Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2024 Filed Nov 19, 2024 01:57 UTC |
Ellis Stephen ADirector
|
GiftCommon Stock | 35,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001561563-24-000019 · wk-form4_1731981449.xml · nonDerivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 75,962.2629 F1 · balance_after: Includes 801.0041 shares acquired through dividend reinvestment. F2 · balance_after: Reflects the transfer of 1,903 shares previously held directly to a trust. Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 21:15 UTC |
Beatty Jonathan SMD, Head of Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,700 | $0.00 Strike: $44.24 | $0.00 |
DisclosureSEC source: 0002028977-24-000011 · wk-form4_1731964511.xml · derivative · entry 3 Beatty Jonathan S · CIK 0002028977 · MD, Head of Advisor Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,958 Underlying: Common Stock · 2,700 shares Expires 2027-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 21:15 UTC |
Beatty Jonathan SMD, Head of Advisor Services
|
SaleCommon Stock | 2,700 | $81.68 | $220,545.72 |
DisclosureSEC source: 0002028977-24-000011 · wk-form4_1731964511.xml · nonDerivative · entry 2 Beatty Jonathan S · CIK 0002028977 · MD, Head of Advisor Services 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 18,069 F2 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2024. F3 · price: This transaction was executed in multiple trades at prices ranging from $81.18 to $82.115. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of 2,700 shares received upon exercise of the option to a trust. Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 21:15 UTC |
Beatty Jonathan SMD, Head of Advisor Services
|
Exercise / conversionCommon Stock | 2,700 | $44.24 | $119,448.00 |
DisclosureSEC source: 0002028977-24-000011 · wk-form4_1731964511.xml · nonDerivative · entry 1 Beatty Jonathan S · CIK 0002028977 · MD, Head of Advisor Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of 2,700 shares received upon exercise of the option to a trust. Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 02:32 UTC |
Ruffel Charles A.Director
|
SaleCommon Stock | 2,998 | $78.65 | $235,778.91 |
DisclosureSEC source: 0001739929-24-000011 · wk-form4_1731637960.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,498.4634 F1 · price: This transaction was executed in multiple trades at prices ranging from $78.625 to $78.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 45.9833 shares acquired through dividend reinvestment. Read SEC document |
| November 11, 2024 Filed Nov 12, 2024 23:46 UTC |
Beatty Jonathan SMD, Head of Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $44.24 | $0.00 |
DisclosureSEC source: 0002028977-24-000009 · wk-form4_1731455155.xml · derivative · entry 3 Beatty Jonathan S · CIK 0002028977 · MD, Head of Advisor Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,658 Underlying: Common Stock · 2,500 shares Expires 2027-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 11, 2024 Filed Nov 12, 2024 23:46 UTC |
Beatty Jonathan SMD, Head of Advisor Services
|
SaleCommon Stock | 2,500 | $77.02 | $192,539.75 |
DisclosureSEC source: 0002028977-24-000009 · wk-form4_1731455155.xml · nonDerivative · entry 2 Beatty Jonathan S · CIK 0002028977 · MD, Head of Advisor Services 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 18,069 F2 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2024. F3 · price: This transaction was executed in multiple trades at prices ranging from $77.00 to $77.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of 2,500 shares received upon exercise of the option to a trust. Read SEC document |
| November 11, 2024 Filed Nov 12, 2024 23:46 UTC |
Beatty Jonathan SMD, Head of Advisor Services
|
Exercise / conversionCommon Stock | 2,500 | $44.24 | $110,600.00 |
DisclosureSEC source: 0002028977-24-000009 · wk-form4_1731455155.xml · nonDerivative · entry 1 Beatty Jonathan S · CIK 0002028977 · MD, Head of Advisor Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of 2,500 shares received upon exercise of the option to a trust. Read SEC document |
| November 06, 2024 Filed Nov 9, 2024 00:14 UTC |
Woolway Paul VMD, Chief Banking Officer
|
GiftCommon Stock | 1,321 | $0.00 | $0.00 |
DisclosureSEC source: 0002031313-24-000007 · wk-form4_1731111237.xml · nonDerivative · entry 1 Woolway Paul V · CIK 0002031313 · MD, Chief Banking Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 61,198.1078 F1 · balance_after: Reflects the transfer of 632.1296 shares that were previously held by ESPP. Read SEC document |
| October 25, 2024 Filed Oct 28, 2024 21:50 UTC |
Wurster Richard APresident
|
Tax withholdingCommon Stock | 6,479 | $71.99 | $466,390.82 |
