SAM

SEC source: 0001562180-20-002977 · primarydocument.xml · nonDerivative · entry 2

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2020.

F2 · balance_after: The shares reported include 1,325 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-002977 · primarydocument.xml · nonDerivative · entry 1

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2020.

F2 · balance_after: The shares reported include 1,325 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-002969 · primarydocument.xml · derivative · entry 3

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,425

Underlying: Class A Common · 947 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in five annual installments: the first on January 1, 2016, and the final vesting on January 1, 2020, provided that the Reporting Person remains employed by the Issuer on the applicable vesting dates.

SEC source: 0001562180-20-002969 · primarydocument.xml · nonDerivative · entry 2

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2020.

F3 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 947 shares is from $395.00 to $395.39. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

F2 · balance_after: The shares reported include 1,325 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-002969 · primarydocument.xml · nonDerivative · entry 1

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2020.

F2 · balance_after: The shares reported include 1,325 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-002545 · primarydocument.xml · nonDerivative · entry 1

Troupe Quincy B · CIK 0001665031 · Senior VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,954

F1 · kind: The shares were purchased pursuant to the Issuer's Employee Equity Incentive Plan on March 16, 2020, with an effective grant date of March 1, 2020. Under this plan, tenured employees may purchase restricted shares at a discounted price. These restricted shares vest in five equal installments over a five year period, provided that the Reporting Person remains employed by the Issuer as of the applicable vesting date. The first installment vests one year from grant date and the final installment vests five years from grant date. These shares have no expiration date

F2 · balance_after: The shares reported include 1,777 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-002544 · primarydocument.xml · nonDerivative · entry 1

Smalla Frank H. · CIK 0001663087 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,729

F1 · kind: The shares were purchased pursuant to the Issuer's Employee Equity Incentive Plan on March 16, 2020, with an effective grant date of March 1, 2020. Under this plan, tenured employees may purchase restricted shares at a discounted price. These restricted shares vest in five equal installments over a five year period, provided that the Reporting Person remains employed by the Issuer as of the applicable vesting date. The first installment vests one year from grant date and the final installment vests five years from grant date. These shares have no expiration date.

F2 · balance_after: The shares reported include 10,369 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-002543 · primarydocument.xml · nonDerivative · entry 1

Murphy Matthew Donal · CIK 0001651134 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558

F1 · kind: The shares were purchased pursuant to the Issuer's Employee Equity Incentive Plan on March 16, 2020, with an effective grant date of March 1, 2020. Under this plan, tenured employees may purchase restricted shares at a discounted price. These restricted shares vest in five equal installments over a five year period, provided that the Reporting Person remains employed by the Issuer as of the applicable vesting date. The first installment vests one year from grant date and the final installment vests five years from grant date. These shares have no expiration date.

F2 · balance_after: The shares reported include 1,421 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-002425 · primarydocument.xml · nonDerivative · entry 1

KOCH C JAMES · CIK 0001008079 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person converted 150,000 shares of Class B Common Stock, resulting in the acquisition of 150,000 shares of Class A Common Stock. The Class B Common Stock is convertible into Class A Common Stock at any time on a one-for-one basis, and has no expiration date.

F2 · balance_after: The shares reported include 344 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-002133 · primarydocument.xml · nonDerivative · entry 1

Burwick David A · CIK 0001318320 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,277

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 30, 2019.

F2 · balance_after: The shares reported include 56,411 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-002127 · primarydocument.xml · nonDerivative · entry 2

Troupe Quincy B · CIK 0001665031 · Senior VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,876

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2018.

F3 · balance_after: The shares reported include 1,699 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-001887 · primarydocument.xml · nonDerivative · entry 2

Fisher Cynthia A · CIK 0001550860 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation managed by Reporting Person's Spouse

Disclosed balance after: 65,245

F1 · shares: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 3,889 shares is from $361.00 to $361.50. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

SEC source: 0001562180-20-001887 · primarydocument.xml · nonDerivative · entry 1

Fisher Cynthia A · CIK 0001550860 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation managed by Reporting Person's Spouse

Disclosed balance after: 69,134

SEC source: 0001562180-20-001875 · primarydocument.xml · nonDerivative · entry 2

KOCH C JAMES · CIK 0001008079 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation managed by Reporting Person

Disclosed balance after: 65,245

F1 · shares: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 3889 shares is from $361.00 to $361.50. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

SEC source: 0001562180-20-001875 · primarydocument.xml · nonDerivative · entry 1

KOCH C JAMES · CIK 0001008079 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation managed by Reporting Person

Disclosed balance after: 69,134

SEC source: 0001562180-20-001976 · primarydocument.xml · derivative · entry 2

O'Boyle Carolyn L. · CIK 0001805290 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,030

Underlying: Class A Common · 7,030 shares

Expires 2024-02-29

F3 · derivative.exercise_date: This Performance-Based Stock Option was granted pursuant to the Issuer's EEIP on March 2, 2020. The extent to which the options may become exercisable will be dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2021 over Fiscal Year 2019. The determination of the eligibility for vesting of these option shares will be made by the Compensation Committee before March 1, 2022.

