleCommon Stock | 2,300 | $13.05 | $30,015.00 |
DisclosureSEC source: 0001188400-04-000001 · edgar.xml · nonDerivative · entry 3 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 215,125.57 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 10,338 shares of Company stock. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 19:33 UTC |
BECHTLE NANCY HDirector
|
SaleCommon Stock | 37,700 | $13.02 | $490,854.00 |
DisclosureSEC source: 0001188400-04-000001 · edgar.xml · nonDerivative · entry 2 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 217,425.57 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 19:33 UTC |
BECHTLE NANCY HDirector
|
Exercise / conversionCommon Stock | 20,250 | $1.46 | $29,565.00 |
DisclosureSEC source: 0001188400-04-000001 · edgar.xml · nonDerivative · entry 1 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 255,125.57 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2004 Filed Feb 13, 2004 20:03 UTC |
SNEED PAULA ADirector
|
PurchaseCommon Stock | 900 | $12.60 | $11,340.00 |
DisclosureSEC source: 0001193024-04-000003 · edgar.xml · nonDerivative · entry 2 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,283 Read SEC document |
| February 12, 2004 Filed Feb 13, 2004 20:03 UTC |
SNEED PAULA ADirector
|
PurchaseCommon Stock | 3,100 | $12.59 | $39,029.00 |
DisclosureSEC source: 0001193024-04-000003 · edgar.xml · nonDerivative · entry 1 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,383 Read SEC document |
| February 11, 2004 Filed Feb 12, 2004 19:36 UTC |
FRANK ANTHONY MDirector
|
Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 20,250 | $0.00 Strike: $1.46 | $0.00 |
DisclosureSEC source: 0000904422-04-000004 · edgar.xml · derivative · entry 2 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,250 shares Expires 2004-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2004 Filed Feb 12, 2004 19:36 UTC |
FRANK ANTHONY MDirector
|
Exercise / conversionCommon Stock | 20,250 | $1.46 | $29,565.00 |
DisclosureSEC source: 0000904422-04-000004 · edgar.xml · nonDerivative · entry 1 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2004 Filed Feb 5, 2004 23:16 UTC |
PENNEY GEOFFREY JEVP and CIO
|
SaleCommon Stock | 1,048.172 | $12.10 | $12,682.88 |
DisclosureSEC source: 0001209777-04-000001 · edgar.xml · nonDerivative · entry 2 PENNEY GEOFFREY J · CIK 0001209777 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by ESOP Disclosed balance after: 0 F1 · balance_after: The reporting person also holds a direct beneficial ownership interest in 375,750 shares of SCH common stock. Read SEC document |
| February 04, 2004 Filed Feb 5, 2004 23:16 UTC |
PENNEY GEOFFREY JEVP and CIO
|
SaleCommon Stock | 1,125.792 | $12.10 | $13,622.08 |
DisclosureSEC source: 0001209777-04-000001 · edgar.xml · nonDerivative · entry 1 PENNEY GEOFFREY J · CIK 0001209777 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 0 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · derivative · entry 16 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,000 Underlying: Common Stock · 100,000 shares Expires 2004-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 500 | $12.70 | $6,350.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 15 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,299,286 F1 · balance_after: The reporting person also had a direct beneficial ownership in 365,498 shares as of January 29, 2004, and an indirect beneficial ownership in the following shares: 137,699.97 by Trust B; 137,699.97 by Trust C; 3,212.03 by Trust D; 24,677 by Spouse in Trust; 965,220.33 by ESOP; and 179,138.51 by 401(k). Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 1,500 | $12.69 | $19,035.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 14 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,299,786 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 1,000 | $12.62 | $12,620.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 13 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,301,286 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 5,000 | $12.60 | $63,000.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 12 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,302,286 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 4,100 | $12.59 | $51,619.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 11 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,307,286 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 1,500 | $12.58 | $18,870.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 10 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,311,386 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 11,000 | $12.56 | $138,160.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 9 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,312,886 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 7,500 | $12.55 | $94,125.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 8 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,323,886 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 3,000 | $12.48 | $37,440.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 7 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,331,386 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 4,000 | $12.46 | $49,840.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 6 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,334,386 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 28,000 | $12.45 | $348,600.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 5 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,338,386 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 21,100 | $12.44 | $262,484.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 4 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,366,386 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 5,600 | $12.43 | $69,608.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 3 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,387,486 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 6,200 | $12.42 | $77,004.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 2 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,393,086 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
Exercise / conversionCommon Stock | 100,000 | $1.60 | $160,000.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 1 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,399,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 474,818 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · derivative · entry 23 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 474,818 shares Expires 2004-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 6,000 | $12.65 | $75,900.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 22 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,299,286 F1 · balance_after: The reporting person also had a direct beneficial ownership in 365,498 shares as of January 29, 2004, and an indirect beneficial ownership in the following shares: 137,699.97 by Trust B; 137,699.97 by Trust C; 3,212.03 by Trust D; 24,677 by Spouse in Trust; 965,220.33 by ESOP; and 179,138.51 by 401(k). Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 24,818 | $12.64 | $313,699.52 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 21 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,305,286 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 15,000 | $12.62 | $189,300.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 20 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,330,104 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 22,000 | $12.60 | $277,200.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 19 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,345,104 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.