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SBIG

SBIG Holdings, Inc.

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8653
SEC CIK
0001801602
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76

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2023 Filed Jun 1, 2023 01:45 UTC PurchaseCommon Stock 15,000 $0.26 $3,886.50
Disclosure

SEC source: 0001140361-23-027623 · form4.xml · nonDerivative · entry 1

Trauben Jonathan · CIK 0001933071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
September 07, 2022 Filed Sep 8, 2022 10:39 UTC
Harris Jeffrey ToddDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 39,775 $1.67 $66,396.41
Disclosure

SEC source: 0001934211-22-000003 · wf-form4_166263354279614.xml · nonDerivative · entry 2

Harris Jeffrey Todd · CIK 0001934211 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,959

F2 · price: The price reported is the weighted average price of multiple trades at prices ranging from $1.550 to $1.735 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range.

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September 06, 2022 Filed Sep 8, 2022 10:39 UTC
Harris Jeffrey ToddDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 20,184 $1.57 $31,743.38
Disclosure

SEC source: 0001934211-22-000003 · wf-form4_166263354279614.xml · nonDerivative · entry 1

Harris Jeffrey Todd · CIK 0001934211 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,184

F1 · price: The price reported is the weighted average price of multiple trades at prices ranging from $1.485 to $1.670 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range.

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August 22, 2022 Filed Aug 24, 2022 22:46 UTC GrantCommon Stock · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023643 · wf-form4_166138115091269.xml · derivative · entry 1

Lannert Amanda · CIK 0001933500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of SpringBig Holdings, Inc.

F2 · derivative.exercise_date: Restricted stock units vest one-third per year beginning on the first anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units vest one-third per year beginning on the first anniversary of the date of grant.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 22:53 UTC
Sykes PaulChief Financial Officer
GrantRestricted Stock Units · Derivative 45,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023654 · wf-form4_166138159797219.xml · derivative · entry 1

Sykes Paul · CIK 0001933315 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of SpringBig Holdings, Inc.

F2 · derivative.exercise_date: Restricted stock units vest one-third per year beginning on the first anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units vest one-third per year beginning on the first anniversary of the date of grant.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 22:52 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023652 · wf-form4_166138151082812.xml · derivative · entry 1

Schwarz Philip · CIK 0001851549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of SpringBig Holdings, Inc.

F2 · derivative.exercise_date: Restricted stock units vest one-third per year beginning on the first anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units vest one-third per year beginning on the first anniversary of the date of grant.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 22:50 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023650 · wf-form4_166138143850944.xml · derivative · entry 1

BERNSTEIN STEVEN E · CIK 0001089833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of SpringBig Holdings, Inc.

F2 · derivative.exercise_date: Restricted stock units vest one-third per year beginning on the first anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units vest one-third per year beginning on the first anniversary of the date of grant.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 22:47 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023645 · wf-form4_166138123326277.xml · derivative · entry 1

Trauben Jonathan · CIK 0001933071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of SpringBig Holdings, Inc.

F2 · derivative.exercise_date: Restricted stock units vest one-third per year beginning on the first anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units vest one-third per year beginning on the first anniversary of the date of grant.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 22:49 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023648 · wf-form4_166138135019541.xml · derivative · entry 1

Sherman Sergey · CIK 0001844620 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Tuatara Capital, LP

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · security: Mr. Sherman has entered into an agreement pursuant to which he has agreed that all equity awards that would otherwise have been granted to him for his service as director of the Issuer are held, from the date of grant, directly by Tuatara Capital, LP. Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Tuatara Capital, LP may be deemed a director by deputization with respect to the Issuer. Mr. Sherman disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of SpringBig Holdings, Inc.

F3 · derivative.exercise_date: Restricted stock units vest one-third per year beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: Restricted stock units vest one-third per year beginning on the first anniversary of the date of grant.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 22:31 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023641 · wf-form4_166138025611065.xml · derivative · entry 1

Glassford Patricia · CIK 0001933317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of SpringBig Holdings, Inc.

