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Nasdaq · USD

SBUX

STARBUCKS CORP

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Tapewire entity
2886
SEC CIK
0000829224
Parsed reports
1,289

Last 12 months

Inside the activity.

1 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202603
May 202601
Jun 202602
Jul 202601
Aug 202601
Sep 202601
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2008 Filed Nov 19, 2008 17:55 UTC GrantNon-qualified Stock Option (right to buy) · Derivative 41,667 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001209191-08-061647 · doc4.xml · derivative · entry 1

SHENNAN JAMES G JR · CIK 0001181119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2018-11-17

Read SEC document
November 17, 2008 Filed Nov 19, 2008 18:00 UTC GrantNon-qualified Stock Option (right to buy) · Derivative 83,333 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001209191-08-061653 · doc4.xml · derivative · entry 1

WEATHERUP CRAIG · CIK 0001181120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,333

Underlying: Common Stock · 83,333 shares

Expires 2018-11-17

Read SEC document
November 17, 2008 Filed Nov 19, 2008 17:56 UTC GrantNon-qualified Stock Option (right to buy) · Derivative 83,333 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001209191-08-061648 · doc4.xml · derivative · entry 1

TERUEL JAVIER G · CIK 0001227261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,333

Underlying: Common Stock · 83,333 shares

Expires 2018-11-17

Read SEC document
November 17, 2008 Filed Nov 19, 2008 17:59 UTC GrantNon-qualified Stock Option (right to buy) · Derivative 83,333 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001209191-08-061651 · doc4.xml · derivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,333

Underlying: Common Stock · 83,333 shares

Expires 2018-11-17

Read SEC document
November 17, 2008 Filed Nov 19, 2008 18:05 UTC
BURROWS CLIFFORDpres., Starbucks Coffee U.S.
GrantEmployee Stock Option (right to buy) · Derivative 132,275 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001209191-08-061658 · doc4.xml · derivative · entry 2

BURROWS CLIFFORD · CIK 0001429248 · pres., Starbucks Coffee U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,275

Underlying: Common Stock · 132,275 shares

Expires 2018-11-17

F3 · derivative.exercise_date: The options become exercisable in three increments of 33,069 shares each on November 17, 2009, 2010, and 2010 and one increment of 33,068 shares on November 17, 2012.

Read SEC document
November 17, 2008 Filed Nov 19, 2008 18:03 UTC
BOGGS PAULAevp, general counsel & secy
GrantEmployee Stock Option (right to buy) · Derivative 99,206 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001209191-08-061657 · doc4.xml · derivative · entry 2

BOGGS PAULA · CIK 0001181771 · evp, general counsel & secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,206

Underlying: Common Stock · 99,206 shares

Expires 2018-11-17

F2 · derivative.exercise_date: The options become exercisable in two increments of 24,802 shares each on November 17, 2009 and 2010, and two increments of 24,801 shares each on November 17, 2011 and 2012.

Read SEC document
November 17, 2008 Filed Nov 19, 2008 18:06 UTC
COLES MARTINpres., Starbucks Coffee Intl.
GrantEmployee Stock Option (right to buy) · Derivative 115,741 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001209191-08-061660 · doc4.xml · derivative · entry 2

COLES MARTIN · CIK 0001194816 · pres., Starbucks Coffee Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,741

Underlying: Common Stock · 115,741 shares

Expires 2018-11-17

F2 · derivative.exercise_date: The option becomes exercisable in one increment of 28,936 shares on November 17, 2009, and three increments of 28,935 shares each on November 17, 2010, 2011 and 2012.

Read SEC document
November 17, 2008 Filed Nov 19, 2008 18:09 UTC
Gibbons Peter Devp, Global Supply Chain Ops
GrantEmployee Stock Option (right to buy) · Derivative 49,603 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001209191-08-061662 · doc4.xml · derivative · entry 3

Gibbons Peter D · CIK 0001441386 · evp, Global Supply Chain Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,603

Underlying: Common Stock · 49,603 shares

Expires 2018-11-17

F2 · derivative.exercise_date: The options become exercisable in three increments of 12,401 shares each on November 17, 2009, 2010, and 2011 and one increment of 12,400 shares on November 17, 2012.

