Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
STARBUCKS CORP
Report date October 01, 2017 · Filed November 16, 2017
Section 16 reporting ended · disclosed 2017-11-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Shennan LLC | 232,088 |
Reported balance
After 2016-12-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-12-15 · Gift · Disposed 20,000 · Balance 232,088 F1: Reflects number of shares owned as of February 24, 2017, the date of the latest transaction reported on this Form 5. |
| Common StockSEC Table I · non-derivative | Direct | 43,275 |
Reported balance
Holding disclosure · report date 2017-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 43,275 F1: Reflects number of shares owned as of February 24, 2017, the date of the latest transaction reported on this Form 5. F2: Includes 167 deferred stock units acquired on December 2, 2016, and 168 deferred stock units acquired on February 24, 2017, representing dividends on deferred stock units pursuant to a dividend reinvestment plan. |
| Common StockSEC Table I · non-derivative | IndirectBy Shennan 1995 Trust | 35,000 |
Reported balance
Holding disclosure · report date 2017-10-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 35,000 F1: Reflects number of shares owned as of February 24, 2017, the date of the latest transaction reported on this Form 5. |
| Common StockSEC Table I · non-derivative | IndirectBy Shennan Family Investments LLC | 124,880 |
Reported balance
Holding disclosure · report date 2017-10-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 124,880 F1: Reflects number of shares owned as of February 24, 2017, the date of the latest transaction reported on this Form 5. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects number of shares owned as of February 24, 2017, the date of the latest transaction reported on this Form 5.
F2: Includes 167 deferred stock units acquired on December 2, 2016, and 168 deferred stock units acquired on February 24, 2017, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2016 Filed Nov 16, 2017 00:41 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032269 · form5.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Former director 10b5-1 filing: Not disclosed Ownership: Indirect · By Shennan LLC Disclosed balance after: 232,088 F1 · balance_after: Reflects number of shares owned as of February 24, 2017, the date of the latest transaction reported on this Form 5. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 4,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068360 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,940 F1 · shares: Represents 4,634 restricted stock units granted November 21, 2016 and vesting in one increment on November 21, 2017. Read SEC document |
| May 17, 2016 Filed Nov 23, 2016 21:44 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068358 · form5.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Shennan LLC Disclosed balance after: 252,088 Read SEC document |
| May 16, 2016 Filed May 18, 2016 21:51 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 50,000 | $55.57 | $2,778,485.00 |
DisclosureSEC source: 0001127602-16-052723 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Shennan LLC Disclosed balance after: 262,088 F1 · price: This transaction was executed in multiple trades at prices ranging from $55.305 to $55.760. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 28, 2016 Filed May 2, 2016 21:56 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 48,334 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001127602-16-050565 · form4.xml · derivative · entry 6 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,334 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy a total of 83,334 shares, becomes exercisable in one increment on November 17, 2009. Read SEC document |
| April 28, 2016 Filed May 2, 2016 21:56 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 48,334 | $56.93 | $2,751,707.79 |
DisclosureSEC source: 0001127602-16-050565 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,059 F1 · price: This transaction was executed in multiple trades at prices ranging from $56.920 to $57.005. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 28, 2016 Filed May 2, 2016 21:56 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 48,334 | $4.32 | $208,802.88 |
DisclosureSEC source: 0001127602-16-050565 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2016 Filed Mar 2, 2016 23:12 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001127602-16-044616 · form4.xml · derivative · entry 6 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,334 Underlying: Common Stock · 20,000 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy a total of 83,334 shares, became exercisable in one increment on November 17, 2009. Read SEC document |
| February 29, 2016 Filed Mar 2, 2016 23:12 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 20,000 | $59.00 | $1,179,900.00 |
DisclosureSEC source: 0001127602-16-044616 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,059 Read SEC document |
| February 29, 2016 Filed Mar 2, 2016 23:12 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 20,000 | $4.32 | $86,400.00 |
DisclosureSEC source: 0001127602-16-044616 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 117 deferred stock units acquired on February 19, 2016, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
| February 17, 2016 Filed Feb 19, 2016 23:14 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 16,484 | $0.00 Strike: $11.44 | $0.00 |
DisclosureSEC source: 0001127602-16-042532 · form4.xml · derivative · entry 6 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,484 shares Expires 2017-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy a total of 31,484 shares, became exercisable in one increment on November 19, 2008. Read SEC document |
| February 17, 2016 Filed Feb 19, 2016 23:14 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 16,484 | $56.91 | $938,058.28 |
DisclosureSEC source: 0001127602-16-042532 · form4.xml · nonDerivative · entry 3 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,942 F1 · price: This transaction was executed in multiple trades at prices ranging from $56.900 to $56.935. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 17, 2016 Filed Feb 19, 2016 23:14 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 16,484 | $11.44 | $188,494.54 |
DisclosureSEC source: 0001127602-16-042532 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2016 Filed Feb 17, 2016 23:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $11.44 | $0.00 |
