Tapewire

Nasdaq · USD

RZLT

Rezolute, Inc.

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Tapewire entity
1990
SEC CIK
0001509261
Parsed reports
173

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202590
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2025 Filed Jun 13, 2025 01:32 UTC GrantCommon Shares 9,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000662 · form4.xml · nonDerivative · entry 1

Kim Young-Jin · CIK 0001768406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,950

F1 · shares: Represents grant of restricted stock units which vest 100% on July 1, 2026.

Read SEC document
June 10, 2025 Filed Jun 13, 2025 01:22 UTC GrantDirector Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0000912282-25-000660 · form4.xml · derivative · entry 2

FAUCHET PHILIPPE · CIK 0001824260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Shares · 5,000 shares

Expires 2035-06-10

F2 · derivative.exercise_date: The options vest 100% on July 1, 2026.

Read SEC document
June 10, 2025 Filed Jun 13, 2025 01:22 UTC GrantCommon Shares 9,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000660 · form4.xml · nonDerivative · entry 1

FAUCHET PHILIPPE · CIK 0001824260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,500

F1 · shares: Represents grant of restricted stock units which vest 100% on July 1, 2026.

Read SEC document
June 10, 2025 Filed Jun 13, 2025 14:15 UTC GrantDirector Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0000912282-25-000664 · form4.xml · derivative · entry 3

Labrucherie Gil M · CIK 0001394875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Shares · 5,000 shares

Expires 2035-06-10

F2 · derivative.exercise_date: The options vest 100% on July 1, 2026.

Read SEC document
June 10, 2025 Filed Jun 13, 2025 14:15 UTC GrantCommon Shares 9,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000664 · form4.xml · nonDerivative · entry 1

Labrucherie Gil M · CIK 0001394875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,500

F1 · shares: Represents grant of restricted stock units which vest 100% on July 1, 2026.

Read SEC document
June 10, 2025 Filed Jun 13, 2025 22:52 UTC GrantDirector Stock Options (Right to Buy) · Derivative 5,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0000912282-25-000668 · form4.xml · derivative · entry 2

KREHER NERISSA · CIK 0001741850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Shares · 5,000 shares

Expires 2035-06-10

F2 · derivative.exercise_date: The options vest 100% on July 1, 2026.

Read SEC document
June 10, 2025 Filed Jun 13, 2025 22:52 UTC GrantCommon Shares 9,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000668 · form4.xml · nonDerivative · entry 1

KREHER NERISSA · CIK 0001741850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,500

F1 · shares: Represents grant of restricted stock units which vest 100% on July 1, 2026.

Read SEC document
June 10, 2025 Filed Jun 13, 2025 13:58 UTC GrantDirector Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0000912282-25-000663 · form4.xml · derivative · entry 2

Hogenhuis Wladimir · CIK 0001755074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Shares · 5,000 shares

Expires 2035-06-10

F2 · derivative.exercise_date: The options vest 100% on July 1, 2026.

Read SEC document
June 10, 2025 Filed Jun 13, 2025 13:58 UTC GrantCommon Shares 9,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000663 · form4.xml · nonDerivative · entry 1

Hogenhuis Wladimir · CIK 0001755074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,025

F1 · shares: Represents grant of restricted stock units which vest 100% on July 1, 2026.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 19:52 UTC PurchaseCommon Shares 6,758 $2.92 $19,733.36
Disclosure

SEC source: 0000912282-25-000349 · form4.xml · nonDerivative · entry 1

Hogenhuis Wladimir · CIK 0001755074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,025

Read SEC document
March 27, 2025 Filed Mar 31, 2025 13:18 UTC
Elam Nevan CDirector · CEO
PurchaseCommon Shares 12,302 $2.85 $34,999.19
Disclosure

SEC source: 0000912282-25-000343 · form4.xml · nonDerivative · entry 1

Elam Nevan C · CIK 0001314773 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,119

F1 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.83 to $2.87, inclusive. The reporting person undertakes to provide to Rezolute, Inc.,, any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 26, 2025 Filed Mar 28, 2025 12:40 UTC PurchaseCommon Shares 10,000 $2.88 $28,800.00
Disclosure

SEC source: 0000912282-25-000339 · form4.xml · nonDerivative · entry 2

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Minor child #1

Disclosed balance after: 23,000

Read SEC document
March 26, 2025 Filed Mar 28, 2025 12:40 UTC PurchaseCommon Shares 10,000 $2.89 $28,900.00
Disclosure

SEC source: 0000912282-25-000339 · form4.xml · nonDerivative · entry 1

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,900

Read SEC document
March 25, 2025 Filed Mar 26, 2025 23:37 UTC
Harris ErikDirector
GrantDirector Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $2.89 $0.00
Disclosure

SEC source: 0000912282-25-000333 · form4.xml · derivative · entry 1

Harris Erik · CIK 0001780113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Shares · 60,000 shares

Expires 2035-03-25

F1 · derivative.exercise_date: The options vest 1/36th monthly beginning in April 2025.