Read SEC document
November 17, 2008 Filed Nov 19, 2008 18:10 UTC
KIM DOROTHY Jevp, Global Strat., office ceo
GrantEmployee Stock Option (right to buy) · Derivative 49,603 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001209191-08-061665 · doc4.xml · derivative · entry 2

KIM DOROTHY J · CIK 0001310902 · evp, Global Strat., office ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,603

Underlying: Common Stock · 49,603 shares

Expires 2018-11-17

F2 · derivative.exercise_date: The options become exercisable in three increments of 12,401 shares each on November 17, 2009, 2010 and 2011 and one increment of 12,400 shares on November 17, 2012.

Read SEC document
November 17, 2008 Filed Nov 19, 2008 18:12 UTC
Kuchinad Chetevp, Partner Resources
GrantEmployee Stock Option (right to buy) · Derivative 115,741 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001209191-08-061666 · doc4.xml · derivative · entry 2

Kuchinad Chet · CIK 0001423883 · evp, Partner Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,741

Underlying: Common Stock · 115,741 shares

Expires 2018-11-17

F2 · derivative.exercise_date: The option becomes exercisable in one increment of 28,936 shares on November 17, 2009, and three increments of 28,935 shares each on November 17, 2010, 2011 and 2012.

Read SEC document
November 17, 2008 Filed Nov 19, 2008 18:19 UTC
Gibbons Peter Devp, Global Supply Chain Ops
GrantEmployee Stock Option (right to buy) · Derivative 49,603 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001209191-08-061668 · doc4.xml · derivative · entry 3

Gibbons Peter D · CIK 0001441386 · evp, Global Supply Chain Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,603

Underlying: Common Stock · 49,603 shares

Expires 2018-11-17

F2 · derivative.exercise_date: The options become exercisable in three increments of 12,401 shares each on November 17, 2009, 2010, and 2011 and one increment of 12,400 shares on November 17, 2012.

Read SEC document
November 17, 2008 Filed Nov 19, 2008 18:20 UTC
LOPEZ GERARDO Isvp; pres Global Consumer Prod
GrantEmployee Stock Option (right to buy) · Derivative 99,206 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001209191-08-061669 · doc4.xml · derivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · svp; pres Global Consumer Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,206

Underlying: Common Stock · 99,206 shares

Expires 2018-11-17

F1 · derivative.exercise_date: The options become exercisable in two increments of 24,802 shares each on November 17, 2009 and 2010, and two increments of 24,801 shares each on November 17, 2011 and 2012.

Read SEC document
November 17, 2008 Filed Nov 19, 2008 18:24 UTC
RUBINFELD ARTHURpresident, Global Development
GrantEmployee Stock Option (right to buy) · Derivative 132,275 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001209191-08-061671 · doc4.xml · derivative · entry 1

RUBINFELD ARTHUR · CIK 0001428470 · president, Global Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,275

Underlying: Common Stock · 132,275 shares

Expires 2018-11-17

F1 · derivative.exercise_date: The options become exercisable in three increments of 33,069 shares each on November 17, 2009, 2010, and 2011 and one increment of 33,068 shares on November 17, 2012.

Read SEC document
November 17, 2008 Filed Nov 19, 2008 18:25 UTC
SCHULTZ HOWARD DDirector · chairman, president & ceo
GrantEmployee Stock Option (right to buy) · Derivative 2,714,947 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001209191-08-061673 · doc4.xml · derivative · entry 1

SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president & ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,714,947

Underlying: Common Stock · 2,714,947 shares

Expires 2018-11-17

F1 · derivative.exercise_date: Options become exercisable in three increments of 678,737 shares each on November 17, 2009, 2010, and 2011 and one increment of 678,736 shares on November 17, 2012.

