Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| J C PENNEY CO INCJCP · Entity 16599 | Director | August 21, 2020 | August 21, 2020 |
| Nielsen Holdings plcNLSN · Entity 16431 | Director | March 18, 2021 | March 22, 2021 |
| STARBUCKS CORPSBUX · Entity 2886 | Director | March 16, 2022 | March 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
J C PENNEY CO INC
Report date August 21, 2020 · Filed August 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock of 50 cents Par ValueSEC Table I · non-derivative | Direct | 523,971.374 |
Reported balance
After 2020-08-21 transaction · row 1
1 source rowRow 1 · 2020-08-21 · Sale · Disposed 802,230 · Balance 523,971.374 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.311 to $0.3275, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.311 to $0.3275, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4.
Nielsen Holdings plc
Report date March 18, 2021 · Filed March 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,820.711 |
Reported balance
After 2021-03-18 transaction · row 1
1 source rowRow 1 · 2021-03-18 · Grant · Acquired 145.105 · Balance 71,820.711 F1: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units.
STARBUCKS CORP
Report date March 16, 2022 · Filed March 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 122,585.125 |
Reported balance
After 2022-03-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-16 · Grant · Acquired 3,832 · Balance 122,585.125 F1: Represents restricted stock units granted on March 16, 2022, fully vested at the time of the grant and deferred until termination of service as a director pursuant to the Deferred Compensation Plan for Non-Employee Directors. F2: Includes 293.556 deferred stock units acquired representing dividends on deferred stock units pursuant to a dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted on March 16, 2022, fully vested at the time of the grant and deferred until termination of service as a director pursuant to the Deferred Compensation Plan for Non-Employee Directors.
F2: Includes 293.556 deferred stock units acquired representing dividends on deferred stock units pursuant to a dividend reinvestment plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2022 Filed Mar 19, 2022 00:08 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 3,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-010005 · form4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,585.125 F1 · shares: Represents restricted stock units granted on March 16, 2022, fully vested at the time of the grant and deferred until termination of service as a director pursuant to the Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes 293.556 deferred stock units acquired representing dividends on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 18:37 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 145.105 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022427 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,820.711 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 22:27 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 5,166 | $0.00 Strike: $110.46 | $0.00 |
DisclosureSEC source: 0001127602-21-011627 · form4.xml · derivative · entry 2 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,166 Underlying: Common Stock · 5,166 shares Expires 2031-03-17 Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 22:27 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 1,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-011627 · form4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,459.569 F1 · shares: Represents restricted stock units granted on March 17, 2021, fully vested at the time of the grant and deferred until termination of service as a director pursuant to the Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes 133.904 deferred stock units acquired representing dividends on deferred stock units pursuant to the dividend reinvestment plan. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:00 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 958.31 | $20.87 | $19,999.93 |
DisclosureSEC source: 0001209191-21-000581 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,675.606 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of December 31, 2020 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 19:45 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 214.925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062040 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,717.296 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 23:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 46,778 | $0.00 Strike: $15.39 | $0.00 |
DisclosureSEC source: 0001127602-20-029028 · form4.xml · derivative · entry 3 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,778 shares Expires 2020-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 23:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 46,778 | $95.70 | $4,476,420.71 |
DisclosureSEC source: 0001127602-20-029028 · form4.xml · nonDerivative · entry 2 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,922.665 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 23:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 46,778 | $15.39 | $720,030.37 |
DisclosureSEC source: 0001127602-20-029028 · form4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,700.665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 158.575 deferred stock units acquired representing dividends on deferred stock units pursuant to the dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Also includes 405.950 shares acquired pursuant to a dividend reinvestment plan. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 17:55 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 987.31 | $14.18 | $14,000.06 |
DisclosureSEC source: 0001209191-20-052711 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,502.371 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of September 30, 2020 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 18:15 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 236.449 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-049780 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,515.061 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| August 21, 2020 Filed Aug 21, 2020 18:02 UTC | J C PENNEY CO INC JCP · Entity 16599 | SaleCommon Stock of 50 cents Par Value | 802,230 | $0.32 | $253,665.13 |
DisclosureSEC source: 0001567619-20-015877 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,971.374 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.311 to $0.3275, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 16:59 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 942.13 | $14.86 | $14,000.05 |
DisclosureSEC source: 0001209191-20-040478 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,278.612 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of June 30, 2020 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 16:40 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 235.996 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038208 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,336.482 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 18:23 UTC | J C PENNEY CO INC JCP · Entity 16599 | SaleCommon Stock of 50 cents Par Value | 1,000,000 | $0.31 | $305,000.00 |