Read SEC document
February 18, 2025 Filed Feb 21, 2025 00:59 UTC PurchaseCommon Shares 10,000 $4.70 $47,000.00
Disclosure

SEC source: 0000912282-25-000188 · form4.xml · nonDerivative · entry 2

Hogenhuis Wladimir · CIK 0001755074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,267

F3 · price: The purchase price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.69 to $4.70, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2025 Filed Feb 20, 2025 01:58 UTC
ROBERTS BRIAN KENNETHChief Medical Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $4.61 $0.00
Disclosure

SEC source: 0000912282-25-000173 · form4.xml · derivative · entry 4

ROBERTS BRIAN KENNETH · CIK 0001829608 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Shares · 45,000 shares

Expires 2035-02-16

F2 · derivative.exercise_date: The options vest as follows: 1/36th monthly beginning on March 16, 2025.

Read SEC document
February 16, 2025 Filed Feb 20, 2025 01:58 UTC
ROBERTS BRIAN KENNETHChief Medical Officer
GrantCommon Shares 77,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000173 · form4.xml · nonDerivative · entry 1

ROBERTS BRIAN KENNETH · CIK 0001829608 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,352

F1 · shares: Represents grant of restricted stock units which vest as follows: 1/3 on March 1, 2026; 1/3 on March 1, 2027; and 1/3 on March 1, 2028.

Read SEC document
February 16, 2025 Filed Feb 20, 2025 02:29 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $4.61 $0.00
Disclosure

SEC source: 0000912282-25-000180 · form4.xml · derivative · entry 7

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Shares · 45,000 shares

Expires 2035-02-16

F3 · derivative.exercise_date: The options vest as follows: 1/36th monthly beginning on March 16, 2025.

Read SEC document
February 16, 2025 Filed Feb 20, 2025 02:29 UTC GrantCommon Shares 77,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000180 · form4.xml · nonDerivative · entry 1

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,900

F1 · shares: Represents grant of restricted stock units which vest as follows: 1/3 on March 1, 2026; 1/3 on March 1, 2027; and 1/3 on March 1, 2028.

Read SEC document
February 16, 2025 Filed Feb 20, 2025 01:53 UTC
Elam Nevan CDirector · CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $4.61 $0.00
Disclosure

SEC source: 0000912282-25-000171 · form4.xml · derivative · entry 2

Elam Nevan C · CIK 0001314773 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Shares · 120,000 shares

Expires 2035-02-16

F2 · derivative.exercise_date: The options vest as follows: 1/36th monthly beginning on March 16, 2025.

Read SEC document
February 16, 2025 Filed Feb 20, 2025 01:53 UTC
Elam Nevan CDirector · CEO
GrantCommon Shares 204,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000171 · form4.xml · nonDerivative · entry 1

Elam Nevan C · CIK 0001314773 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,817

F1 · shares: Represents grant of restricted stock units which vest as follows: 1/3 on March 1, 2026; 1/3 on March 1, 2027; and 1/3 on March 1, 2028.

Read SEC document
February 16, 2025 Filed Feb 20, 2025 02:18 UTC GrantDirector Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.61 $0.00
Disclosure

SEC source: 0000912282-25-000178 · form4.xml · derivative · entry 2

KREHER NERISSA · CIK 0001741850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Shares · 15,000 shares

Expires 2035-02-16

F2 · derivative.exercise_date: The options vest 100% on March 1, 2026.

Read SEC document
February 16, 2025 Filed Feb 20, 2025 02:18 UTC GrantCommon Shares 25,500 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000178 · form4.xml · nonDerivative · entry 1

KREHER NERISSA · CIK 0001741850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,500

F1 · shares: Represents grant of restricted stock units which vest 100% on March 1, 2026.

Read SEC document
February 16, 2025 Filed Feb 20, 2025 02:16 UTC GrantDirector Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.61 $0.00
Disclosure

SEC source: 0000912282-25-000176 · form4.xml · derivative · entry 3

Kim Young-Jin · CIK 0001768406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Shares · 15,000 shares

Expires 2035-02-16

F3 · derivative.exercise_date: The options vest 100% on March 1, 2026.

Read SEC document
February 16, 2025 Filed Feb 20, 2025 02:16 UTC GrantCommon Shares 25,500 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000176 · form4.xml · nonDerivative · entry 1

Kim Young-Jin · CIK 0001768406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,950

F1 · shares: Represents grant of restricted stock units which vest 100% on March 1, 2026.