Read SEC document
November 12, 2008 Filed Nov 14, 2008 16:59 UTC
SCHULTZ HOWARD DDirector · chairman, president & ceo
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,181,376 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001209191-08-060760 · doc4.xml · derivative · entry 4

SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president & ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,181,376 shares

Expires 2008-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: An option exercise transaction in which Mr. Schultz tendered by attestation 2,314,818 shares of common stock already owned by him in order to exercise a stock option for 3,181,376 shares and to pay the related withholding taxes, thus increasing his direct ownership by a net of 866,558 shares. This report does not reflect an open market transaction.

F2 · derivative.exercise_date: Options vested in installments of 1,066,672, 1,066,664 and 1,048,040 shares on September 28, 1999, 2000 and 2001, respectively, and would have expired on November 13, 2008.

Read SEC document
November 12, 2008 Filed Nov 14, 2008 16:59 UTC
SCHULTZ HOWARD DDirector · chairman, president & ceo
Tax withholdingCommon Stock 2,314,818 $9.33 $21,597,251.94
Disclosure

SEC source: 0001209191-08-060760 · doc4.xml · nonDerivative · entry 2

SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president & ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,482,011

F1 · kind: An option exercise transaction in which Mr. Schultz tendered by attestation 2,314,818 shares of common stock already owned by him in order to exercise a stock option for 3,181,376 shares and to pay the related withholding taxes, thus increasing his direct ownership by a net of 866,558 shares. This report does not reflect an open market transaction.

F1 · acquired: An option exercise transaction in which Mr. Schultz tendered by attestation 2,314,818 shares of common stock already owned by him in order to exercise a stock option for 3,181,376 shares and to pay the related withholding taxes, thus increasing his direct ownership by a net of 866,558 shares. This report does not reflect an open market transaction.

Read SEC document
November 12, 2008 Filed Nov 14, 2008 16:59 UTC
SCHULTZ HOWARD DDirector · chairman, president & ceo
Exercise / conversionCommon Stock 3,181,376 $5.37 $17,083,989.12
Disclosure

SEC source: 0001209191-08-060760 · doc4.xml · nonDerivative · entry 1

SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president & ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,796,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: An option exercise transaction in which Mr. Schultz tendered by attestation 2,314,818 shares of common stock already owned by him in order to exercise a stock option for 3,181,376 shares and to pay the related withholding taxes, thus increasing his direct ownership by a net of 866,558 shares. This report does not reflect an open market transaction.

Read SEC document
September 17, 2008 Filed Sep 26, 2008 19:26 UTC GiftCommon Stock 42,019 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-053670 · doc4.xml · nonDerivative · entry 4

SHENNAN JAMES G JR · CIK 0001181119 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JGS Trust

Disclosed balance after: 44,100

Read SEC document
September 17, 2008 Filed Sep 26, 2008 19:26 UTC GiftCommon Stock 42,019 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-053670 · doc4.xml · nonDerivative · entry 2

SHENNAN JAMES G JR · CIK 0001181119 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JGS GRAT II

Disclosed balance after: 0

Read SEC document
September 11, 2008 Filed Nov 7, 2008 14:17 UTC
RUBINFELD ARTHURpresident, Global Development
GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-059469 · doc5.xml · nonDerivative · entry 2

RUBINFELD ARTHUR · CIK 0001428470 · president, Global Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,152

Read SEC document
September 11, 2008 Filed Nov 7, 2008 14:17 UTC
RUBINFELD ARTHURpresident, Global Development
GiftCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-059469 · doc5.xml · nonDerivative · entry 1

RUBINFELD ARTHUR · CIK 0001428470 · president, Global Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,352

Read SEC document
September 09, 2008 Filed Sep 26, 2008 19:26 UTC GiftCommon Stock 44,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-053670 · doc4.xml · nonDerivative · entry 6