DisclosureSEC source: 0001889263-24-000007 · wk-form4_1730152224.xml · nonDerivative · entry 1 Wurster Richard A · CIK 0001889263 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,749 F1 · kind: Shares withheld for taxes upon the settlement of restricted stock units granted to the reporting person. Read SEC document |
| October 21, 2024 Filed Oct 22, 2024 22:20 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 17,225 | $70.90 | $1,221,333.46 |
DisclosureSEC source: 0000923738-24-000028 · wk-form4_1729635612.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,602,146 F1 · price: This transaction was executed in multiple trades at prices ranging from $70.835 to $70.99. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:18 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 3,600 | $72.22 | $259,992.00 |
DisclosureSEC source: 0001950787-24-000028 · wk-form4_1729282707.xml · nonDerivative · entry 3 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 551,329 F1 · kind: The transaction was effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023. F4 · price: This transaction was executed in multiple trades at prices ranging from $71.92 to $72.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:18 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 20,800 | $72.14 | $1,500,414.24 |
DisclosureSEC source: 0001950787-24-000028 · wk-form4_1729282707.xml · nonDerivative · entry 2 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 1,614,313.6599 F3 · price: This transaction was executed in multiple trades at prices ranging from $72.045 to $ 72.29. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:18 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 5,400 | $72.22 | $389,972.88 |
DisclosureSEC source: 0001950787-24-000028 · wk-form4_1729282707.xml · nonDerivative · entry 1 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 1,635,113.6599 F1 · kind: The transaction was effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $71.90 to $72.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 16, 2024 Filed Oct 17, 2024 21:18 UTC |
Schwab Charles R.Director · Co-Chairman
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 62,345 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0000923738-24-000026 · wk-form4_1729199886.xml · derivative · entry 6 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,345 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| October 16, 2024 Filed Oct 17, 2024 21:18 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 62,345 | $72.52 | $4,521,483.84 |
DisclosureSEC source: 0000923738-24-000026 · wk-form4_1729199886.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,619,371 F2 · price: The transaction was executed in multiple trades at prices ranging from $72.45 to $72.57. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of 62,345 shares received upon exercise of the option to a living trust. Read SEC document |
| October 16, 2024 Filed Oct 17, 2024 21:18 UTC |
Schwab Charles R.Director · Co-Chairman
|
Exercise / conversionCommon Stock | 62,345 | $28.44 | $1,773,091.80 |
DisclosureSEC source: 0000923738-24-000026 · wk-form4_1729199886.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of 62,345 shares received upon exercise of the option to a living trust. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:34 UTC |
HERRINGER FRANK CDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,621 | Not disclosed Strike: $63.91 | Not disclosed |
DisclosureSEC source: 0001171694-24-000013 · wk-form4_1727987641.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,621 Underlying: Common Stock · 2,621 shares Expires 2034-10-01 F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. F1 · derivative.exercise_date: The option was received pursuant to the Directors' Compensation Plan II and vests immediately. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:30 UTC |
Masrani BharatDirector
|
GrantRestricted Stock Units · Derivative | 470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001343539-24-000010 · wk-form4_1727987403.xml · derivative · entry 1 Masrani Bharat · CIK 0001343539 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,294.91 Underlying: Common Stock · 470 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock. F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F5 · balance_after: Includes 26.41 RSUs acquired through dividend reinvestment. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:43 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,145 | Not disclosed Strike: $63.91 | Not disclosed |
DisclosureSEC source: 0001561563-24-000016 · wk-form4_1727988207.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,145 Underlying: Common Stock · 2,145 shares Expires 2034-10-01 F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:37 UTC |
Ruffel Charles A.Director
