Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rezolute, Inc.RZLT · Entity 1990 | Director · 10% owner | October 15, 2021 | March 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rezolute, Inc.
Report date October 15, 2021 · Filed March 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 5,942,617 |
Ending reported balance
After 2022-07-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-10-15 · Purchase · Acquired 769,231 · Balance 2,784,722 Row 2 · 2022-07-22 · Purchase · Acquired 3,157,895 · Balance 5,942,617 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 22, 2022 Filed Mar 19, 2024 19:47 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 3,157,895 | $3.80 | $12,000,001.00 |
DisclosureSEC source: 0000912282-24-000283 · form4.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,942,617 Read SEC document |
| October 15, 2021 Filed Mar 19, 2024 19:47 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 769,231 | $6.50 | $5,000,001.50 |
DisclosureSEC source: 0000912282-24-000283 · form4.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,784,722 Read SEC document |
| October 13, 2020 Filed Oct 14, 2020 15:32 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 2,500 | $23.35 | $58,380.50 |
DisclosureSEC source: 0001567619-20-017784 · doc1.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,015,491 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.50 to $23.80, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3). F4 · balance_after: Reflects 50:1 reverse stock split. Read SEC document |
| October 12, 2020 Filed Oct 14, 2020 15:32 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.46 | $58,112.50 |
DisclosureSEC source: 0001567619-20-017784 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,649,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.44 to $0.4749, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| October 07, 2020 Filed Oct 8, 2020 18:24 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.41 | $50,925.00 |
DisclosureSEC source: 0001567619-20-017676 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,524,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.39 to $0.428, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 16:59 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.42 | $52,900.00 |
DisclosureSEC source: 0001567619-20-017649 · doc1.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,399,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.40 to $0.45, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 16:59 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.46 | $57,175.00 |
DisclosureSEC source: 0001567619-20-017649 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,274,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.445 to $0.465, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 16:43 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.45 | $56,362.50 |
DisclosureSEC source: 0001567619-20-017555 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,149,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.435 to $0.46, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 16:05 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.44 | $55,037.50 |
DisclosureSEC source: 0001567619-20-017410 · doc1.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,024,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.43 to $0.45, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 16:05 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.44 | $54,537.50 |
DisclosureSEC source: 0001567619-20-017410 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,899,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4299 to $0.44, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| September 29, 2020 Filed Sep 30, 2020 13:05 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.45 | $55,687.50 |
DisclosureSEC source: 0001567619-20-017221 · doc1.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,774,528 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.43 to $0.45, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 13:05 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.44 | $55,475.00 |
DisclosureSEC source: 0001567619-20-017221 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,649,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.43 to $0.45, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 15:12 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.45 | $55,737.50 |
DisclosureSEC source: 0001567619-20-017136 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,524,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.44 to $0.45, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| September 24, 2020 Filed Sep 25, 2020 15:14 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.44 | $55,400.00 |
DisclosureSEC source: 0001567619-20-017088 · doc1.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,399,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4397 to $0.45, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 15:14 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.46 | $57,137.50 |
DisclosureSEC source: 0001567619-20-017088 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,274,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.44 to $0.46, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 15:12 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.46 | $57,362.50 |
DisclosureSEC source: 0001567619-20-017029 · doc1.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,149,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.445 to $0.46, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 15:12 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.46 | $57,362.50 |
DisclosureSEC source: 0001567619-20-017029 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,024,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4549 to $0.47, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 14:31 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.46 | $57,562.50 |
DisclosureSEC source: 0001567619-20-016905 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,899,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.441 to $0.4655, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 15:25 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.46 | $57,712.50 |
DisclosureSEC source: 0001567619-20-016873 · doc1.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,774,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4595 to $0.465, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3). Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 15:25 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.46 | $57,162.50 |
DisclosureSEC source: 0001567619-20-016873 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,649,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.445 to $0.46, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 15:42 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.45 | $56,412.50 |
DisclosureSEC source: 0001567619-20-016766 · doc1.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,524,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.44 to $0.46, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3). Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 15:42 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.46 | $57,550.00 |
DisclosureSEC source: 0001567619-20-016766 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,399,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.42 to $0.4993, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| September 11, 2020 Filed Sep 15, 2020 15:35 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.49 | $61,350.00 |
DisclosureSEC source: 0001567619-20-016708 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,274,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.48 to $0.50, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 15:42 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.49 | $61,225.00 |
DisclosureSEC source: 0001567619-20-016654 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,149,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.48 to $0.50, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| September 09, 2020 Filed Sep 10, 2020 15:12 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.49 | $61,150.00 |
