Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STARBUCKS CORPSBUX · Entity 2886 | evp, Global Strat., office ceo | November 17, 2008 | November 19, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STARBUCKS CORP
Report date November 17, 2008 · Filed November 19, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.64 · Expires 2018-11-17 | Direct | 49,603 |
Reported balance
After 2008-11-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2008-11-17 · Grant · Acquired 49,603 · Balance 49,603 F2: The options become exercisable in three increments of 12,401 shares each on November 17, 2009, 2010 and 2011 and one increment of 12,400 shares on November 17, 2012. |
| Common StockSEC Table I · non-derivative | Direct | 5,669 |
Reported balance
Holding disclosure · report date 2008-11-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,669 F1: Includes 530 shares purchased on September 30, 2008 under the Starbucks Corporation Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 530 shares purchased on September 30, 2008 under the Starbucks Corporation Employee Stock Purchase Plan.
F2: The options become exercisable in three increments of 12,401 shares each on November 17, 2009, 2010 and 2011 and one increment of 12,400 shares on November 17, 2012.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2008 Filed Nov 19, 2008 18:10 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantEmployee Stock Option (right to buy) · Derivative | 49,603 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001209191-08-061665 · doc4.xml · derivative · entry 2 KIM DOROTHY J · CIK 0001310902 · evp, Global Strat., office ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,603 Underlying: Common Stock · 49,603 shares Expires 2018-11-17 F2 · derivative.exercise_date: The options become exercisable in three increments of 12,401 shares each on November 17, 2009, 2010 and 2011 and one increment of 12,400 shares on November 17, 2012. Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 18:35 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantEmployee Stock Option (right to buy) · Derivative | 74,958 | $0.00 Strike: $22.87 | $0.00 |
DisclosureSEC source: 0001209191-07-065834 · doc4.xml · derivative · entry 2 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,958 Underlying: Common Stock · 74,958 shares Expires 2017-11-19 F2 · derivative.exercise_date: Options become exercisable in increments of 18,740 shares on November 19, 2008 and 2009 and increments of 18,739 shares on November 19, 2010 and 2011. Read SEC document |
| May 17, 2007 Filed May 17, 2007 19:51 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 7,900 | $28.20 | $222,780.00 |
DisclosureSEC source: 0001209191-07-031230 · doc4.xml · nonDerivative · entry 9 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,575 F1 · balance_after: Includes 46 shares acquired on December 29, 2006 and 242 shares acquired on March 30, 2007 under the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| May 17, 2007 Filed May 17, 2007 19:51 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 1,483 | $28.18 | $41,790.94 |
DisclosureSEC source: 0001209191-07-031230 · doc4.xml · nonDerivative · entry 8 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,475 Read SEC document |
| May 17, 2007 Filed May 17, 2007 19:51 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 6,456 | $28.17 | $181,865.52 |
DisclosureSEC source: 0001209191-07-031230 · doc4.xml · nonDerivative · entry 7 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,958 Read SEC document |
| May 17, 2007 Filed May 17, 2007 19:51 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 8,161 | $28.16 | $229,813.76 |
DisclosureSEC source: 0001209191-07-031230 · doc4.xml · nonDerivative · entry 6 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,414 Read SEC document |
| May 17, 2007 Filed May 17, 2007 19:51 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 14,100 | $28.20 | $397,620.00 |
DisclosureSEC source: 0001209191-07-031230 · doc4.xml · nonDerivative · entry 5 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,575 Read SEC document |
| May 17, 2007 Filed May 17, 2007 19:51 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 5,400 | $28.17 | $152,118.00 |
DisclosureSEC source: 0001209191-07-031230 · doc4.xml · nonDerivative · entry 4 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,675 Read SEC document |
| May 17, 2007 Filed May 17, 2007 19:51 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 6,500 | $28.16 | $183,040.00 |
DisclosureSEC source: 0001209191-07-031230 · doc4.xml · nonDerivative · entry 3 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,075 Read SEC document |
| May 16, 2007 Filed May 17, 2007 19:51 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmploye Nonqualified stock option (right to buy) · Derivative | 24,000 | $0.00 Strike: $10.32 | $0.00 |
DisclosureSEC source: 0001209191-07-031230 · doc4.xml · derivative · entry 11 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2012-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This option was previously reported as covering 12,000 shares at an exercise price of $20.64 per share, but was adjusted to reflect the stock split that occurred on October 21, 2005. F3 · shares: This option was previously reported as covering 12,000 shares at an exercise price of $20.64 per share, but was adjusted to reflect the stock split that occurred on October 21, 2005. Read SEC document |
| May 16, 2007 Filed May 17, 2007 19:51 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmploye Nonqualified stock option (right to buy) · Derivative | 26,000 | $0.00 Strike: $7.40 | $0.00 |
DisclosureSEC source: 0001209191-07-031230 · doc4.xml · derivative · entry 10 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,000 shares Expires 2011-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This option was previously reported as covering 13,000 shares at an exercise price of $14.80 per share, but was adjusted to reflect the stock split that occurred on October 21, 2005. F2 · shares: This option was previously reported as covering 13,000 shares at an exercise price of $14.80 per share, but was adjusted to reflect the stock split that occurred on October 21, 2005. Read SEC document |
| May 16, 2007 Filed May 17, 2007 19:51 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 24,000 | $10.32 | $247,680.00 |