Read SEC document
February 16, 2025 Filed Feb 20, 2025 01:43 UTC GrantDirector Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.61 $0.00
Disclosure

SEC source: 0000912282-25-000169 · form4.xml · derivative · entry 2

FAUCHET PHILIPPE · CIK 0001824260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Shares · 15,000 shares

Expires 2035-02-16

F2 · derivative.exercise_date: The options vest 100% on March 1, 2026.

Read SEC document
February 16, 2025 Filed Feb 20, 2025 01:43 UTC GrantCommon Shares 25,500 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000169 · form4.xml · nonDerivative · entry 1

FAUCHET PHILIPPE · CIK 0001824260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,500

F1 · shares: Represents grant of restricted stock units which vest 100% on March 1, 2026.

Read SEC document
February 16, 2025 Filed Feb 20, 2025 11:10 UTC GrantDirector Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.61 $0.00
Disclosure

SEC source: 0000912282-25-000184 · form4.xml · derivative · entry 3

Labrucherie Gil M · CIK 0001394875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Shares · 15,000 shares

Expires 2035-02-16

F2 · derivative.exercise_date: The options vest 100% on March 1, 2026.

Read SEC document
February 16, 2025 Filed Feb 20, 2025 11:10 UTC GrantCommon Shares 25,500 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000184 · form4.xml · nonDerivative · entry 1

Labrucherie Gil M · CIK 0001394875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,500

F1 · shares: Represents grant of restricted stock units which vest 100% on March 1, 2026.

Read SEC document
February 16, 2025 Filed Feb 21, 2025 00:59 UTC GrantDirector Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.61 $0.00
Disclosure

SEC source: 0000912282-25-000188 · form4.xml · derivative · entry 3

Hogenhuis Wladimir · CIK 0001755074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Shares · 15,000 shares

Expires 2035-02-16

F2 · derivative.exercise_date: The options vest 100% on March 1, 2026.

Read SEC document
February 16, 2025 Filed Feb 21, 2025 00:59 UTC GrantCommon Shares 25,500 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000188 · form4.xml · nonDerivative · entry 1

Hogenhuis Wladimir · CIK 0001755074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,267

F1 · shares: Represents grant of restricted stock units which vest 100% on March 1, 2026.

Read SEC document
December 18, 2024 Filed Dec 18, 2024 23:01 UTC PurchaseCommon Shares 10,000 $4.29 $42,900.00
Disclosure

SEC source: 0000912282-24-000908 · form4.xml · nonDerivative · entry 1

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,900

F1 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.275 and $4.33, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 12, 2024 Filed Dec 12, 2024 21:54 UTC PurchaseCommon Shares 9,000 $4.60 $41,400.00
Disclosure

SEC source: 0000912282-24-000884 · form4.xml · nonDerivative · entry 1

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,900

Read SEC document
September 24, 2024 Filed Sep 24, 2024 21:14 UTC PurchaseCommon Stock 4,259 $4.70 $20,017.30
Disclosure

SEC source: 0000912282-24-000676 · form4.xml · nonDerivative · entry 1

Hogenhuis Wladimir · CIK 0001755074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,767

Read SEC document
September 23, 2024 Filed Sep 24, 2024 17:03 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0000912282-24-000673 · form4.xml · derivative · entry 1

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2034-09-23

F1 · derivative.exercise_date: The options vest as follows: One-fourth (1/4) on the one-year anniversary of the grant date and one thirty-sixth (1/36) of the remaining options shall vest on the same day of each month thereafter until the option is 100% vested. The unvested portion of the option will not be exercisable on or after the Reporting Person's termination of Continuous Service subject to the terms of the Reporting Person's employment agreement.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 18:00 UTC PurchaseCommon Stock 4,815 $4.15 $19,982.25
Disclosure

SEC source: 0000912282-24-000502 · form4.xml · nonDerivative · entry 1

Hogenhuis Wladimir · CIK 0001755074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,508

Read SEC document
June 25, 2024 Filed Feb 20, 2025 02:16 UTC PurchaseCommon Shares 1,250,000 $4.00 $5,000,000.00
Disclosure

SEC source: 0000912282-25-000176 · form4.xml · nonDerivative · entry 2

Kim Young-Jin · CIK 0001768406 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Handok, Inc.

Disclosed balance after: 7,192,617

F2 · ownership.nature: The reporting person disclaims beneficial ownership of the securities held by Handok, Inc., except to the extent of his pecuniary interest therein, if any.