DisclosureSEC source: 0001567619-20-012235 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,326,201.374 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.302 to $0.329, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4. Read SEC document |
| May 01, 2020 Filed May 5, 2020 19:08 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 9,742.12 | $13.96 | $136,000.00 |
DisclosureSEC source: 0001209191-20-027301 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,381.286 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of May 1, 2020. The deferred stock units each represent one share of Nielsen common stock and vest in four substantially equal installments on each of August 1, 2020, November 1, 2020, February 1, 2021 and May 1, 2021, except that each of Nielsen's independent directors has agreed to reduce his or her total annual director compensation by 30% for the second and third quarters of 2020. Therefore, the amounts vesting in August and November 2020 have been reduced by 30%, and the total amount of deferred stock units reported as issued in Table I reflects such reduction. Read SEC document |
| May 01, 2020 Filed May 8, 2020 21:07 UTC Amendment | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 11,461.32 | $13.96 | $160,000.03 |
DisclosureSEC source: 0001209191-20-028125 · doc4a.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,100.486 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of May 1, 2020. The deferred stock units each represent one share of Nielsen common stock and vest in four substantially equal installments on each of August 1, 2020, November 1, 2020, February 1, 2021 and May 1, 2021. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 16:41 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 1,594.9 | $12.54 | $20,000.05 |
DisclosureSEC source: 0001209191-20-022139 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,639.166 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of March 31, 2020 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 19:46 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 182.754 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020762 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,044.266 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 22:48 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 15,005 | $0.00 Strike: $56.33 | $0.00 |
DisclosureSEC source: 0001127602-20-011674 · form4.xml · derivative · entry 2 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,005 Underlying: Common Stock · 15,005 shares Expires 2030-03-18 F3 · shares: The option, representing the right to buy a total of 15,005 shares was granted March 18, 2020 and was fully vested at the time of the grant. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 22:48 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 2,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011674 · form4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,358.26 F1 · shares: Represents restricted stock units granted on March 18, 2020, fully vested at the time of the grant and deferred until termination of service as a director pursuant to the Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes 166.183 deferred stock units acquired representing dividends on deferred stock units pursuant to the dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Also includes 959.077 shares acquired pursuant to a dividend reinvestment plan. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 16:49 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 24,094 | $0.69 | $16,624.86 |
DisclosureSEC source: 0001567619-20-005605 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,326,201.374 F1 · shares: The reporting person received JCPenney common stock pursuant to the 2019 Long-Term Incentive Plan in lieu of cash for his services as a director. F2 · price: Based on the closing price of JCPenney common stock on the date of issuance. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 16:22 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 985.22 | $20.30 | $19,999.97 |
DisclosureSEC source: 0001209191-20-000944 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,861.512 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of December 31, 2019 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 18:33 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 136.892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059528 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,876.292 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 16:47 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 15,113 | $1.10 | $16,624.30 |
DisclosureSEC source: 0001567619-19-022577 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,302,107.374 F1 · shares: The reporting person received JCPenney common stock pursuant to the 2019 Long-Term Incentive Plan in lieu of cash for his services as a director. F2 · price: Based on the closing price of JCPenney common stock on the date of issuance. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 16:19 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 941.18 | $21.25 | $20,000.08 |
DisclosureSEC source: 0001209191-19-051668 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,739.4 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of September 30, 2019 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 06:52 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 721.479 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048843 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,798.22 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 16:35 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 23,415 | $0.71 | $16,624.65 |
DisclosureSEC source: 0001567619-19-017954 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,286,994.374 F1 · shares: The reporting person received JCPenney common stock pursuant to the 2019 Long-Term Incentive Plan in lieu of cash for his services as a director. F2 · price: Based on the closing price of JCPenney common stock on the date of issuance. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 16:26 UTC | J C PENNEY CO INC JCP · Entity 16599 | PurchaseCommon Stock of 50 cents Par Value | 500,000 | $0.59 | $293,950.00 |
DisclosureSEC source: 0001567619-19-017637 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,263,579.374 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.5769 to $0.59, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote to this Form 4. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 22:06 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 59,838 | $0.00 Strike: $11.03 | $0.00 |
DisclosureSEC source: 0001127602-19-027197 · form4.xml · derivative · entry 3 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,838 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 22:06 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 59,838 | $96.92 | $5,799,612.65 |
DisclosureSEC source: 0001127602-19-027197 · form4.xml · nonDerivative · entry 2 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,926 F2 · price: This transaction was executed in multiple trades at prices ranging from $96.875 to $97.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 22:06 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 59,838 | $11.03 | $660,013.14 |
DisclosureSEC source: 0001127602-19-027197 · form4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 59 deferred stock units acquired on May 24, 2019 representing dividends on deferred stock units pursuant to the dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Also includes 360 shares acquired on May 24, 2019 pursuant to a dividend reinvestment plan. Read SEC document |