SEC source: 0001562180-20-001976 · primarydocument.xml · nonDerivative · entry 1

O'Boyle Carolyn L. · CIK 0001805290 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,696

F1 · shares: Represents a grant of Restricted Stock Units ("RSU's") under the Issuer's Employee Equity Incentive Plan. The RSU's will vest in four equal installments on the anniversary of the Grant Date in each of the years 2021 through 2024, provided that the Reporting Person remains employed by the Issuer as of the applicable vesting date.

F2 · balance_after: The shares reported include 2,696 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-002130 · primarydocument.xml · nonDerivative · entry 1

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595

F1 · kind: The Issuer "net withheld" the vesting of a percentage of shares to satisfy the tax obligations of the Reporting Person flowing from the vesting of restricted stock awards.

F2 · balance_after: The shares reported include 1,325 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-002129 · primarydocument.xml · nonDerivative · entry 1

Geist John C · CIK 0001393650 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,959

F1 · kind: The Issuer "net withheld" the vesting of a percentage of shares to satisfy the tax obligations of the Reporting Person flowing from the vesting of restricted stock awards.

F2 · balance_after: The shares reported include 4,857 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-002128 · primarydocument.xml · nonDerivative · entry 1

HEATH TARA L. · CIK 0001680130 · Vice President, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,091

F1 · kind: The Issuer "net withheld" the vesting of a percentage of shares to satisfy the tax obligations of the Reporting Person flowing from the vesting of restricted stock awards.

F2 · balance_after: The shares reported include 1,274 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-002127 · primarydocument.xml · nonDerivative · entry 1

Troupe Quincy B · CIK 0001665031 · Senior VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,811

F1 · kind: The Issuer "net withheld" the vesting of a percentage of shares to satisfy the tax obligations of the Reporting Person flowing from the vesting of restricted stock awards.

SEC source: 0001562180-20-001875 · primarydocument.xml · derivative · entry 10

KOCH C JAMES · CIK 0001008079 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503

Underlying: Class A Common · 503 shares

Expires 2027-12-31

F4 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP on January 1, 2018. The extent to which the options were exercisable was dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2019 over Fiscal Year 2017. The determination that the performance criteria was achieved was made by the Compensation Committee in February 2020. A total of 503 option shares vested on the transaction date.

SEC source: 0001562180-20-001875 · primarydocument.xml · derivative · entry 9

KOCH C JAMES · CIK 0001008079 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915

Underlying: Class A Common · 915 shares

Expires 2026-12-31

F3 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP on January 1, 2017. The extent to which the options were exercisable was dependent upon the Company achieving certain compounded annual growth rate targets based on depletions growth in Fiscal Year 2019 over Fiscal Year 2016. The determination that the performance criteria was achieved was made by the Compensation Committee in February 2020. A total of 915 option shares vested on the transaction date.

SEC source: 0001562180-20-001877 · primarydocument.xml · nonDerivative · entry 1

Murphy Matthew Donal · CIK 0001651134 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,480

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs") under the Issuer's Restated Employee Equity Incentive Plan. The RSUs will vest in four equal installments over a four year period, provided that the Reporting Person remains employed by the Issuer as of the applicable vesting date.

F2 · balance_after: The shares reported include 1,480 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-001873 · primarydocument.xml · nonDerivative · entry 1

HEATH TARA L. · CIK 0001680130 · Vice President, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,126

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs") under the Issuer's Restated Employee Equity Incentive Plan. The RSUs will vest in four equal installments over a four year period, provided that the Reporting Person remains employed by the Issuer as of the applicable vesting date.

F2 · balance_after: The shares reported include 1,393 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-001872 · primarydocument.xml · derivative · entry 2

Lysyj Lesya · CIK 0001592314 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669

Underlying: Class A Common · 1,669 shares

Expires 2030-02-28

F3 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP. The extent to which the options may become exercisable will be dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2021 over Fiscal Year 2019. The determination of the eligibility for vesting of these options will be made by the Compensation Committee before March 1, 2022.