F2 · derivative.exercise_date: Restricted stock units vest one-third per year beginning on the first anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units vest one-third per year beginning on the first anniversary of the date of grant.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 22:28 UTC
Anand NavinChief Technology Officer
GrantRestricted Stock Units · Derivative 45,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023639 · wf-form4_166138010847732.xml · derivative · entry 1

Anand Navin · CIK 0001933498 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of SpringBig Holdings, Inc.

F2 · derivative.exercise_date: Restricted stock units vest one-third per year beginning on the first anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units vest one-third per year beginning on the first anniversary of the date of grant.

Read SEC document
June 14, 2022 Filed Jun 29, 2022 23:59 UTC PurchaseWarrants · Derivative 6,000,000 $1.00 Strike: $11.50 $6,000,000.00
Disclosure

SEC source: 0000950103-22-011667 · dp175933_4-tcac.xml · derivative · entry 5

TCAC Sponsor, LLC · CIK 0001844632 · 10% owner

Tuatara Capital Fund II, L.P. · CIK 0001766083 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000,000

Underlying: Class A Common Stock · 6,000,000 shares

Expires 2027-06-14

F5 · shares: Represents warrants converted in connection with the Business Combination and which may be exercised for shares of common stock at a price of $11.50 per share. The warrants were purchased as private placement warrants for $1.00 per share. The Sponsor is the record owner of these warrants. The warrants become exercisable thirty days after the Business Combination.

Read SEC document
June 14, 2022 Filed Jun 29, 2022 23:59 UTC ConversionClass B ordinary shares · Derivative 4,870,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-22-011667 · dp175933_4-tcac.xml · derivative · entry 4

TCAC Sponsor, LLC · CIK 0001844632 · 10% owner

Tuatara Capital Fund II, L.P. · CIK 0001766083 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,870,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Class B ordinary share, par value $0.0001, of the Issuer that was held by the reporting person, TCAC Sponsor, LLC (the "Sponsor"), automatically converted into one share of common stock, par value $0.0001, of the Issuer at the closing of the Issuer's initial business combination on June 14, 2022 (the "Business Combination"). The Class B ordinary shares had no expiration date. The Sponsor is the record owner of these shares. The number of shares reported takes into account a previous transfer by the Sponsor of 40,000 Class B ordinary shares to a former director, Michael Finkelman, on August 21, 2021, in connection with his appointment to the Issuer's board of directors.

F1 · derivative.exercise_price: Each Class B ordinary share, par value $0.0001, of the Issuer that was held by the reporting person, TCAC Sponsor, LLC (the "Sponsor"), automatically converted into one share of common stock, par value $0.0001, of the Issuer at the closing of the Issuer's initial business combination on June 14, 2022 (the "Business Combination"). The Class B ordinary shares had no expiration date. The Sponsor is the record owner of these shares. The number of shares reported takes into account a previous transfer by the Sponsor of 40,000 Class B ordinary shares to a former director, Michael Finkelman, on August 21, 2021, in connection with his appointment to the Issuer's board of directors.

F1 · kind: Each Class B ordinary share, par value $0.0001, of the Issuer that was held by the reporting person, TCAC Sponsor, LLC (the "Sponsor"), automatically converted into one share of common stock, par value $0.0001, of the Issuer at the closing of the Issuer's initial business combination on June 14, 2022 (the "Business Combination"). The Class B ordinary shares had no expiration date. The Sponsor is the record owner of these shares. The number of shares reported takes into account a previous transfer by the Sponsor of 40,000 Class B ordinary shares to a former director, Michael Finkelman, on August 21, 2021, in connection with his appointment to the Issuer's board of directors.

F1 · price: Each Class B ordinary share, par value $0.0001, of the Issuer that was held by the reporting person, TCAC Sponsor, LLC (the "Sponsor"), automatically converted into one share of common stock, par value $0.0001, of the Issuer at the closing of the Issuer's initial business combination on June 14, 2022 (the "Business Combination"). The Class B ordinary shares had no expiration date. The Sponsor is the record owner of these shares. The number of shares reported takes into account a previous transfer by the Sponsor of 40,000 Class B ordinary shares to a former director, Michael Finkelman, on August 21, 2021, in connection with his appointment to the Issuer's board of directors.