DisclosureSEC source: 0001127602-16-041967 · form4.xml · derivative · entry 6 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,484 Underlying: Common Stock · 15,000 shares Expires 2017-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F3 · shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F4 · derivative.exercise_date: The option, representing the right to buy a total of 31,484 shares (adjusted to reflect the stock split), became exercisable in one increment on November 19, 2008. F3 · derivative.underlying_shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. Read SEC document |
| February 12, 2016 Filed Feb 17, 2016 23:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 15,000 | $55.37 | $830,616.00 |
DisclosureSEC source: 0001127602-16-041967 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,942 F2 · price: This transaction was executed in multiple trades at prices ranging from $55.37 to $55.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 12, 2016 Filed Feb 17, 2016 23:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 15,000 | $11.44 | $171,525.00 |
DisclosureSEC source: 0001127602-16-041967 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported has been adjusted to reflect the stock split. Read SEC document |
| February 12, 2016 Filed Feb 19, 2016 23:14 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-042532 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Shennan 1995 Trust Disclosed balance after: 35,000 Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 23:00 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 16,328 | $0.00 Strike: $18.38 | $0.00 |
DisclosureSEC source: 0001127602-16-041048 · form4.xml · derivative · entry 6 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,328 shares Expires 2016-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F4 · shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F5 · derivative.exercise_date: The option, representing the right to buy a total of 16,328 shares (adjusted to reflect the stock split), became exercisable in one increment on November 20, 2007. F4 · derivative.underlying_shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 23:00 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 16,328 | $55.31 | $903,178.42 |
DisclosureSEC source: 0001127602-16-041048 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,942 F3 · price: This transaction was executed in multiple trades at prices ranging from $55.3101 to $55.3150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 23:00 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 16,328 | $18.38 | $300,027.00 |
DisclosureSEC source: 0001127602-16-041048 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported has been adjusted to reflect the stock split. F2 · balance_after: Includes 108 deferred stock units acquired on November 27, 2015, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
| November 16, 2015 Filed Nov 19, 2015 00:25 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 4,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-031921 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,834 F1 · shares: Represents 4,284 restricted stock units granted on November 16, 2015 and vesting in one increment of 4,284 shares on November 16, 2016. Read SEC document |
| November 03, 2015 Filed Nov 5, 2015 18:39 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001127602-15-030472 · form4.xml · derivative · entry 6 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,334 Underlying: Common Stock · 15,000 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F2 · shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F2 · derivative.underlying_shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F2 · balance_after: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. Read SEC document |
| November 03, 2015 Filed Nov 5, 2015 18:39 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-030472 · form4.xml · nonDerivative · entry 3 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Shennan 1995 Trust Disclosed balance after: 45,000 Read SEC document |
| November 03, 2015 Filed Nov 5, 2015 18:39 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 15,000 | $62.49 | $937,350.00 |
DisclosureSEC source: 0001127602-15-030472 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,550 Read SEC document |
| November 03, 2015 Filed Nov 5, 2015 18:39 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 15,000 | $4.32 | $64,800.00 |
DisclosureSEC source: 0001127602-15-030472 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported has been adjusted to reflect the stock split. Read SEC document |
| September 03, 2015 Filed Sep 8, 2015 18:49 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 19,724 | $0.00 Strike: $15.21 | $0.00 |
DisclosureSEC source: 0001127602-15-026698 · form4.xml · derivative · entry 6 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,724 shares Expires 2015-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F4 · shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F4 · derivative.underlying_shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. Read SEC document |
| September 03, 2015 Filed Sep 8, 2015 18:49 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 19,724 | $55.27 | $1,090,072.50 |
DisclosureSEC source: 0001127602-15-026698 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,550 F3 · price: This transaction was executed in multiple trades at prices ranging from $55.160 to $55.275. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 03, 2015 Filed Sep 8, 2015 18:49 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 19,724 | $15.21 | $300,002.04 |
DisclosureSEC source: 0001127602-15-026698 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported has been adjusted to reflect the stock split. F2 · balance_after: Includes 106 deferred stock units (adjusted to reflect the stock split) acquired on November 28, 2014; 94 deferred stock units (adjusted to reflect the stock split) acquired on February 20, 2015; 84 deferred stock units acquired on May 22, 2015 and 82 deferred stock units acquired on August 21, 2015, representing dividends on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
| November 17, 2014 Filed Nov 19, 2014 18:39 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 3,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-032912 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,592 F1 · shares: Represents 3,083 restricted stock units granted November 17, 2014 and vesting over a one-year period, with 3,083 shares vesting on November 17, 2015. Read SEC document |
| September 02, 2014 Filed Sep 4, 2014 17:11 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 10,982 | $0.00 Strike: $27.32 | $0.00 |