SEC source: 0001562180-20-001872 · primarydocument.xml · nonDerivative · entry 1

Lysyj Lesya · CIK 0001592314 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,565

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs") under the Issuer's Restated Employee Equity Incentive Plan ("EEIP"). The RSUs will vest in four equal installments over a four year period, provided that the Reporting Person remains employed by the Issuer on the applicable vesting date.

F2 · balance_after: The shares reported include 5,565 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-001871 · primarydocument.xml · derivative · entry 4

Troupe Quincy B · CIK 0001665031 · Senior VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409

Underlying: Class A Common · 1,409 shares

Expires 2030-02-28

F5 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP. The extent to which the options may become exercisable will be dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2019 over Fiscal Year 2017. The determination of the eligibility for vesting of these options will be made by the Compensation Committee before March 1, 2020.

SEC source: 0001562180-20-001871 · primarydocument.xml · derivative · entry 3

Troupe Quincy B · CIK 0001665031 · Senior VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705

Underlying: Class A Common · 705 shares

Expires 2027-12-31

F4 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP. The extent to which the options were exercisable was dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2021 over Fiscal Year 2019. The determination that the options vested was made by the Compensation Committee in February 2020.

SEC source: 0001562180-20-001871 · primarydocument.xml · nonDerivative · entry 2

Troupe Quincy B · CIK 0001665031 · Senior VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,889

F3 · kind: The Issuer "net withheld" the vesting of a percentage of shares to satisfy the tax obligations of the Reporting Person flowing from the vesting of restricted stock awards.

F2 · balance_after: The shares reported include 1,869 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-001871 · primarydocument.xml · nonDerivative · entry 1

Troupe Quincy B · CIK 0001665031 · Senior VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,893

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs") under the Issuer's Restated Employee Equity Incentive Plan ("EEIP"). The RSUs will vest in four equal installments over a four year period, provided that the Reporting Person remains employed by the Issuer as of the applicable vesting date.

F2 · balance_after: The shares reported include 1,869 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-001870 · primarydocument.xml · derivative · entry 3

Smalla Frank H. · CIK 0001663087 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,883

Underlying: Class A Common · 1,883 shares

Expires 2030-02-28

F4 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP. The extent to which the options may become exercisable will be dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2021 over Fiscal Year 2019. The determination of the eligibility for vesting of these options will be made by the Compensation Committee before March 1, 2022.

SEC source: 0001562180-20-001870 · primarydocument.xml · derivative · entry 2

Smalla Frank H. · CIK 0001663087 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007

Underlying: Class A Common · 1,007 shares

Expires 2027-12-31

F3 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP. The extent to which the options were exercisable was dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2019 over Fiscal Year 2017. The determination of the eligibility for vesting of these options was made by the Compensation Committee before March 1, 2020.

SEC source: 0001562180-20-001870 · primarydocument.xml · nonDerivative · entry 1

Smalla Frank H. · CIK 0001663087 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,651

F1 · shares: Represents two grants of Restricted Stock Units ("RSUs") under the Issuer's Restated Employee Equity Incentive Plan ("EEIP"). The first grant is for 722 shares, which will vest in four equal installments over a four year period, provided that the Reporting Person remains employed by the Issuer on the applicable vesting date. The second grant is for 8,090 shares, which will vest in three equal installments on March 1 in 2024-2026, provided that the Reporting Person remains employed by the Issuer on the applicable vesting date.

F2 · balance_after: The shares reported include 10,498 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-001868 · primarydocument.xml · derivative · entry 3

Geist John C · CIK 0001393650 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,883

Underlying: Class A Common · 1,883 shares

Expires 2030-02-28

F4 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP. The extent to which the options may become exercisable will be dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2021 over Fiscal Year 2019. The determination of the eligibility for vesting of these options will be made by the Compensation Committee before March 1, 2022.

SEC source: 0001562180-20-001868 · primarydocument.xml · derivative · entry 2

Geist John C · CIK 0001393650 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007

Underlying: Class A Common · 1,007 shares

Expires 2027-12-31

F3 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP. The extent to which the options were exercisable was dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2019 over Fiscal Year 2017. The determination of the eligibility for vesting of these options was made by the Compensation Committee before March 1, 2020.

SEC source: 0001562180-20-001868 · primarydocument.xml · nonDerivative · entry 1

Geist John C · CIK 0001393650 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,064

F1 · shares: Represents two grants of Restricted Stock Units ("RSUs") under the Issuer's Restated Employee Equity Incentive Plan ("EEIP"). The first grant is for 722 shares, which will vest in four equal installments over a four year period, provided that the Reporting Person remains employed by the Issuer on the applicable vesting date. The second grant is for 2,696 shares, which will vest on March 1, 2025, provided that the Reporting Person remains employed by the Issuer on that date.

