SCHW

SEC source: 0000923738-24-000006 · wk-form4_1708480490.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of 71,226 shares received upon exercise of the option to a living trust.

SEC source: 0001706835-24-000002 · wk-form4_1708479169.xml · nonDerivative · entry 1

Crawford Peter B. · CIK 0001706835 · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 29,611

F1 · price: This transaction was executed in multiple trades at prices ranging from $64.75 to $64.82. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000923738-25-000002 · wk-form5_1739585721.xml · nonDerivative · entry 3

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,555,639

F1 · kind: Distribution of shares to a beneficiary of the trust.

SEC source: 0000923738-25-000002 · wk-form5_1739585721.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,571,080

F1 · kind: Distribution of shares to a beneficiary of the trust.

SEC source: 0000923738-24-000004 · wk-form4_1707790588.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 61,251,038

SEC source: 0001171694-24-000004 · wk-form4_1707186988.xml · derivative · entry 4

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,511 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 19, 2015, (ii) 25% on May 19, 2016, and (iii) 50% on May 19, 2017.

SEC source: 0001171694-24-000004 · wk-form4_1707186988.xml · nonDerivative · entry 2

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 167,206

F2 · price: The transaction was executed in multiple trades at prices ranging from $62.19 to $62.295. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Reflects the contribution of 10,511 shares received upon exercise of the option to a trust.

SEC source: 0001171694-24-000004 · wk-form4_1707186988.xml · nonDerivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of 10,511 shares received upon exercise of the option to a trust.

SEC source: 0000923738-24-000002 · wk-form4_1706322781.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 61,331,688

F1 · price: This transaction was executed in multiple trades at prices ranging from $63.875 to $64.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Reflects a transfer of shares between trusts.

SEC source: 0000923738-25-000002 · wk-form5_1739585721.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,586,496

F1 · kind: Distribution of shares to a beneficiary of the trust.

SEC source: 0000316709-24-000013 · wk-form4_1706134079.xml · nonDerivative · entry 1

Crawford Peter B. · CIK 0001706835 · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 37,611

F1 · price: This transaction was executed in multiple trades at prices ranging from $64.43 to $64.515. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000316709-24-000002 · wk-form4_1704412548.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,634

Underlying: Common Stock · 1,634 shares

Expires 2034-01-02

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

SEC source: 0000316709-24-000003 · wk-form4_1704412652.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,407.7

Underlying: Common Stock · 543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 12.74 RSUs acquired through dividend reinvestment.

SEC source: 0000316709-24-000004 · wk-form4_1704412953.xml · derivative · entry 1

Masrani Bharat · CIK 0001343539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,929.87

Underlying: Common Stock · 435 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F5 · balance_after: Includes 24.43 RSUs acquired through dividend reinvestment.

SEC source: 0000316709-24-000005 · wk-form4_1704413161.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,247

Underlying: Common Stock · 2,247 shares

Expires 2034-01-02

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

SEC source: 0000316709-24-000006 · wk-form4_1704413258.xml · derivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,839

Underlying: Common Stock · 1,839 shares

Expires 2034-01-02

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

SEC source: 0000316709-24-000007 · wk-form4_1704415666.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,353

F1 · kind: Shares withheld for taxes upon the settlement of restricted stock units granted to the reporting person.

SEC source: 0000316709-23-000070 · wk-form4_1703036652.xml · derivative · entry 3

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,247 shares

Expires 2024-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately.

SEC source: 0000316709-23-000070 · wk-form4_1703036652.xml · nonDerivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of 2,247 shares received upon exercise of the option to a trust.

SEC source: 0000316709-23-000064 · wk-form4_1701738988.xml · nonDerivative · entry 1

Morgan Peter J. III · CIK 0001792910 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0000316709-23-000066 · wk-form4_1701739166.xml · derivative · entry 3

Crawford Peter B. · CIK 0001706835 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,963

Underlying: Common Stock · 4,000 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015.

SEC source: 0000316709-23-000066 · wk-form4_1701739166.xml · nonDerivative · entry 2

Crawford Peter B. · CIK 0001706835 · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 41,611

F2 · kind: The transaction was executed in multiple trades at prices ranging from $60.50 to $60.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

F1 · balance_after: Reflects the contribution of 4,000 shares received upon exercise of the option to a trust.

SEC source: 0000316709-23-000066 · wk-form4_1701739166.xml · nonDerivative · entry 1

Crawford Peter B. · CIK 0001706835 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of 4,000 shares received upon exercise of the option to a trust.