SHENNAN JAMES G JR · CIK 0001181119 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JGS Trust

Disclosed balance after: 88,200

Read SEC document
September 09, 2008 Filed Sep 26, 2008 19:26 UTC GiftCommon Stock 44,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-053670 · doc4.xml · nonDerivative · entry 5

SHENNAN JAMES G JR · CIK 0001181119 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 45,900

Read SEC document
September 09, 2008 Filed Sep 26, 2008 19:26 UTC GiftCommon Stock 2,081 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-053670 · doc4.xml · nonDerivative · entry 3

SHENNAN JAMES G JR · CIK 0001181119 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JGS Trust

Disclosed balance after: 2,081

Read SEC document
September 09, 2008 Filed Sep 26, 2008 19:26 UTC GiftCommon Stock 2,081 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-053670 · doc4.xml · nonDerivative · entry 1

SHENNAN JAMES G JR · CIK 0001181119 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JGS GRAT II

Disclosed balance after: 42,019

Read SEC document
August 15, 2008 Filed Aug 19, 2008 13:29 UTC
Gibbons Peter Devp, Global Supply Chain Ops
GrantEmployee Stock Option (right to buy) · Derivative 62,073 $0.00 Strike: $16.69 $0.00
Disclosure

SEC source: 0001209191-08-048107 · doc4.xml · derivative · entry 1

Gibbons Peter D · CIK 0001441386 · evp, Global Supply Chain Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,073

Underlying: Common Stock · 62,073 shares

Expires 2018-08-15

F1 · derivative.exercise_date: The options become exercisable in one increment of 15,519 shares on August 15, 2009 and as to three increments of 15,518 shares each on August 15, 2010, 2011, and 2012.

Read SEC document
August 06, 2008 Filed Aug 8, 2008 19:45 UTC PurchaseCommon Stock 2,995 $14.90 $44,625.50
Disclosure

SEC source: 0001209191-08-046363 · doc4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,395

Read SEC document
August 05, 2008 Filed Aug 7, 2008 12:35 UTC PurchaseCommon Stock 2,100 $14.41 $30,261.00
Disclosure

SEC source: 0001209191-08-045920 · doc4.xml · nonDerivative · entry 1

BRADLEY WILLIAM W · CIK 0001191557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,711

Read SEC document
May 19, 2008 Filed May 21, 2008 12:36 UTC PurchaseCommon Stock 2,300 $17.26 $39,698.00
Disclosure

SEC source: 0001209191-08-031997 · doc4.xml · nonDerivative · entry 1

BRADLEY WILLIAM W · CIK 0001191557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,611

F1 · balance_after: Since the date of the reporting person's last ownership report, he transferred 1,745 shares of Starbucks Corporation common stock to his ex-wife pursuant to a domestic relations settlement. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
May 08, 2008 Filed May 12, 2008 16:04 UTC GrantCommon Stock 38,360 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-029195 · doc4.xml · nonDerivative · entry 1

BOCIAN PETER J · CIK 0001269278 · evp & cfo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,750

F1 · shares: Restricted Stock Units granted on May 8, 2008 which vest over a four-year period, with 50% vesting on the second anniversary of the date of grant and 50% vesting on the fourth anniversary of the date of grant.

Read SEC document
March 18, 2008 Filed Mar 20, 2008 18:05 UTC
RUBINFELD ARTHURpresident, Global Development
GrantEmployee Stock Option (right to buy) · Derivative 145,000 $0.00 Strike: $18.24 $0.00
Disclosure

SEC source: 0001209191-08-019558 · doc4.xml · derivative · entry 1

RUBINFELD ARTHUR · CIK 0001428470 · president, Global Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

Underlying: Common Stock · 145,000 shares

Expires 2018-03-18

F1 · derivative.exercise_date: Options become exercisable in four increments of 36,250 shares each on March 18 of 2009, 2010, 2011 and 2012.

