Tapewire

Nasdaq · USD

RZLT

Rezolute, Inc.

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Tapewire entity
1990
SEC CIK
0001509261
Parsed reports
173

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202590
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2021 Filed Aug 31, 2021 18:02 UTC Amendment
Elam Nevan CDirector · Chief Executive Officer
Disposition to issuerStock Option (right to buy) · Derivative 70,000 $0.00 Strike: $60.00 $0.00
Disclosure

SEC source: 0001567619-21-016495 · doc1.xml · derivative · entry 2

Elam Nevan C · CIK 0001314773 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,000 shares

Expires 2026-12-28

Read SEC document
June 14, 2021 Filed Aug 31, 2021 18:02 UTC Amendment
Elam Nevan CDirector · Chief Executive Officer
Disposition to issuerStock Option (right to buy) · Derivative 34,800 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0001567619-21-016495 · doc1.xml · derivative · entry 1

Elam Nevan C · CIK 0001314773 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,800 shares

Expires 2025-02-23

F3 · derivative.exercise_date: The number of derivative securities beneficially owned is based on post-split stock numbers.

Read SEC document
October 13, 2020 Filed Oct 14, 2020 15:32 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 2,500 $23.35 $58,380.50
Disclosure

SEC source: 0001567619-20-017784 · doc1.xml · nonDerivative · entry 2

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,015,491

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.50 to $23.80, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3).

F4 · balance_after: Reflects 50:1 reverse stock split.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 15:32 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.46 $58,112.50
Disclosure

SEC source: 0001567619-20-017784 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,649,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.44 to $0.4749, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
October 07, 2020 Filed Oct 8, 2020 18:24 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.41 $50,925.00
Disclosure

SEC source: 0001567619-20-017676 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,524,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.39 to $0.428, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
October 06, 2020 Filed Oct 7, 2020 16:59 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.42 $52,900.00
Disclosure

SEC source: 0001567619-20-017649 · doc1.xml · nonDerivative · entry 2

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,399,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.40 to $0.45, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
October 05, 2020 Filed Oct 7, 2020 16:59 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.46 $57,175.00
Disclosure

SEC source: 0001567619-20-017649 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,274,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.445 to $0.465, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
October 02, 2020 Filed Oct 5, 2020 16:43 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.45 $56,362.50
Disclosure

SEC source: 0001567619-20-017555 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,149,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.435 to $0.46, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
October 01, 2020 Filed Oct 2, 2020 16:05 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.44 $55,037.50
Disclosure

SEC source: 0001567619-20-017410 · doc1.xml · nonDerivative · entry 2

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,024,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.43 to $0.45, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
September 30, 2020 Filed Oct 2, 2020 16:05 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.44 $54,537.50
Disclosure

SEC source: 0001567619-20-017410 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,899,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4299 to $0.44, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
September 29, 2020 Filed Sep 30, 2020 13:05 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.45 $55,687.50
Disclosure

SEC source: 0001567619-20-017221 · doc1.xml · nonDerivative · entry 2

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,774,528

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.43 to $0.45, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
September 28, 2020 Filed Sep 30, 2020 13:05 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.44 $55,475.00
Disclosure

SEC source: 0001567619-20-017221 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,649,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.43 to $0.45, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
September 25, 2020 Filed Sep 28, 2020 15:12 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.45 $55,737.50
Disclosure

SEC source: 0001567619-20-017136 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,524,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.44 to $0.45, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
September 24, 2020 Filed Sep 25, 2020 15:14 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.44 $55,400.00
Disclosure

SEC source: 0001567619-20-017088 · doc1.xml · nonDerivative · entry 2

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,399,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4397 to $0.45, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
September 23, 2020 Filed Sep 25, 2020 15:14 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.46 $57,137.50
Disclosure

SEC source: 0001567619-20-017088 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,274,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.44 to $0.46, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
September 22, 2020 Filed Sep 23, 2020 15:12 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.46 $57,362.50
Disclosure

SEC source: 0001567619-20-017029 · doc1.xml · nonDerivative · entry 2

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,149,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.445 to $0.46, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
September 21, 2020 Filed Sep 23, 2020 15:12 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.46 $57,362.50
Disclosure

SEC source: 0001567619-20-017029 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,024,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4549 to $0.47, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
September 18, 2020 Filed Sep 21, 2020 14:31 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.46 $57,562.50
Disclosure

SEC source: 0001567619-20-016905 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,899,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.441 to $0.4655, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
September 17, 2020 Filed Sep 18, 2020 15:25 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.46 $57,712.50
Disclosure

SEC source: 0001567619-20-016873 · doc1.xml · nonDerivative · entry 2

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,774,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4595 to $0.465, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3).

Read SEC document
September 16, 2020 Filed Sep 18, 2020 15:25 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.46 $57,162.50
Disclosure

SEC source: 0001567619-20-016873 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,649,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.445 to $0.46, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
September 15, 2020 Filed Sep 16, 2020 15:42 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.45 $56,412.50
Disclosure

SEC source: 0001567619-20-016766 · doc1.xml · nonDerivative · entry 2

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,524,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.44 to $0.46, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3).