Read SEC document
June 14, 2024 Filed Jun 14, 2024 16:51 UTC
ROBERTS BRIAN KENNETHChief Medical Officer
PurchaseCommon Shares 300 $3.97 $1,190.97
Disclosure

SEC source: 0000912282-24-000496 · form4.xml · nonDerivative · entry 4

ROBERTS BRIAN KENNETH · CIK 0001829608 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by minor child

Disclosed balance after: 1,376

Read SEC document
June 14, 2024 Filed Jun 14, 2024 16:51 UTC
ROBERTS BRIAN KENNETHChief Medical Officer
PurchaseCommon Shares 3,000 $3.91 $11,724.60
Disclosure

SEC source: 0000912282-24-000496 · form4.xml · nonDerivative · entry 3

ROBERTS BRIAN KENNETH · CIK 0001829608 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in IRA

Disclosed balance after: 13,000

Read SEC document
June 14, 2024 Filed Jun 14, 2024 16:51 UTC
ROBERTS BRIAN KENNETHChief Medical Officer
PurchaseCommon Shares 300 $3.96 $1,188.00
Disclosure

SEC source: 0000912282-24-000496 · form4.xml · nonDerivative · entry 2

ROBERTS BRIAN KENNETH · CIK 0001829608 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,352

Read SEC document
June 14, 2024 Filed Jun 14, 2024 16:51 UTC
ROBERTS BRIAN KENNETHChief Medical Officer
PurchaseCommon Shares 4,000 $3.91 $15,639.60
Disclosure

SEC source: 0000912282-24-000496 · form4.xml · nonDerivative · entry 1

ROBERTS BRIAN KENNETH · CIK 0001829608 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,052

Read SEC document
June 14, 2024 Filed Jun 14, 2024 16:06 UTC PurchaseCommon Shares 40,000 $4.04 $161,568.00
Disclosure

SEC source: 0000912282-24-000494 · form4.xml · nonDerivative · entry 1

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by PoC Capital, LLC

Disclosed balance after: 40,000

F1 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.85 to $4.25, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
May 29, 2024 Filed May 31, 2024 20:05 UTC PurchaseCommon Shares 451 $3.50 $1,578.50
Disclosure

SEC source: 0000912282-24-000472 · form4.xml · nonDerivative · entry 1

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,351

Read SEC document
May 24, 2024 Filed May 28, 2024 18:48 UTC PurchaseCommon Shares 2,942 $3.23 $9,502.66
Disclosure

SEC source: 0000912282-24-000460 · form4.xml · nonDerivative · entry 2

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by minor child #1

Disclosed balance after: 13,000

F1 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.21 to $3.23, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 23, 2024 Filed May 28, 2024 18:56 UTC
ROBERTS BRIAN KENNETHChief Medical Officer
PurchaseCommon Shares 6,000 $2.68 $16,057.80
Disclosure

SEC source: 0000912282-24-000461 · form4.xml · nonDerivative · entry 2

ROBERTS BRIAN KENNETH · CIK 0001829608 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,052

Read SEC document
May 23, 2024 Filed May 28, 2024 18:56 UTC
ROBERTS BRIAN KENNETHChief Medical Officer
PurchaseCommon Shares 1,500 $2.72 $4,080.00
Disclosure

SEC source: 0000912282-24-000461 · form4.xml · nonDerivative · entry 1

ROBERTS BRIAN KENNETH · CIK 0001829608 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,052

Read SEC document
May 23, 2024 Filed May 28, 2024 18:48 UTC PurchaseCommon Shares 58 $2.85 $165.30
Disclosure

SEC source: 0000912282-24-000460 · form4.xml · nonDerivative · entry 1

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by minor child #1

Disclosed balance after: 10,058

Read SEC document
March 28, 2024 Filed Mar 29, 2024 15:08 UTC
ROBERTS BRIAN KENNETHChief Medical Officer
PurchaseCommon Shares 500 $2.55 $1,275.00
Disclosure

SEC source: 0000912282-24-000331 · form4.xml · nonDerivative · entry 1

ROBERTS BRIAN KENNETH · CIK 0001829608 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by minor child

Disclosed balance after: 1,076

Read SEC document
March 15, 2024 Filed Mar 19, 2024 13:17 UTC PurchaseCommon Shares 20,000 $1.69 $33,830.00
Disclosure

SEC source: 0000912282-24-000274 · form4.xml · nonDerivative · entry 1

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by spouse

Disclosed balance after: 20,000

F1 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.69 to $1.70, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any securityholder of Rezolute, Inc. or the staff of the Securities an Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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March 14, 2024 Filed Mar 18, 2024 15:20 UTC
ROBERTS BRIAN KENNETHChief Medical Officer
PurchaseCommon Shares 10,000 $1.88 $18,800.00
Disclosure

SEC source: 0000912282-24-000270 · form4.xml · nonDerivative · entry 1

ROBERTS BRIAN KENNETH · CIK 0001829608 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in IRA

Disclosed balance after: 10,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.