DisclosureSEC source: 0001567619-20-016592 · doc1.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,024,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4655 to $0.50, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 15:12 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.45 | $55,975.00 |
DisclosureSEC source: 0001567619-20-016592 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,899,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.39 to $0.5599, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| September 04, 2020 Filed Sep 8, 2020 13:55 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.48 | $60,400.00 |
DisclosureSEC source: 0001567619-20-016511 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,774,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.471 to $0.495, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 16:09 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.49 | $60,725.00 |
DisclosureSEC source: 0001567619-20-016474 · doc1.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,649,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.475 to $0.51, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3). Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 16:09 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.58 | $72,687.50 |
DisclosureSEC source: 0001567619-20-016474 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,524,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.49 to $0.53, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 11:12 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.55 | $68,962.50 |
DisclosureSEC source: 0001567619-20-016274 · doc1.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,399,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.475 to $0.60, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3). Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 11:12 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.48 | $60,375.00 |
DisclosureSEC source: 0001567619-20-016274 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,274,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.48 to $0.49, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| August 28, 2020 Filed Sep 2, 2020 01:54 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.49 | $60,962.50 |
DisclosureSEC source: 0001567619-20-016272 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,149,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.46 to $0.504, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| August 27, 2020 Filed Aug 28, 2020 13:26 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.47 | $58,862.50 |
DisclosureSEC source: 0001567619-20-016115 · doc1.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,024,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4499 to $0.475, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 13:26 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.47 | $58,837.50 |
DisclosureSEC source: 0001567619-20-016115 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,899,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.46 to $0.48, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| August 25, 2020 Filed Aug 26, 2020 15:02 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.50 | $62,212.50 |
DisclosureSEC source: 0001567619-20-015996 · doc1.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,774,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.466 to $0.57, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 15:02 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.49 | $61,587.50 |
DisclosureSEC source: 0001567619-20-015996 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,649,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.47 to $0.50, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 15:16 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.47 | $59,212.50 |
DisclosureSEC source: 0001567619-20-015917 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,524,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.44 to $0.50, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 15:39 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.46 | $56,937.50 |
DisclosureSEC source: 0001567619-20-015849 · doc1.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,399,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.425 to $0.47, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 15:39 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.45 | $56,562.50 |
DisclosureSEC source: 0001567619-20-015849 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,274,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.44 to $0.4778, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 20:18 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.49 | $61,150.00 |
DisclosureSEC source: 0001567619-20-015755 · doc1.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,149,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.47 to $0.50, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:18 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.48 | $59,700.00 |
DisclosureSEC source: 0001567619-20-015755 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,024,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.47 to $0.49, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 16:28 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.41 | $51,287.50 |
DisclosureSEC source: 0001567619-20-015666 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,899,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.375 to $0.45, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 14:41 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 184,941 | $0.35 | $64,303.99 |
DisclosureSEC source: 0001567619-20-015265 · doc1.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,774,528 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F3 · price: 2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3 to $0.39, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 14:41 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.40 | $50,312.50 |
DisclosureSEC source: 0001567619-20-015265 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,589,587 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.361 to $0.46, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 14:53 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.43 | $53,737.50 |
DisclosureSEC source: 0001567619-20-014811 · doc1.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,464,587 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F3 · price: 2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.355 to $0.51, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 14:53 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.34 | $42,925.00 |
DisclosureSEC source: 0001567619-20-014811 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,339,587 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.32 to $0.355, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 14:17 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.35 | $43,862.50 |
DisclosureSEC source: 0001567619-20-014672 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,214,587 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.341 to $0.36, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 15:13 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.36 | $44,512.50 |
DisclosureSEC source: 0001567619-20-014480 · doc1.xml · nonDerivative · entry 2 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,089,587 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at price ranging from $0.3401 to $0.365, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3). Read SEC document |
| August 05, 2020 Filed Aug 7, 2020 15:13 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.35 | $43,275.00 |
DisclosureSEC source: 0001567619-20-014480 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,964,587 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3398 to $0.365, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| August 04, 2020 Filed Aug 5, 2020 14:49 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 125,000 | $0.34 | $42,500.00 |
DisclosureSEC source: 0001567619-20-014271 · doc1.xml · nonDerivative · entry 1 HANDOK, INC. · CIK 0001798101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,839,587 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.