F1 · derivative.exercise_date: Each Class B ordinary share, par value $0.0001, of the Issuer that was held by the reporting person, TCAC Sponsor, LLC (the "Sponsor"), automatically converted into one share of common stock, par value $0.0001, of the Issuer at the closing of the Issuer's initial business combination on June 14, 2022 (the "Business Combination"). The Class B ordinary shares had no expiration date. The Sponsor is the record owner of these shares. The number of shares reported takes into account a previous transfer by the Sponsor of 40,000 Class B ordinary shares to a former director, Michael Finkelman, on August 21, 2021, in connection with his appointment to the Issuer's board of directors.

F1 · derivative.expiration_date: Each Class B ordinary share, par value $0.0001, of the Issuer that was held by the reporting person, TCAC Sponsor, LLC (the "Sponsor"), automatically converted into one share of common stock, par value $0.0001, of the Issuer at the closing of the Issuer's initial business combination on June 14, 2022 (the "Business Combination"). The Class B ordinary shares had no expiration date. The Sponsor is the record owner of these shares. The number of shares reported takes into account a previous transfer by the Sponsor of 40,000 Class B ordinary shares to a former director, Michael Finkelman, on August 21, 2021, in connection with his appointment to the Issuer's board of directors.

F2 · derivative.expiration_date: In connection with the Business Combination, following the conversion of Class B ordinary shares into common stock, 1,000,000 shares of common stock were forfeited by the Sponsor.

F1 · balance_after: Each Class B ordinary share, par value $0.0001, of the Issuer that was held by the reporting person, TCAC Sponsor, LLC (the "Sponsor"), automatically converted into one share of common stock, par value $0.0001, of the Issuer at the closing of the Issuer's initial business combination on June 14, 2022 (the "Business Combination"). The Class B ordinary shares had no expiration date. The Sponsor is the record owner of these shares. The number of shares reported takes into account a previous transfer by the Sponsor of 40,000 Class B ordinary shares to a former director, Michael Finkelman, on August 21, 2021, in connection with his appointment to the Issuer's board of directors.

F1 · ownership.direct: Each Class B ordinary share, par value $0.0001, of the Issuer that was held by the reporting person, TCAC Sponsor, LLC (the "Sponsor"), automatically converted into one share of common stock, par value $0.0001, of the Issuer at the closing of the Issuer's initial business combination on June 14, 2022 (the "Business Combination"). The Class B ordinary shares had no expiration date. The Sponsor is the record owner of these shares. The number of shares reported takes into account a previous transfer by the Sponsor of 40,000 Class B ordinary shares to a former director, Michael Finkelman, on August 21, 2021, in connection with his appointment to the Issuer's board of directors.

Read SEC document
June 14, 2022 Filed Jun 29, 2022 23:59 UTC PurchaseCommon Stock 600,000 $10.00 $6,000,000.00
Disclosure

SEC source: 0000950103-22-011667 · dp175933_4-tcac.xml · nonDerivative · entry 3

TCAC Sponsor, LLC · CIK 0001844632 · 10% owner

Tuatara Capital Fund II, L.P. · CIK 0001766083 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

F4 · ownership.direct: Tuatara Capital Fund II, L.P ("Fund II") is the record owner of these shares. Fund II is the sole member of the Sponsor. Fund II is controlled by a board of managers comprised of three individuals - Albert Foreman, Mark Zittman and Marc Riiska. Any action by the Sponsor with respect to shares of the Issuer, including voting and dispositive decisions, requires a majority vote of the managers of the board of managers of Fund II. Under the so-called "rule of three," because voting and dispositive decisions are made by a majority of Fund II's managers, none of the managers is deemed to be a beneficial owner of the Issuer's securities, even those in which he holds a pecuniary interest. Accordingly, none of the managers is deemed to have or share beneficial ownership of these shares.

Read SEC document
June 14, 2022 Filed Jun 29, 2022 23:59 UTC OtherCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-011667 · dp175933_4-tcac.xml · nonDerivative · entry 2

TCAC Sponsor, LLC · CIK 0001844632 · 10% owner

Tuatara Capital Fund II, L.P. · CIK 0001766083 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,870,000

F2 · shares: In connection with the Business Combination, following the conversion of Class B ordinary shares into common stock, 1,000,000 shares of common stock were forfeited by the Sponsor.