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,906 | Not disclosed Strike: $63.91 | Not disclosed |
DisclosureSEC source: 0001739929-24-000008 · wk-form4_1727987821.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,906 Underlying: Common Stock · 1,906 shares Expires 2034-10-01 F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:27 UTC |
Brown Marianne CatherineDirector
|
GrantRestricted Stock Units · Derivative | 587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001804183-24-000012 · wk-form4_1727987264.xml · derivative · entry 1 Brown Marianne Catherine · CIK 0001804183 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,068.66 Underlying: Common Stock · 587 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock. F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors. F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors. F5 · balance_after: Includes 17.35 RSUs acquired through dividend reinvestment. Read SEC document |
| September 17, 2024 Filed Sep 20, 2024 21:24 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 3,600 | $64.06 | $230,603.04 |
DisclosureSEC source: 0001950787-24-000026 · wk-form4_1726867460.xml · nonDerivative · entry 2 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 554,929 F1 · kind: The transaction was effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023. F3 · price: This transaction was executed in multiple trades at prices ranging from $63.48 to $64.36. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 17, 2024 Filed Sep 20, 2024 21:24 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 5,400 | $64.05 | $345,850.56 |
DisclosureSEC source: 0001950787-24-000026 · wk-form4_1726867460.xml · nonDerivative · entry 1 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 1,640,513.6599 F1 · kind: The transaction was effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $63.45 to $64.33. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 16, 2024 Filed Aug 19, 2024 23:45 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 3,600 | $65.24 | $234,873.00 |
DisclosureSEC source: 0001950787-24-000024 · wk-form4_1724111134.xml · nonDerivative · entry 4 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 558,529 F3 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023. F5 · price: This transaction was executed in multiple trades at prices ranging from $64.93 to $65.49. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 16, 2024 Filed Aug 19, 2024 23:45 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 5,400 | $65.25 | $352,347.84 |
DisclosureSEC source: 0001950787-24-000024 · wk-form4_1724111134.xml · nonDerivative · entry 3 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 1,645,913.6599 F3 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023. F4 · price: This transaction was executed in multiple trades at prices ranging from $64.945 to $65.49. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 23:45 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 4,928 | $65.13 | $320,945.36 |
DisclosureSEC source: 0001950787-24-000024 · wk-form4_1724111134.xml · nonDerivative · entry 2 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 562,129 F2 · price: This transaction was executed in multiple trades at prices ranging from $65.08 to $65.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 23:45 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 7,392 | $65.08 | $481,059.53 |
DisclosureSEC source: 0001950787-24-000024 · wk-form4_1724111134.xml · nonDerivative · entry 1 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 1,651,313.6599 F1 · price: This transaction was executed in multiple trades at prices ranging from $65.05 to $65.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 01, 2024 Filed Aug 2, 2024 22:31 UTC |
Woolway Paul VMD, Chief Banking Officer
|
SaleCommon Stock | 1,150 | $65.20 | $74,980.00 |
DisclosureSEC source: 0002031313-24-000005 · wk-form4_1722637879.xml · nonDerivative · entry 1 Woolway Paul V · CIK 0002031313 · MD, Chief Banking Officer 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 61,886.9152 F1 · kind: The transaction was effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 9, 2023. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 21:58 UTC |
Schwab Charles R.Director · Co-Chairman
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 67,386 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0000923738-24-000024 · wk-form4_1722635899.xml · derivative · entry 6 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,386 shares Expires 2024-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 21:58 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 67,386 | $65.11 | $4,387,596.80 |