| July 01, 2019 Filed Jul 1, 2019 16:25 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 884.96 | $22.60 | $20,000.10 |
DisclosureSEC source: 0001209191-19-039717 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,076.741 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of June 28, 2019 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 21:29 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 620.279 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-038348 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,191.781 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| June 07, 2019 Filed Jun 10, 2019 16:29 UTC | J C PENNEY CO INC JCP · Entity 16599 | PurchaseCommon Stock of 50 cents Par Value | 717,676 | $0.99 | $709,925.10 |
DisclosureSEC source: 0001567619-19-013158 · doc1.xml · nonDerivative · entry 2 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,763,579.374 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.985 to $0.99, inclusive. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 16:29 UTC | J C PENNEY CO INC JCP · Entity 16599 | PurchaseCommon Stock of 50 cents Par Value | 223,419 | $0.98 | $219,107.01 |
DisclosureSEC source: 0001567619-19-013158 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,045,903.374 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.9481 to $0.99, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 16:49 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 18,892 | $0.88 | $16,624.96 |
DisclosureSEC source: 0001567619-19-012682 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 822,484.374 F1 · shares: The reporting person received JCPenney common stock pursuant to the 2019 Long-Term Incentive Plan in lieu of cash for his services as a director. F2 · price: Based on the closing price of JCPenney common stock on the date of issuance. Read SEC document |
| May 30, 2019 Filed May 31, 2019 16:16 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 170,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012518 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,592.374 F1 · shares: Annual grant of restricted stock units pursuant to the Company's 2019 Long-Term Incentive Plan. Read SEC document |
| May 01, 2019 Filed May 3, 2019 17:22 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 6,436.04 | $24.86 | $159,999.95 |
DisclosureSEC source: 0001209191-19-027473 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,571.502 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of May 1, 2019. The deferred stock units each represent one share of Nielsen common stock and vest in four substantially equal installments on each of August 1, 2019, November 1, 2019, February 1, 2020 and May 1, 2020. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 17:28 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 844.95 | $23.67 | $19,999.97 |
DisclosureSEC source: 0001209191-19-022042 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,135.462 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of March 29, 2019 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 16:54 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 435.368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021178 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,290.512 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 23:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 8,457 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001127602-19-013072 · form4.xml · derivative · entry 2 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,457 Underlying: Common Stock · 8,457 shares Expires 2029-03-20 F3 · shares: The option, representing the right to buy a total of 8,457 shares, was granted on March 20, 2019 and was fully vested at the time of the grant. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 23:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 1,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-013072 · form4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,507 F1 · shares: Represents 1,814 restricted stock units granted on March 20, 2019 and were fully vested at the time of the grant. F2 · balance_after: Includes 56 deferred stock units acquired on November 30, 2018 and 53 deferred stock units acquired on February 22, 2019 representing dividends on deferred stock units pursuant to the dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Also includes 408 shares acquired on November 30, 2018 and 389 shares acquired on February 22, 2019 pursuant to a dividend reinvestment plan. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:15 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 10,795 | $1.54 | $16,624.30 |
DisclosureSEC source: 0001567619-19-006037 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,137.374 F1 · shares: The reporting person received JCPenney common stock pursuant to the 2018 Long-Term Incentive Plan in lieu of cash for his services as a director. F2 · price: Based on the closing price of JCPenney common stock on the date of issuance. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:59 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 857.27 | $23.33 | $20,000.11 |
DisclosureSEC source: 0000899243-19-000166 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,855.144 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of December 31, 2018 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. Read SEC document |
| December 05, 2018 Filed Dec 7, 2018 16:26 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 424.272 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061497 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,997.874 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 16:52 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 11,545 | $1.44 | $16,624.80 |
DisclosureSEC source: 0001567619-18-007348 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,342.374 F1 · shares: The reporting person received JCPenney common stock pursuant to the 2018 Long-Term Incentive Plan in lieu of cash for his services as a director. F2 · price: Based on the closing price of JCPenney common stock on the date of issuance. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:40 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 723.07 | $27.66 | $20,000.12 |
DisclosureSEC source: 0001209191-18-053214 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,573.602 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of September 28, 2018 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 16:38 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 420.515 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-050083 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,850.532 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 17:37 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 9,446 | $1.76 | $16,624.96 |
DisclosureSEC source: 0001567619-18-002157 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,797.374 F1 · shares: The reporting person received JCPenney common stock pursuant to the 2018 Long-Term Incentive Plan in lieu of cash for his services as a director. F2 · price: Based on the closing price of JCPenney common stock on the date of issuance. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.