SCHW

SEC source: 0000316709-24-000026 · wk-form4a_1711673134.xml · nonDerivative · entry 1

ADAMS JOHN K JR · CIK 0001625471 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,959.8678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The original Form 4, filed on March 26, 2024, is being amended solely to correct an administrative error, which inadvertently excluded from post-transaction holdings 673.8678 shares acquired through dividend reinvestment.

SEC source: 0001649599-24-000006 · wk-form4_1711415138.xml · derivative · entry 4

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,948 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on March 1, 2017.

SEC source: 0001649599-24-000006 · wk-form4_1711415138.xml · nonDerivative · entry 2

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,446.2244

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 24, 2023.

F2 · price: The transaction was executed in multiple trades at prices ranging from $70.00 to $70.125. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

SEC source: 0001649599-24-000006 · wk-form4_1711415138.xml · nonDerivative · entry 1

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,394.2244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001733065-24-000006 · wk-form4_1711409323.xml · derivative · entry 3

Craig Jonathan M. · CIK 0001733065 · Please see remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,977 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on March 1, 2017.

SEC source: 0001733065-24-000006 · wk-form4_1711409323.xml · nonDerivative · entry 2

Craig Jonathan M. · CIK 0001733065 · Please see remarks

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on October 27, 2023.

F3 · price: The transaction was executed in multiple trades at prices ranging from $70.00 to $70.015. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable trust.

SEC source: 0001733065-24-000006 · wk-form4_1711409323.xml · nonDerivative · entry 1

Craig Jonathan M. · CIK 0001733065 · Please see remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable trust.

SEC source: 0001950787-24-000006 · wk-form4_1711415586.xml · nonDerivative · entry 4

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Spouse as Trustee

Disclosed balance after: 581,457

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023.

F5 · price: The transaction was executed in multiple trades at prices ranging from $71.01 to $71.58. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001950787-24-000006 · wk-form4_1711415586.xml · nonDerivative · entry 3

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Spouse as Trustee

Disclosed balance after: 582,523

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023.

F4 · price: The transaction was executed in multiple trades at prices ranging from $69.99 to $70.99. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001950787-24-000006 · wk-form4_1711415586.xml · nonDerivative · entry 2

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 1,719,398.6599

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023.

F3 · price: The transaction was executed in multiple trades at prices ranging from $70.98 to $71.58. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001950787-24-000006 · wk-form4_1711415586.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 1,721,542.6599

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023.

F2 · price: The transaction was executed in multiple trades at prices ranging from $69.97 to $70.97. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001649599-24-000004 · wk-form4_1709950161.xml · nonDerivative · entry 2

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,446.2244

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2023.

F3 · price: The transaction was executed in multiple trades at prices ranging from $68.155 to $68.44. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001649599-24-000004 · wk-form4_1709950161.xml · nonDerivative · entry 1

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,879.2244

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2023.

F2 · price: The transaction was executed in multiple trades at prices ranging from $67.145 to $68.14. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001733065-24-000004 · wk-form4_1709946711.xml · nonDerivative · entry 2

Craig Jonathan M. · CIK 0001733065 · Please see remarks

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 27, 2023.

F3 · price: The transaction was executed in multiple trades at prices ranging from $68.135 to $68.47. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001733065-24-000004 · wk-form4_1709946711.xml · nonDerivative · entry 1

Craig Jonathan M. · CIK 0001733065 · Please see remarks

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 8,135

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 27, 2023.

F2 · price: The transaction was executed in multiple trades at prices ranging from $67.13 to $68.13. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001564429-24-000002 · wk-form4_1709690136.xml · nonDerivative · entry 2

Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

F3 · balance_after: Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a trust.

SEC source: 0000923738-24-000010 · wk-form4_1709681714.xml · derivative · entry 7

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,767

Underlying: Common Stock · 104,767 shares

Expires 2034-03-01

F4 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0000923738-24-000010 · wk-form4_1709681714.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

F3 · balance_after: Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a living trust.

SEC source: 0000923738-24-000010 · wk-form4_1709681714.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,706

F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2023.

SEC source: 0001276501-24-000002 · wk-form4_1709682497.xml · derivative · entry 5

MARTINETTO JOSEPH R · CIK 0001276501 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,911

Underlying: Common Stock · 129,911 shares

Expires 2034-03-01

F5 · derivative.exercise_date: This option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001276501-24-000002 · wk-form4_1709682497.xml · nonDerivative · entry 2

MARTINETTO JOSEPH R · CIK 0001276501 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,414

F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

SEC source: 0001276501-24-000002 · wk-form4_1709682497.xml · nonDerivative · entry 1

MARTINETTO JOSEPH R · CIK 0001276501 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,296

F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2023.

SEC source: 0001296479-24-000002 · wk-form4_1709692456.xml · derivative · entry 6

Bettinger Walter W · CIK 0001296479 · Director · Co-Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,400

Underlying: Common Stock · 382,400 shares

Expires 2034-03-01

F5 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001296479-24-000002 · wk-form4_1709692456.xml · nonDerivative · entry 2

Bettinger Walter W · CIK 0001296479 · Director · Co-Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 802,377.022

F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

SEC source: 0001296479-24-000002 · wk-form4_1709692456.xml · nonDerivative · entry 1

Bettinger Walter W · CIK 0001296479 · Director · Co-Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 907,797.022

F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2023.