Read SEC document
March 18, 2008 Filed Mar 20, 2008 18:06 UTC
BURROWS CLIFFORDpres., Starbucks Coffee U.S.
GrantEmployee Stock Option (right to buy) · Derivative 37,222 $0.00 Strike: $18.24 $0.00
Disclosure

SEC source: 0001209191-08-019559 · doc4.xml · derivative · entry 1

BURROWS CLIFFORD · CIK 0001429248 · pres., Starbucks Coffee U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,222

Underlying: Common Stock · 37,222 shares

Expires 2018-03-18

F1 · derivative.exercise_date: The option becomes exercisable in two increments of 9,306 shares each on March 18, 2009 and 2010, and in two increments of 9,305 shares each on March 18, 2011 and 2012.

Read SEC document
February 15, 2008 Filed Feb 19, 2008 19:26 UTC
Kuchinad Chetevp, Partner Resources
GrantEmployee Stock Option (right to buy) · Derivative 54,979 $0.00 Strike: $18.29 $0.00
Disclosure

SEC source: 0001209191-08-011553 · doc4.xml · derivative · entry 1

Kuchinad Chet · CIK 0001423883 · evp, Partner Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,979

Underlying: Common Stock · 54,979 shares

Expires 2018-02-15

F1 · derivative.exercise_date: The option becomes exercisable in three increments of 13,745 shares each on February 15, 2009, 2010, and 2011, and one increment of 13,744 shares on February 15, 2012.

Read SEC document
December 12, 2007 Filed Dec 14, 2007 13:11 UTC
PACE DAVIDevp partner resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $15.23 $0.00
Disclosure

SEC source: 0001209191-07-069842 · doc4.xml · derivative · entry 3

PACE DAVID · CIK 0001181108 · evp partner resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 20,000 shares

Expires 2013-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options became exercisable in an increment of 53,334 shares on October 1, 2004 and increments of 53,333 shares on October 1, 2005 and 2006, respectively.

Read SEC document
December 12, 2007 Filed Dec 14, 2007 13:11 UTC
PACE DAVIDevp partner resources
SaleCommon Stock 20,000 $22.00 $440,000.00
Disclosure

SEC source: 0001209191-07-069842 · doc4.xml · nonDerivative · entry 2

PACE DAVID · CIK 0001181108 · evp partner resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098

Read SEC document
December 12, 2007 Filed Dec 14, 2007 13:11 UTC
PACE DAVIDevp partner resources
Exercise / conversionCommon Stock 20,000 $15.23 $304,600.00
Disclosure

SEC source: 0001209191-07-069842 · doc4.xml · nonDerivative · entry 1

PACE DAVID · CIK 0001181108 · evp partner resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2007 Filed Nov 10, 2011 21:14 UTC
BOGGS PAULAevp, general counsel & secy
GiftCommon Stock 2,139 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-029284 · form5.xml · nonDerivative · entry 2

BOGGS PAULA · CIK 0001181771 · evp, general counsel & secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,077

Read SEC document
December 03, 2007 Filed Dec 4, 2007 19:51 UTC PurchaseCommon Stock 6,390 $23.39 $149,462.10
Disclosure

SEC source: 0001209191-07-067733 · doc4.xml · nonDerivative · entry 1

BOCIAN PETER J · CIK 0001269278 · evp & cfo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,390

Read SEC document
November 30, 2007 Filed Dec 3, 2007 17:59 UTC
PACE DAVIDevp partner resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $15.23 $0.00
Disclosure

SEC source: 0001209191-07-067311 · doc4.xml · derivative · entry 9

PACE DAVID · CIK 0001181108 · evp partner resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 20,000 shares

Expires 2013-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options became exercisable in an increment of 53,334 shares on October 1, 2004 and increments of 53,333 shares on October 1, 2005 and 2006, respectively.

