Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SBIG Holdings, Inc.SBIG · Entity 8653 | Director | July 07, 2023 | July 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SBIG Holdings, Inc.
Report date July 07, 2023 · Filed July 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectNotes | 33,333 |
Reported balance
After 2023-07-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-07-07 · Exercise / conversion · Acquired 8,333 · Balance 33,333 F1: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person. F2: Each restricted stock unit represents a right to acquire one share of the issuers common stock. F3: Mr. Sherman has entered into an agreement pursuant to which he has agreed that all equity awards that would otherwise have been granted to him for his service as director of the Issuer are held, from the date of grant, directly by Tuatara Capital, LP. Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Tuatara Capital, LP may be deemed a director by deputization with respect to the Issuer. Mr. Sherman disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any. F4: Held by Tuatara Capital, LP |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectHeld by Tuatara Capital, LP | 16,667 |
Reported balance
After 2023-07-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-07-07 · Exercise / conversion · Disposed 8,333 · Balance 16,667 F2: Each restricted stock unit represents a right to acquire one share of the issuers common stock. F1: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person. F5: July 7, 2023 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person.
F2: Each restricted stock unit represents a right to acquire one share of the issuers common stock.
F3: Mr. Sherman has entered into an agreement pursuant to which he has agreed that all equity awards that would otherwise have been granted to him for his service as director of the Issuer are held, from the date of grant, directly by Tuatara Capital, LP. Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Tuatara Capital, LP may be deemed a director by deputization with respect to the Issuer. Mr. Sherman disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.
F4: Held by Tuatara Capital, LP
F5: July 7, 2023
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 07, 2023 Filed Jul 12, 2023 00:10 UTC | SBIG Holdings, Inc. SBIG · Entity 8653 | Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-024758 · wk-form4_1689120624.xml · derivative · entry 2 Sherman Sergey · CIK 0001844620 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Tuatara Capital, LP Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a right to acquire one share of the issuers common stock. F1 · shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person. F5 · derivative.exercise_date: July 7, 2023 F5 · derivative.expiration_date: July 7, 2023 F1 · derivative.underlying_shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person. Read SEC document |
| July 07, 2023 Filed Jul 12, 2023 00:10 UTC | SBIG Holdings, Inc. SBIG · Entity 8653 | Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-024758 · wk-form4_1689120624.xml · nonDerivative · entry 1 Sherman Sergey · CIK 0001844620 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Notes Disclosed balance after: 33,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person. F2 · price: Each restricted stock unit represents a right to acquire one share of the issuers common stock. F3 · ownership.direct: Mr. Sherman has entered into an agreement pursuant to which he has agreed that all equity awards that would otherwise have been granted to him for his service as director of the Issuer are held, from the date of grant, directly by Tuatara Capital, LP. Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Tuatara Capital, LP may be deemed a director by deputization with respect to the Issuer. Mr. Sherman disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any. F3 · ownership.nature: Mr. Sherman has entered into an agreement pursuant to which he has agreed that all equity awards that would otherwise have been granted to him for his service as director of the Issuer are held, from the date of grant, directly by Tuatara Capital, LP. Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Tuatara Capital, LP may be deemed a director by deputization with respect to the Issuer. Mr. Sherman disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any. F4 · ownership.nature: Held by Tuatara Capital, LP Read SEC document |
| June 28, 2023 Filed Jun 28, 2023 21:32 UTC | SBIG Holdings, Inc. SBIG · Entity 8653 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-023822 · wk-form4_1687987958.xml · nonDerivative · entry 1 Sherman Sergey · CIK 0001844620 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Notes Disclosed balance after: 25,000 F1 · shares: These shares represent restricted stock units and will be settled in common stock upon vesting, which will occur one-third per year beginning on the first anniversary of the date of grant. F2 · ownership.direct: Mr. Sherman has entered into an agreement pursuant to which he has agreed that all equity awards that would otherwise have been granted to him for his service as director of the Issuer are held, from the date of grant, directly by Tuatara Capital, LP. Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Tuatara Capital, LP may be deemed a director by deputization with respect to the Issuer. Mr. Sherman disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any. F2 · ownership.nature: Mr. Sherman has entered into an agreement pursuant to which he has agreed that all equity awards that would otherwise have been granted to him for his service as director of the Issuer are held, from the date of grant, directly by Tuatara Capital, LP. Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Tuatara Capital, LP may be deemed a director by deputization with respect to the Issuer. Mr. Sherman disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any. F3 · ownership.nature: Held by Tuatara Capital, LP Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 22:49 UTC | SBIG Holdings, Inc. SBIG · Entity 8653 | GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-023648 · wf-form4_166138135019541.xml · derivative · entry 1 Sherman Sergey · CIK 0001844620 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Tuatara Capital, LP Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · security: Mr. Sherman has entered into an agreement pursuant to which he has agreed that all equity awards that would otherwise have been granted to him for his service as director of the Issuer are held, from the date of grant, directly by Tuatara Capital, LP. Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Tuatara Capital, LP may be deemed a director by deputization with respect to the Issuer. Mr. Sherman disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of SpringBig Holdings, Inc. F3 · derivative.exercise_date: Restricted stock units vest one-third per year beginning on the first anniversary of the date of grant. F3 · derivative.expiration_date: Restricted stock units vest one-third per year beginning on the first anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.