DisclosureSEC source: 0001209191-07-031230 · doc4.xml · nonDerivative · entry 2 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2007 Filed May 17, 2007 19:51 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 26,000 | $7.40 | $192,400.00 |
DisclosureSEC source: 0001209191-07-031230 · doc4.xml · nonDerivative · entry 1 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2006 Filed Nov 22, 2006 19:09 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNonqualified Stock Option (right to buy) · Derivative | 100,680 | $0.00 Strike: $36.75 | $0.00 |
DisclosureSEC source: 0001209191-06-061296 · doc4.xml · derivative · entry 2 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,680 Underlying: Common Stock · 100,680 shares Expires 2016-11-20 F2 · derivative.exercise_date: Options become exercisable in increments of 25,170 shares on November 20 of 2007, 2008, 2009 and 2010. Read SEC document |
| December 05, 2005 Filed Dec 7, 2005 18:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $5.81 | $0.00 |
DisclosureSEC source: 0001209191-05-061791 · doc4.xml · derivative · entry 10 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2009-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: This option was previously reported as covering 6,000 shares at an exercise price of $11.63 per share, but was adjusted to reflect the stock split that occurred on October 21, 2005. F5 · shares: This option was previously reported as covering 6,000 shares at an exercise price of $11.63 per share, but was adjusted to reflect the stock split that occurred on October 21, 2005. F6 · derivative.exercise_date: Options became exercisable as to 12,000 shares on October 4, 2003. Read SEC document |
| December 05, 2005 Filed Dec 7, 2005 18:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $5.37 | $0.00 |
DisclosureSEC source: 0001209191-05-061791 · doc4.xml · derivative · entry 9 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2008-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This option was previously reported as covering 10,000 shares at an exercise price of $10.73 per share, but was adjusted to reflect the stock split that occurred on October 21, 2005. F3 · shares: This option was previously reported as covering 10,000 shares at an exercise price of $10.73 per share, but was adjusted to reflect the stock split that occurred on October 21, 2005. F4 · derivative.exercise_date: Options became exercisable as to 20,000 shares on September 28, 2003. Read SEC document |
| December 05, 2005 Filed Dec 7, 2005 18:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 2,000 | $31.53 | $63,060.00 |
DisclosureSEC source: 0001209191-05-061791 · doc4.xml · nonDerivative · entry 8 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,560 F1 · balance_after: On October 21, 2005, the Common Stock of Starbucks Corporation split 2-for-1. The share amounts and prices reported have been adjusted to reflect this split. F2 · balance_after: Includes 244 shares acquired on December 31, 2004; 272 shares acquired on March 31, 2005; 268 shares acquired on June 30, 2005; and 318 shares acquired on September 30, 2005, under the Starbucks Corporation Employee Stock Purchase Plan Read SEC document |
| December 05, 2005 Filed Dec 7, 2005 18:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 8,000 | $31.52 | $252,160.00 |
DisclosureSEC source: 0001209191-05-061791 · doc4.xml · nonDerivative · entry 7 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,560 Read SEC document |
| December 05, 2005 Filed Dec 7, 2005 18:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 2,900 | $31.49 | $91,321.00 |
DisclosureSEC source: 0001209191-05-061791 · doc4.xml · nonDerivative · entry 6 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,560 Read SEC document |
| December 05, 2005 Filed Dec 7, 2005 18:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 3,576 | $31.48 | $112,572.48 |
DisclosureSEC source: 0001209191-05-061791 · doc4.xml · nonDerivative · entry 5 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,460 Read SEC document |
| December 05, 2005 Filed Dec 7, 2005 18:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 100 | $31.47 | $3,147.00 |
DisclosureSEC source: 0001209191-05-061791 · doc4.xml · nonDerivative · entry 4 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,036 Read SEC document |
| December 05, 2005 Filed Dec 7, 2005 18:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 5,424 | $31.46 | $170,639.04 |
DisclosureSEC source: 0001209191-05-061791 · doc4.xml · nonDerivative · entry 3 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,136 Read SEC document |
| December 05, 2005 Filed Dec 7, 2005 18:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 12,000 | $5.81 | $69,720.00 |
DisclosureSEC source: 0001209191-05-061791 · doc4.xml · nonDerivative · entry 2 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2005 Filed Dec 7, 2005 18:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 10,000 | $5.37 | $53,700.00 |
DisclosureSEC source: 0001209191-05-061791 · doc4.xml · nonDerivative · entry 1 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2005 Filed Nov 18, 2005 18:31 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantEmployee Stock Option (right to buy) · Derivative | 86,982 | $0.00 Strike: $30.42 | $0.00 |
DisclosureSEC source: 0001209191-05-058491 · doc4.xml · derivative · entry 1 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain & Coffee Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,982 Underlying: Common Stock · 86,982 shares Expires 2015-11-16 F1 · derivative.exercise_date: The option becomes exercisable in three equal annual installments on November 16, 2006, 2007, and 2008. Read SEC document |
| December 13, 2004 Filed Dec 15, 2004 14:31 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $58.69 | $0.00 |
DisclosureSEC source: 0001209191-04-057848 · doc4.xml · derivative · entry 1 KIM DOROTHY J · CIK 0001310902 · evp, Supply Chain & Coffee Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2014-12-13 F1 · derivative.exercise_date: The option becomes exercisable as to 11,667 shares on December 13, 2005, 11,667 shares on December 13, 2006 and 11,666 shares on December 13, 2007. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.