SEC source: 0001564429-24-000002 · wk-form4_1709690136.xml · derivative · entry 6

Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,956

Underlying: Common Stock · 64,956 shares

Expires 2034-03-01

F5 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001564429-24-000002 · wk-form4_1709690136.xml · nonDerivative · entry 1

Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2023.

SEC source: 0001649599-24-000002 · wk-form4_1709686233.xml · derivative · entry 4

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,003

Underlying: Common Stock · 44,003 shares

Expires 2034-03-01

F4 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001649599-24-000002 · wk-form4_1709686233.xml · nonDerivative · entry 2

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,437.2244

F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

SEC source: 0001649599-24-000002 · wk-form4_1709686233.xml · nonDerivative · entry 1

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,506.2244

F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2023.

SEC source: 0001706835-24-000007 · wk-form4_1709685441.xml · derivative · entry 4

Crawford Peter B. · CIK 0001706835 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,051

Underlying: Common Stock · 67,051 shares

Expires 2034-03-01

F4 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001706835-24-000007 · wk-form4_1709685441.xml · nonDerivative · entry 2

Crawford Peter B. · CIK 0001706835 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

F3 · balance_after: Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a trust.

SEC source: 0001706835-24-000007 · wk-form4_1709685441.xml · nonDerivative · entry 1

Crawford Peter B. · CIK 0001706835 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2023.

SEC source: 0001733065-24-000002 · wk-form4_1709685191.xml · derivative · entry 4

Craig Jonathan M. · CIK 0001733065 · Please see remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,147

Underlying: Common Stock · 69,147 shares

Expires 2034-03-01

F4 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001733065-24-000002 · wk-form4_1709685191.xml · nonDerivative · entry 2

Craig Jonathan M. · CIK 0001733065 · Please see remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

F3 · balance_after: Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a revocable living trust.

SEC source: 0001733065-24-000002 · wk-form4_1709685191.xml · nonDerivative · entry 1

Craig Jonathan M. · CIK 0001733065 · Please see remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,236

F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2023.

SEC source: 0001792910-24-000002 · wk-form4_1709682044.xml · derivative · entry 4

Morgan Peter J. III · CIK 0001792910 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,383

Underlying: Common Stock · 30,383 shares

Expires 2034-03-01

F4 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001792910-24-000002 · wk-form4_1709682044.xml · nonDerivative · entry 2

Morgan Peter J. III · CIK 0001792910 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,520

F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

SEC source: 0001792910-24-000002 · wk-form4_1709682044.xml · nonDerivative · entry 1

Morgan Peter J. III · CIK 0001792910 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,236

F1 · kind: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2023.

SEC source: 0001889263-24-000002 · wk-form4_1709689804.xml · derivative · entry 4

Wurster Richard A · CIK 0001889263 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,628

Underlying: Common Stock · 167,628 shares

Expires 2034-03-01

F4 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001889263-24-000002 · wk-form4_1709689804.xml · nonDerivative · entry 2

Wurster Richard A · CIK 0001889263 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,228

F2 · kind: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

SEC source: 0001889263-24-000002 · wk-form4_1709689804.xml · nonDerivative · entry 1

Wurster Richard A · CIK 0001889263 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,568

F1 · kind: A Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2023.

SEC source: 0001706835-24-000004 · wk-form4_1709344898.xml · nonDerivative · entry 1

Crawford Peter B. · CIK 0001706835 · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 24,111

F1 · price: This transaction was executed in multiple trades at prices ranging from $65.71 to $65.72. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001950787-24-000004 · wk-form4_1709346539.xml · nonDerivative · entry 2

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Spouse as Trustee

Disclosed balance after: 585,057

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023.

F3 · price: The transaction was executed in multiple trades at prices ranging from $65.03 to $65.605. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001950787-24-000004 · wk-form4_1709346539.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 1,724,798.6599

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023.

F2 · price: The transaction was executed in multiple trades at prices ranging from $65.01 to $65.605. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000923738-25-000002 · wk-form5_1739585721.xml · nonDerivative · entry 4

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,540,223

F1 · kind: Distribution of shares to a beneficiary of the trust.

SEC source: 0000923738-24-000008 · wk-form4_1708985122.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 61,134,038

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.595 to $64.99. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000923738-24-000008 · wk-form4_1708985122.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 61,192,538

F1 · price: This transaction was executed in multiple trades at prices ranging from $64.355 to $64.90. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000923738-24-000006 · wk-form4_1708480490.xml · derivative · entry 6

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,226 shares

Expires 2024-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on March 3, 2015.

SEC source: 0000923738-24-000006 · wk-form4_1708480490.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 61,251,038

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.87 to $65.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Reflects the contribution of 71,226 shares received upon exercise of the option to a living trust.