Read SEC document
November 30, 2007 Filed Dec 3, 2007 17:59 UTC
PACE DAVIDevp partner resources
SaleCommon Stock 7,300 $23.66 $172,718.00
Disclosure

SEC source: 0001209191-07-067311 · doc4.xml · nonDerivative · entry 7

PACE DAVID · CIK 0001181108 · evp partner resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098

Read SEC document
November 30, 2007 Filed Dec 3, 2007 17:59 UTC
PACE DAVIDevp partner resources
SaleCommon Stock 801 $23.65 $18,943.65
Disclosure

SEC source: 0001209191-07-067311 · doc4.xml · nonDerivative · entry 6

PACE DAVID · CIK 0001181108 · evp partner resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,398

Read SEC document
November 30, 2007 Filed Dec 3, 2007 17:59 UTC
PACE DAVIDevp partner resources
SaleCommon Stock 11,899 $23.64 $281,292.36
Disclosure

SEC source: 0001209191-07-067311 · doc4.xml · nonDerivative · entry 5

PACE DAVID · CIK 0001181108 · evp partner resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,199

Read SEC document
November 30, 2007 Filed Dec 3, 2007 17:59 UTC
PACE DAVIDevp partner resources
Exercise / conversionCommon Stock 20,000 $15.23 $304,600.00
Disclosure

SEC source: 0001209191-07-067311 · doc4.xml · nonDerivative · entry 4

PACE DAVID · CIK 0001181108 · evp partner resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2007 Filed Dec 3, 2007 17:59 UTC
PACE DAVIDevp partner resources
SaleCommon Stock 10,000 $23.00 $230,000.00
Disclosure

SEC source: 0001209191-07-067311 · doc4.xml · nonDerivative · entry 3

PACE DAVID · CIK 0001181108 · evp partner resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098

Read SEC document
November 29, 2007 Filed Dec 3, 2007 17:59 UTC
PACE DAVIDevp partner resources
SaleCommon Stock 10,000 $22.84 $228,400.00
Disclosure

SEC source: 0001209191-07-067311 · doc4.xml · nonDerivative · entry 2

PACE DAVID · CIK 0001181108 · evp partner resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,098

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November 29, 2007 Filed Dec 3, 2007 17:59 UTC
PACE DAVIDevp partner resources
Exercise / conversionCommon Stock 20,000 $15.23 $304,600.00
Disclosure

SEC source: 0001209191-07-067311 · doc4.xml · nonDerivative · entry 1

PACE DAVID · CIK 0001181108 · evp partner resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 21, 2007 Filed Nov 26, 2007 13:47 UTC
PACE DAVIDevp partner resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $15.23 $0.00
Disclosure

SEC source: 0001209191-07-065994 · doc4.xml · derivative · entry 5

PACE DAVID · CIK 0001181108 · evp partner resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 10,000 shares

Expires 2013-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options became exercisable in an increment of 53,334 shares on October 1, 2004 and increments of 53,333 shares on October 1, 2005 and 2006, respectively.

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November 21, 2007 Filed Nov 26, 2007 13:47 UTC
PACE DAVIDevp partner resources
SaleCommon Stock 400 $22.88 $9,152.00
Disclosure

SEC source: 0001209191-07-065994 · doc4.xml · nonDerivative · entry 4

PACE DAVID · CIK 0001181108 · evp partner resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098

Read SEC document
November 21, 2007 Filed Nov 26, 2007 13:47 UTC
PACE DAVIDevp partner resources
SaleCommon Stock 2,214 $22.86 $50,612.04
Disclosure

SEC source: 0001209191-07-065994 · doc4.xml · nonDerivative · entry 3

PACE DAVID · CIK 0001181108 · evp partner resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498

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November 21, 2007 Filed Nov 26, 2007 13:47 UTC
PACE DAVIDevp partner resources
SaleCommon Stock 7,386 $22.85 $168,770.10
Disclosure

SEC source: 0001209191-07-065994 · doc4.xml · nonDerivative · entry 2

PACE DAVID · CIK 0001181108 · evp partner resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,712

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.