F2 · balance_after: The shares reported include 5,064 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-001869 · primarydocument.xml · derivative · entry 4

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,089

Underlying: Class A Common · 1,089 shares

Expires 2030-02-28

F5 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP. The extent to which the options may become exercisable will be dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2021 over Fiscal Year 2019. The determination of the eligibility for vesting of these options will be made by the Compensation Committee before March 1, 2022.

SEC source: 0001562180-20-001869 · primarydocument.xml · derivative · entry 3

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316

Underlying: Class A Common · 1,316 shares

Expires 2027-12-31

F4 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP. The extent to which the options were exercisable was dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2019 over Fiscal Year 2017. The determination that these options vested was made by the Compensation Committee in February 2020.

SEC source: 0001562180-20-001869 · primarydocument.xml · derivative · entry 2

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813

Underlying: Class A Common · 813 shares

Expires 2026-12-31

F3 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP. The extent to which the options were exercisable was dependent upon the Company achieving certain compounded annual growth rate targets based on depletions in Fiscal Year 2019 over Fiscal Year 2016. The determination that these options vested was made by the Compensation Committee bin February 2020.

SEC source: 0001562180-20-001869 · primarydocument.xml · nonDerivative · entry 1

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,627

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs") under the Issuer's Restated Employee Equity Incentive Plan ("EEIP"). The RSUs will vest in four equal installments over a four year period, provided that the Reporting Person remains employed by the Issuer on the applicable vesting date.

F2 · balance_after: The shares reported include 1,432 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-001867 · primarydocument.xml · derivative · entry 3

Burwick David A · CIK 0001318320 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,029

Underlying: Class A Common · 7,029 shares

Expires 2030-02-28

F4 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP. The extent to which the options may become exercisable will be dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2021 over Fiscal Year 2019. The determination of the eligibility for vesting of these options will be made by the Compensation Committee before March 1, 2022.

SEC source: 0001562180-20-001867 · primarydocument.xml · derivative · entry 2

Burwick David A · CIK 0001318320 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,319

Underlying: Class A Common · 3,319 shares

Expires 2028-04-30

F3 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP. The extent to which the options were exercisable was dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2019 over Fiscal Year 2017. The determination of the eligibility for vesting of these options was made by the Compensation Committee before March 1, 2020.

SEC source: 0001562180-20-001867 · primarydocument.xml · nonDerivative · entry 1

Burwick David A · CIK 0001318320 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,639

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs") under the Issuer's Restated Employee Equity Incentive Plan ("EEIP"). The RSUs will vest in four equal installments over a four year period, provided that the Reporting Person remains employed by the Issuer as of the applicable vesting date.

F2 · balance_after: The shares reported include 57,210 shares of restricted stock subject to vesting conditions.

SEC source: 0001562180-20-001874 · primarydocument.xml · nonDerivative · entry 4

Calagione Samuel A. III · CIK 0001778852 · Founder & Brewer, Dogfish Head

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Beer & Benevolence Foundation

Disclosed balance after: 0

SEC source: 0001562180-20-001874 · primarydocument.xml · nonDerivative · entry 3

Calagione Samuel A. III · CIK 0001778852 · Founder & Brewer, Dogfish Head

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Beer & Benevolence Foundation

Disclosed balance after: 10,000

SEC source: 0001562180-20-001874 · primarydocument.xml · nonDerivative · entry 2

Calagione Samuel A. III · CIK 0001778852 · Founder & Brewer, Dogfish Head

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Beer & Benevolence Foundation

Disclosed balance after: 15,000

SEC source: 0001562180-20-001874 · primarydocument.xml · nonDerivative · entry 1

Calagione Samuel A. III · CIK 0001778852 · Founder & Brewer, Dogfish Head

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Beer & Benevolence Foundation

Disclosed balance after: 20,000

SEC source: 0001562180-20-001788 · primarydocument.xml · derivative · entry 4

Murphy Matthew Donal · CIK 0001651134 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 750 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2019.

F5 · derivative.exercise_date: The option vests in five annual installments: the first on January 1, 2017, and the final vesting on January 1, 2021, provided that the Reporting Person remains employed by the Issuer on the applicable vesting dates.

SEC source: 0001562180-20-001788 · primarydocument.xml · nonDerivative · entry 3

Murphy Matthew Donal · CIK 0001651134 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2019.

F4 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 476 shares is from $395.25 to $395.64. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

F2 · balance_after: The shares reported include 1,076 shares of restricted stock subject to vesting conditions.