DisclosureSEC source: 0000923738-24-000024 · wk-form4_1722635899.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 60,619,371 F2 · price: The transaction was executed in multiple trades at prices ranging from $64.91 to $65.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of 67,386 shares received upon exercise of the option to a living trust. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 21:58 UTC |
Schwab Charles R.Director · Co-Chairman
|
Exercise / conversionCommon Stock | 67,386 | $27.45 | $1,849,745.70 |
DisclosureSEC source: 0000923738-24-000024 · wk-form4_1722635899.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of 67,386 shares received upon exercise of the option to a living trust. Read SEC document |
| July 19, 2024 Filed Jul 24, 2024 01:17 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 100 | $62.65 | $6,265.00 |
DisclosureSEC source: 0001950787-24-000022 · wk-form4_1721783831.xml · nonDerivative · entry 4 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 567,057 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023. Read SEC document |
| July 19, 2024 Filed Jul 24, 2024 01:17 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 3,500 | $61.95 | $216,809.25 |
DisclosureSEC source: 0001950787-24-000022 · wk-form4_1721783831.xml · nonDerivative · entry 3 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 567,157 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023. F4 · price: This transaction was executed in multiple trades at prices ranging from $61.35 to $62.34. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 19, 2024 Filed Jul 24, 2024 01:17 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 300 | $62.45 | $18,735.00 |
DisclosureSEC source: 0001950787-24-000022 · wk-form4_1721783831.xml · nonDerivative · entry 2 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 1,658,705.6599 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023. F3 · price: This transaction was executed in multiple trades at prices ranging from $62.35 to $62.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 19, 2024 Filed Jul 24, 2024 01:17 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 5,100 | $61.93 | $315,824.13 |
DisclosureSEC source: 0001950787-24-000022 · wk-form4_1721783831.xml · nonDerivative · entry 1 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 1,659,005.6599 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $61.345 to $62.235. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 17, 2024 Filed Jul 19, 2024 21:23 UTC |
Bettinger Walter WDirector · Co-Chairman and CEO
|
PurchaseCommon Stock | 25,000 | $66.26 | $1,656,500.00 |
DisclosureSEC source: 0001296479-24-000004 · wk-form4_1721424228.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · Co-Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 827,377.022 Read SEC document |
| July 17, 2024 Filed Jul 19, 2024 21:19 UTC |
Wurster Richard APresident
|
PurchaseCommon Stock | 10,000 | $62.05 | $620,454.00 |
DisclosureSEC source: 0001889263-24-000004 · wk-form4_1721423988.xml · nonDerivative · entry 1 Wurster Richard A · CIK 0001889263 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,228 F1 · price: This transaction was executed in multiple trades at prices ranging from $62.02 to $62.06. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 11, 2024 Filed Jul 15, 2024 20:48 UTC |
Beatty Jonathan SMD, Head of Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 780 | $0.00 Strike: $44.24 | $0.00 |
DisclosureSEC source: 0002028977-24-000007 · wk-form4_1721076510.xml · derivative · entry 3 Beatty Jonathan S · CIK 0002028977 · MD, Head of Advisor Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,158 Underlying: Common Stock · 780 shares Expires 2027-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| July 11, 2024 Filed Jul 15, 2024 20:48 UTC |
Beatty Jonathan SMD, Head of Advisor Services
|
SaleCommon Stock | 780 | $75.00 | $58,502.03 |
DisclosureSEC source: 0002028977-24-000007 · wk-form4_1721076510.xml · nonDerivative · entry 2 Beatty Jonathan S · CIK 0002028977 · MD, Head of Advisor Services 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 18,069 F2 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2024. F3 · price: The transaction was executed in multiple trades at prices ranging from $75.00 to $75.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of 780 shares received upon exercise of the option to a trust. Read SEC document |
| July 11, 2024 Filed Jul 15, 2024 20:48 UTC |
Beatty Jonathan SMD, Head of Advisor Services
|
Exercise / conversionCommon Stock | 780 | $44.24 | $34,507.20 |
DisclosureSEC source: 0002028977-24-000007 · wk-form4_1721076510.xml · nonDerivative · entry 1 Beatty Jonathan S · CIK 0002028977 · MD, Head of Advisor Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of 780 shares received upon exercise of the option to a trust. Read SEC document |
| July 01, 2024 Filed Jul 4, 2024 00:13 UTC |