DisclosureSEC source: 0001127602-14-027223 · form4.xml · derivative · entry 6 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2014-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2014 Filed Sep 4, 2014 17:11 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 10,982 | $77.66 | $852,812.70 |
DisclosureSEC source: 0001127602-14-027223 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,509 F2 · price: This transaction was executed in multiple trades at prices ranging from $77.6500 to $77.7008. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 02, 2014 Filed Sep 4, 2014 17:11 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 10,982 | $27.32 | $300,028.24 |
DisclosureSEC source: 0001127602-14-027223 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 33 deferred stock units acquired on November 29, 2013, 38 deferred stock units acquired on February 21, 2014, 38 deferred stock units acquired on May 23, 2014 and 35 deferred stock units acquired on August 22, 2014, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
| November 11, 2013 Filed Nov 13, 2013 20:29 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 2,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-031568 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,365 F1 · shares: Represents 2,963 Restricted Stock Units granted on November 11, 2013 and vesting on November 11, 2014. Read SEC document |
| August 28, 2013 Filed Aug 30, 2013 17:12 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 19,698 | $0.00 Strike: $15.23 | $0.00 |
DisclosureSEC source: 0001127602-13-026328 · form4.xml · derivative · entry 6 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,698 shares Expires 2013-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2013 Filed Aug 30, 2013 17:12 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 19,698 | $71.08 | $1,400,035.35 |
DisclosureSEC source: 0001127602-13-026328 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,402 F2 · price: This transaction was executed in multiple trades at prices ranging from $71.0600 to $71.0900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 28, 2013 Filed Aug 30, 2013 17:12 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 19,698 | $15.23 | $300,000.54 |
DisclosureSEC source: 0001127602-13-026328 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 18 deferred stock units acquired on May 24, 2013 and 16 deferred stock units acquired on August 23, 2013, representing dividends on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
| May 14, 2013 Filed May 16, 2013 18:01 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 18,376 | $0.00 Strike: $12.25 | $0.00 |
DisclosureSEC source: 0001127602-13-017193 · form4.xml · derivative · entry 6 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,376 shares Expires 2013-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2013 Filed May 16, 2013 18:01 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 18,376 | $63.00 | $1,157,688.00 |
DisclosureSEC source: 0001127602-13-017193 · form4.xml · nonDerivative · entry 3 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,368 Read SEC document |
| May 14, 2013 Filed May 16, 2013 18:01 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 18,376 | $12.25 | $225,014.12 |
DisclosureSEC source: 0001127602-13-017193 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 22 deferred stock units acquired on November 30, 2012, and 22 deferred stock units acquired on February 22, 2013, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
| February 22, 2013 Filed Nov 13, 2013 20:29 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-031568 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Shennan 1995 Trust Disclosed balance after: 30,000 Read SEC document |
| November 29, 2012 Filed May 16, 2013 18:01 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-017193 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Shennan 1995 Trust Disclosed balance after: 40,000 Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:47 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 4,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031876 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,324 F1 · shares: Represents 4,825 Restricted Stock Units ("RSUs") granted November 19, 2012 and vesting on November 19, 2013. F2 · balance_after: On the Reporting Person's Form 4 filed November 16, 2011, the number of RSUs granted on November 14, 2011 was overreported by 1 share due to a rounding error. The number of shares has been corrected on this Form 4 filing. Read SEC document |
| August 23, 2012 Filed Aug 27, 2012 18:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001127602-12-025193 · form4.xml · derivative · entry 6 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2013-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2012 Filed Aug 27, 2012 18:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 25,000 | $48.16 | $1,203,970.00 |
DisclosureSEC source: 0001127602-12-025193 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.09 to $48.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 23, 2012 Filed Aug 27, 2012 18:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 25,000 | $10.18 | $254,375.00 |
DisclosureSEC source: 0001127602-12-025193 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2012 Filed Jun 18, 2012 18:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001127602-12-020271 · form4.xml · derivative · entry 6 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 0 shares Expires 2013-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2012 Filed Jun 18, 2012 18:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 25,000 | $52.04 | $1,301,112.50 |
DisclosureSEC source: 0001127602-12-020271 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F1 · price: This transaction was executed in multiple trades at prices ranging from $52.00 to $52.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 14, 2012 Filed Jun 18, 2012 18:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 25,000 | $10.18 | $254,375.00 |
DisclosureSEC source: 0001127602-12-020271 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2012 Filed Jun 11, 2012 19:57 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001127602-12-019829 · form4.xml · derivative · entry 6 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2013-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2012 Filed Jun 11, 2012 19:57 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 50,000 | $53.87 | $2,693,500.00 |
DisclosureSEC source: 0001127602-12-019829 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.