F3 · balance_after: 974,000 of these shares have been deposited into escrow in connection with the closing of the Business Combination, subject to release to the Sponsor if the closing price of the Issuer's common stock equals or exceeds $12.00 per share on any twenty (20) trading days in a thirty (30)-trading-day period at any time after the closing of the Business Combination and no later than 60 months following the closing of the Business Combination.

Read SEC document
June 14, 2022 Filed Jun 29, 2022 23:59 UTC Exercise / conversionCommon Stock 4,870,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-011667 · dp175933_4-tcac.xml · nonDerivative · entry 1

TCAC Sponsor, LLC · CIK 0001844632 · 10% owner

Tuatara Capital Fund II, L.P. · CIK 0001766083 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,870,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Class B ordinary share, par value $0.0001, of the Issuer that was held by the reporting person, TCAC Sponsor, LLC (the "Sponsor"), automatically converted into one share of common stock, par value $0.0001, of the Issuer at the closing of the Issuer's initial business combination on June 14, 2022 (the "Business Combination"). The Class B ordinary shares had no expiration date. The Sponsor is the record owner of these shares. The number of shares reported takes into account a previous transfer by the Sponsor of 40,000 Class B ordinary shares to a former director, Michael Finkelman, on August 21, 2021, in connection with his appointment to the Issuer's board of directors.

F1 · ownership.direct: Each Class B ordinary share, par value $0.0001, of the Issuer that was held by the reporting person, TCAC Sponsor, LLC (the "Sponsor"), automatically converted into one share of common stock, par value $0.0001, of the Issuer at the closing of the Issuer's initial business combination on June 14, 2022 (the "Business Combination"). The Class B ordinary shares had no expiration date. The Sponsor is the record owner of these shares. The number of shares reported takes into account a previous transfer by the Sponsor of 40,000 Class B ordinary shares to a former director, Michael Finkelman, on August 21, 2021, in connection with his appointment to the Issuer's board of directors.

Read SEC document
May 19, 2021 Filed May 19, 2021 23:23 UTC OtherClass B ordinary shares · Derivative 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-21-007510 · dp151381_4-tcac.xml · derivative · entry 1

TCAC Sponsor, LLC · CIK 0001844632 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,910,000

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

F1 · security: As described in the issuer's registration statement on Form S-1 (File No. 333-252484) (the "Registration Statement") under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis concurrently with or immediately following the consummation of the issuer's initial business combination, subject to adjustment as described in the Registration Statement. The Class B ordinary shares have no expiration date.

F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-252484) (the "Registration Statement") under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis concurrently with or immediately following the consummation of the issuer's initial business combination, subject to adjustment as described in the Registration Statement. The Class B ordinary shares have no expiration date.

F2 · kind: Reflects the transfer of 40,000 Class B ordinary shares to the reporting person for no consideration in connection with the forfeiture of such Class B ordinary shares by a former member of the issuer's board of directors.

F2 · shares: Reflects the transfer of 40,000 Class B ordinary shares to the reporting person for no consideration in connection with the forfeiture of such Class B ordinary shares by a former member of the issuer's board of directors.

F1 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-252484) (the "Registration Statement") under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis concurrently with or immediately following the consummation of the issuer's initial business combination, subject to adjustment as described in the Registration Statement. The Class B ordinary shares have no expiration date.

F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-252484) (the "Registration Statement") under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis concurrently with or immediately following the consummation of the issuer's initial business combination, subject to adjustment as described in the Registration Statement. The Class B ordinary shares have no expiration date.

F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-252484) (the "Registration Statement") under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis concurrently with or immediately following the consummation of the issuer's initial business combination, subject to adjustment as described in the Registration Statement. The Class B ordinary shares have no expiration date.

F1 · balance_after: As described in the issuer's registration statement on Form S-1 (File No. 333-252484) (the "Registration Statement") under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis concurrently with or immediately following the consummation of the issuer's initial business combination, subject to adjustment as described in the Registration Statement. The Class B ordinary shares have no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.