HERRINGER FRANK CDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,244 | Not disclosed Strike: $73.42 | Not disclosed |
DisclosureSEC source: 0001171694-24-000011 · wk-form4_1720051990.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,244 Underlying: Common Stock · 2,244 shares Expires 2034-07-01 F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. F1 · derivative.exercise_date: The option was received pursuant to the Directors' Compensation Plan II and vests immediately. Read SEC document |
| July 01, 2024 Filed Jul 4, 2024 00:29 UTC |
Masrani BharatDirector
|
GrantRestricted Stock Units · Derivative | 409 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001343539-24-000008 · wk-form4_1720052984.xml · derivative · entry 1 Masrani Bharat · CIK 0001343539 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,798.5 Underlying: Common Stock · 409 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock. F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F5 · balance_after: Includes 21.88 RSUs acquired through dividend reinvestment. Read SEC document |
| July 01, 2024 Filed Jul 4, 2024 00:21 UTC |
Ellis Stephen ADirector
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GrantNonqualified Stock Option (right to buy) · Derivative | 1,836 | Not disclosed Strike: $73.42 | Not disclosed |
DisclosureSEC source: 0001561563-24-000012 · wk-form4_1720052456.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,672 Underlying: Common Stock · 1,836 shares Expires 2034-07-01 F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. F1 · derivative.exercise_date: The option was received pursuant to the Directors' Compensation Plan II and vests immediately. Read SEC document |
| July 01, 2024 Filed Jul 4, 2024 00:35 UTC |
Ruffel Charles A.Director
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GrantNonqualified Stock Option (right to buy) · Derivative | 1,632 | Not disclosed Strike: $73.42 | Not disclosed |
DisclosureSEC source: 0001739929-24-000006 · wk-form4_1720053344.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,632 Underlying: Common Stock · 1,632 shares Expires 2034-07-01 F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. F1 · derivative.exercise_date: The option was received pursuant to the Directors' Compensation Plan II and vests immediately. Read SEC document |
| July 01, 2024 Filed Jul 4, 2024 00:24 UTC |
Brown Marianne CatherineDirector
|
GrantRestricted Stock Units · Derivative | 511 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001804183-24-000010 · wk-form4_1720052679.xml · derivative · entry 1 Brown Marianne Catherine · CIK 0001804183 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,464.31 Underlying: Common Stock · 511 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock. F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors. F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors. F5 · balance_after: Includes 13.54 RSUs acquired through dividend reinvestment. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 18:48 UTC |
Beatty Jonathan SMD, Head of Advisor Services
|
GrantCommon Stock | 11,191 | $0.00 | $0.00 |
DisclosureSEC source: 0002028977-24-000005 · wk-form4_1720032487.xml · nonDerivative · entry 1 Beatty Jonathan S · CIK 0002028977 · MD, Head of Advisor Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,981 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 22:15 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 3,600 | $72.49 | $260,958.96 |
DisclosureSEC source: 0001950787-24-000020 · wk-form4_1719267311.xml · nonDerivative · entry 2 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 570,657 F1 · kind: The transaction was effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023. F3 · price: The transaction was executed in multiple trades at prices ranging from $72.185 to $72.89. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 22:15 UTC |
Schwab-Pomerantz CarolynDirector
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SaleCommon Stock | 5,400 | $72.48 | $391,414.14 |
DisclosureSEC source: 0001950787-24-000020 · wk-form4_1719267311.xml · nonDerivative · entry 1 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 1,664,105.6599 F1 · kind: The transaction was effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023. F2 · price: The transaction was executed in multiple trades at prices ranging from $72.19 to $72.89. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 23:07 UTC |
Clark Bernard J.MD Head of Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,164 | $0.00 Strike: $52.05 | $0.00 |
DisclosureSEC source: 0001564429-24-000006 · wk-form4_1718406457.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,251 Underlying: Common Stock · 8,164 shares Expires 2028-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.