Read SEC document
September 14, 2020 Filed Sep 16, 2020 15:42 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.46 $57,550.00
Disclosure

SEC source: 0001567619-20-016766 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,399,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.42 to $0.4993, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
September 11, 2020 Filed Sep 15, 2020 15:35 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.49 $61,350.00
Disclosure

SEC source: 0001567619-20-016708 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,274,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.48 to $0.50, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
September 10, 2020 Filed Sep 14, 2020 15:42 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.49 $61,225.00
Disclosure

SEC source: 0001567619-20-016654 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,149,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.48 to $0.50, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
September 09, 2020 Filed Sep 10, 2020 15:12 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.49 $61,150.00
Disclosure

SEC source: 0001567619-20-016592 · doc1.xml · nonDerivative · entry 2

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,024,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4655 to $0.50, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
September 08, 2020 Filed Sep 10, 2020 15:12 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.45 $55,975.00
Disclosure

SEC source: 0001567619-20-016592 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,899,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.39 to $0.5599, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
September 04, 2020 Filed Sep 8, 2020 13:55 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.48 $60,400.00
Disclosure

SEC source: 0001567619-20-016511 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,774,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.471 to $0.495, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
September 03, 2020 Filed Sep 4, 2020 16:09 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.49 $60,725.00
Disclosure

SEC source: 0001567619-20-016474 · doc1.xml · nonDerivative · entry 2

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,649,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.475 to $0.51, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3).

Read SEC document
September 02, 2020 Filed Sep 4, 2020 16:09 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.58 $72,687.50
Disclosure

SEC source: 0001567619-20-016474 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,524,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.49 to $0.53, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
September 01, 2020 Filed Sep 2, 2020 11:12 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.55 $68,962.50
Disclosure

SEC source: 0001567619-20-016274 · doc1.xml · nonDerivative · entry 2

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,399,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.475 to $0.60, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3).

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August 31, 2020 Filed Sep 2, 2020 11:12 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.48 $60,375.00
Disclosure

SEC source: 0001567619-20-016274 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,274,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.48 to $0.49, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
August 28, 2020 Filed Sep 2, 2020 01:54 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.49 $60,962.50
Disclosure

SEC source: 0001567619-20-016272 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,149,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.46 to $0.504, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
August 27, 2020 Filed Aug 28, 2020 13:26 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.47 $58,862.50
Disclosure

SEC source: 0001567619-20-016115 · doc1.xml · nonDerivative · entry 2

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,024,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4499 to $0.475, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
August 26, 2020 Filed Aug 28, 2020 13:26 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.47 $58,837.50
Disclosure

SEC source: 0001567619-20-016115 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,899,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.46 to $0.48, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
August 25, 2020 Filed Aug 26, 2020 15:02 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.50 $62,212.50
Disclosure

SEC source: 0001567619-20-015996 · doc1.xml · nonDerivative · entry 2

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,774,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.466 to $0.57, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
August 24, 2020 Filed Aug 26, 2020 15:02 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.49 $61,587.50
Disclosure

SEC source: 0001567619-20-015996 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,649,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.47 to $0.50, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
August 21, 2020 Filed Aug 25, 2020 15:16 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.47 $59,212.50
Disclosure

SEC source: 0001567619-20-015917 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,524,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.44 to $0.50, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
August 20, 2020 Filed Aug 21, 2020 15:39 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.46 $56,937.50
Disclosure

SEC source: 0001567619-20-015849 · doc1.xml · nonDerivative · entry 2

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,399,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.425 to $0.47, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3)

Read SEC document
August 19, 2020 Filed Aug 21, 2020 15:39 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.45 $56,562.50
Disclosure

SEC source: 0001567619-20-015849 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,274,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.44 to $0.4778, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:18 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.49 $61,150.00
Disclosure

SEC source: 0001567619-20-015755 · doc1.xml · nonDerivative · entry 2

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,149,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.47 to $0.50, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3)

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:18 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.48 $59,700.00
Disclosure

SEC source: 0001567619-20-015755 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,024,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.47 to $0.49, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
August 14, 2020 Filed Aug 18, 2020 16:28 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.41 $51,287.50
Disclosure

SEC source: 0001567619-20-015666 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,899,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.375 to $0.45, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
August 13, 2020 Filed Aug 14, 2020 14:41 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 184,941 $0.35 $64,303.99
Disclosure

SEC source: 0001567619-20-015265 · doc1.xml · nonDerivative · entry 2

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,774,528

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F3 · price: 2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3 to $0.39, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
August 12, 2020 Filed Aug 14, 2020 14:41 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.40 $50,312.50
Disclosure

SEC source: 0001567619-20-015265 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,589,587

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.361 to $0.46, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
August 11, 2020 Filed Aug 12, 2020 14:53 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.43 $53,737.50
Disclosure

SEC source: 0001567619-20-014811 · doc1.xml · nonDerivative · entry 2

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,464,587

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F3 · price: 2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.355 to $0.51, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
August 10, 2020 Filed Aug 12, 2020 14:53 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.34 $42,925.00
Disclosure

SEC source: 0001567619-20-014811 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,339,587

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.32 to $0.355, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
August 07, 2020 Filed Aug 11, 2020 14:17 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.35 $43,862.50
Disclosure

SEC source: 0001567619-20-014672 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,214,587

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.341 to $0.36, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
August 06, 2020 Filed Aug 7, 2020 15:13 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.36 $44,512.50
Disclosure

SEC source: 0001567619-20-014480 · doc1.xml · nonDerivative · entry 2

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,089,587

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at price ranging from $0.3401 to $0.365, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3).

Read SEC document
August 05, 2020 Filed Aug 7, 2020 15:13 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.35 $43,275.00
Disclosure

SEC source: 0001567619-20-014480 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,964,587

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3398 to $0.365, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
August 04, 2020 Filed Aug 5, 2020 14:49 UTC
HANDOK, INC.10% owner
PurchaseCommon Shares 125,000 $0.34 $42,500.00
Disclosure

SEC source: 0001567619-20-014271 · doc1.xml · nonDerivative · entry 1

HANDOK, INC. · CIK 0001798101 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,839,587

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.