SEC source: 0000316709-23-000068 · wk-form4_1701739330.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 1,722,399.6599

F1 · kind: The transaction was executed in multiple trades at prices ranging from $61.235 to $61.32. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000316709-23-000059 · wk-form4_1699392935.xml · nonDerivative · entry 1

Crawford Peter B. · CIK 0001706835 · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 41,611

F1 · price: This transaction was executed in multiple trades at prices ranging from $56.155 to $56.21. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000316709-23-000057 · wk-form4_1699312440.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 61,515,993

SEC source: 0000316709-23-000055 · wk-form4_1699044038.xml · nonDerivative · entry 1

Morgan Peter J. III · CIK 0001792910 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,162

F1 · kind: Shares withheld for taxes upon the settlement of restricted stock units granted to the reporting person.

SEC source: 0000316709-23-000053 · wk-form4_1698884224.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 61,608,293

F1 · balance_after: Reflects a transfer of shares between trusts.

SEC source: 0000316709-23-000051 · wk-form4_1698353908.xml · nonDerivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 112,398.1605

F1 · kind: This transaction was executed in multiple trades at prices ranging from $49.945 to $50.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Reflects the contribution of 2,593 shares to a trust.

SEC source: 0000316709-23-000049 · wk-form4_1698108366.xml · nonDerivative · entry 2

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by ESOP

Disclosed balance after: 0

SEC source: 0000316709-23-000049 · wk-form4_1698108366.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by 401(k)

Disclosed balance after: 0

SEC source: 0001062993-23-019013 · form4.xml · derivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,181

Underlying: Common Stock · 2,181 shares

Expires 2033-10-02

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

SEC source: 0001062993-23-019014 · form4.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,938

Underlying: Common Stock · 1,938 shares

Expires 2033-10-02

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

SEC source: 0001062993-23-019015 · form4.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,851.96

Underlying: Common Stock · 561 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 9.83 RSUs acquired through dividend reinvestment.

SEC source: 0001062993-23-019016 · form4.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,796.16

Underlying: Common Stock · 771 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F5 · balance_after: Includes 618.25 RSUs acquired through dividend reinvestment.

SEC source: 0001062993-23-019017 · form4.xml · derivative · entry 1

Masrani Bharat · CIK 0001343539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,470.44

Underlying: Common Stock · 561 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F5 · balance_after: Includes 21.07 RSUs acquired through dividend reinvestment.

SEC source: 0001062993-23-018344 · form4.xml · derivative · entry 3

Crawford Peter B. · CIK 0001706835 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,792 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 1, 2014.

SEC source: 0001062993-23-018344 · form4.xml · nonDerivative · entry 2

Crawford Peter B. · CIK 0001706835 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 44,725

F2 · kind: The transaction was executed in multiple trades at prices ranging from $57.00 to $58.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Reflects the contribution of 3,792 shares received upon exercise of the option to a trust.

SEC source: 0001062993-23-018344 · form4.xml · nonDerivative · entry 1

Crawford Peter B. · CIK 0001706835 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of 3,792 shares received upon exercise of the option to a trust.

SEC source: 0001062993-23-017304 · form4.xml · nonDerivative · entry 1

Morgan Peter J. III · CIK 0001792910 · MD, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,014

F1 · price: The transaction was executed in multiple trades at prices ranging from $59.595 to $59.66. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001062993-23-016948 · form4.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by 401(k)

Disclosed balance after: 3,386.4372

F1 · price: This transaction was executed in multiple trades at prices ranging from $60.535 to $60.58. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 11.8206 shares acquired through dividend reinvestment.

SEC source: 0001062993-23-016270 · form4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 59,488,748

SEC source: 0001062993-23-015788 · form4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 59,596,443

SEC source: 0001062993-23-015356 · form4.xml · nonDerivative · entry 3

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 59,672,778

F3 · kind: This transaction was executed in multiple trades at prices ranging from $66.38 to $66.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001062993-23-015356 · form4.xml · derivative · entry 7

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 72,047 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on November 1, 2014.

SEC source: 0001062993-23-015356 · form4.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 59,748,538

F2 · kind: This transaction was executed in multiple trades at prices ranging from $66.595 to $66.805. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Reflects the contribution of 72,047 shares received upon exercise of the option to a living trust.

SEC source: 0001062993-23-015356 · form4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of 72,047 shares received upon exercise of the option to a living trust.

SEC source: 0001062993-23-014663 · form4.xml · derivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,077

Underlying: Common Stock · 2,077 shares

Expires 2033-07-03

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

SEC source: 0001062993-23-014664 · form4.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,281.13

Underlying: Common Stock · 520 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 8.08 shares acquired through dividend reinvestment.

SEC source: 0001062993-23-014665 · form4.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,406.91

Underlying: Common Stock · 715 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F5 · balance_after: Includes 654.5 shares acquired through dividend reinvestment.